Filed: 11/4/2022ACC: 0001572838-22-000009
📋 What this filing means
EMPIRICAL FINANCE, LLC filed this quarterly 13F‑HR report disclosing 480 equity positions with a total reported market value of $843.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
480
Positions
$843.2K
Total AUM (reported)
12.13M
Total Shares
Allocation by class
COM$594.9K70.6%
CL A$31.8K3.8%
US QUAN VALUE$27.0K3.2%
US QUAN MOMENTUM$21.7K2.6%
INTL QUAN VALUE$21.0K2.5%
COM NEW$18.3K2.2%
INTL QUAN MOMNTM$15.0K1.8%
Portfolio Concentration
Top 3$121.2K14.4%
4–10$120.7K14.3%
11–25$130.5K15.5%
Rest$470.7K55.8%
Top 3 weight
14.4%
Top 10 weight
28.7%
Voting Authority Distribution
Total shares with voting rights: 12.13M
Sole
Full voting authority
12.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole480
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings480
Rows:
APPLE INC
SOLEShares385.55K
TypeSH
Market value$53.3K
6.32%
Sole
385.55K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares175.80K
TypeSH
Market value$40.9K
4.86%
Sole
175.80K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares923.52K
TypeSH
Market value$27.0K
3.20%
Sole
923.52K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares209.29K
TypeSH
Market value$23.6K
2.80%
Sole
209.29K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares490.36K
TypeSH
Market value$21.7K
2.57%
Sole
490.36K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares1.04M
TypeSH
Market value$21.0K
2.49%
Sole
1.04M
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares658.70K
TypeSH
Market value$15.0K
1.78%
Sole
658.70K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares145.99K
TypeSH
Market value$14.0K
1.66%
Sole
145.99K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares137.66K
TypeSH
Market value$13.2K
1.57%
Sole
137.66K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares45.59K
TypeSH
Market value$12.2K
1.44%
Sole
45.59K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares67.35K
TypeSH
Market value$12.1K
1.43%
Sole
67.35K
Shared
0.00
None
0.00
TESLA INC
SOLEShares45.49K
TypeSH
Market value$12.1K
1.43%
Sole
45.49K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares477.84K
TypeSH
Market value$11.9K
1.41%
Sole
477.84K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares22.88K
TypeSH
Market value$11.6K
1.37%
Sole
22.88K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares64.06K
TypeSH
Market value$10.5K
1.24%
Sole
64.06K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares109.08K
TypeSH
Market value$9.5K
1.13%
Sole
109.08K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares57.31K
TypeSH
Market value$7.8K
0.92%
Sole
57.31K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares73.15K
TypeSH
Market value$7.6K
0.91%
Sole
73.15K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares59.35K
TypeSH
Market value$7.5K
0.89%
Sole
59.35K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares59.55K
TypeSH
Market value$7.2K
0.86%
Sole
59.55K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares26.01K
TypeSH
Market value$7.2K
0.85%
Sole
26.01K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares47.05K
TypeSH
Market value$6.8K
0.80%
Sole
47.05K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares59.02K
TypeSH
Market value$6.5K
0.77%
Sole
59.02K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares19.49K
TypeSH
Market value$6.3K
0.75%
Sole
19.49K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares21.30K
TypeSH
Market value$6.1K
0.72%
Sole
21.30K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 385.55K | SH | $53.3K 6.32% | 385.55K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 175.80K | SH | $40.9K 4.86% | 175.80K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | US QUAN VALUE | 923.52K | SH | $27.0K 3.20% | 923.52K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 209.29K | SH | $23.6K 2.80% | 209.29K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | US QUAN MOMENTUM | 490.36K | SH | $21.7K 2.57% | 490.36K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | INTL QUAN VALUE | 1.04M | SH | $21.0K 2.49% | 1.04M | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | INTL QUAN MOMNTM | 658.70K | SH | $15.0K 1.78% | 658.70K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 145.99K | SH | $14.0K 1.66% | 145.99K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 137.66K | SH | $13.2K 1.57% | 137.66K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 45.59K | SH | $12.2K 1.44% | 45.59K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 67.35K | SH | $12.1K 1.43% | 67.35K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 45.49K | SH | $12.1K 1.43% | 45.49K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | VAL MOMTM TRND | 477.84K | SH | $11.9K 1.41% | 477.84K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 22.88K | SH | $11.6K 1.37% | 22.88K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 64.06K | SH | $10.5K 1.24% | 64.06K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 109.08K | SH | $9.5K 1.13% | 109.08K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 57.31K | SH | $7.8K 0.92% | 57.31K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 73.15K | SH | $7.6K 0.91% | 73.15K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 59.35K | SH | $7.5K 0.89% | 59.35K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 59.55K | SH | $7.2K 0.86% | 59.55K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 26.01K | SH | $7.2K 0.85% | 26.01K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 47.05K | SH | $6.8K 0.80% | 47.05K | 0.00 | 0.00 |
ISHARES TRSOLE | SHORT TREAS BD | 59.02K | SH | $6.5K 0.77% | 59.02K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 19.49K | SH | $6.3K 0.75% | 19.49K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 21.30K | SH | $6.1K 0.72% | 21.30K | 0.00 | 0.00 |
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