Filed: 5/11/2026ACC: 0001951757-26-000815
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 396 equity positions with a total reported market value of $379.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
396
Positions
$379.33M
Total AUM (reported)
5.18M
Total Shares
Allocation by class
COM$145.08M38.2%
TR UNIT$12.45M3.3%
SUMMERHAVEN K1$9.70M2.6%
PHYSCL GOLD SHS$9.44M2.5%
CL A$9.37M2.5%
COM NEW$7.06M1.9%
ISHARES$6.66M1.8%
Portfolio Concentration
Top 3$41.57M11.0%
4–10$43.74M11.5%
11–25$45.35M12.0%
Rest$248.66M65.6%
Top 3 weight
11.0%
Top 10 weight
22.5%
Voting Authority Distribution
Total shares with voting rights: 5.18M
Sole
Full voting authority
5.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole396
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings396
Rows:
APPLE INC
SOLEShares76.56K
TypeSH
Market value$19.43M
5.12%
Sole
76.56K
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T
SOLEShares19.14K
TypeSH
Market value$12.45M
3.28%
Sole
19.14K
Shared
0.00
None
0.00
USCF ETF TR
SOLEShares355.97K
TypeSH
Market value$9.70M
2.56%
Sole
355.97K
Shared
0.00
None
0.00
ETFS GOLD TR
SOLEShares211.59K
TypeSH
Market value$9.44M
2.49%
Sole
211.59K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares38.91K
TypeSH
Market value$6.79M
1.79%
Sole
38.91K
Shared
0.00
None
0.00
ISHARES SILVER TR
SOLEShares97.72K
TypeSH
Market value$6.66M
1.76%
Sole
97.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.36K
TypeSH
Market value$6.42M
1.69%
Sole
35.36K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares9.24K
TypeSH
Market value$5.29M
1.39%
Sole
9.24K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares13.85K
TypeSH
Market value$5.13M
1.35%
Sole
13.85K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares13.69K
TypeSH
Market value$4.03M
1.06%
Sole
13.69K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares19.12K
TypeSH
Market value$3.98M
1.05%
Sole
19.12K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares9.24K
TypeSH
Market value$3.97M
1.05%
Sole
9.24K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares11.68K
TypeSH
Market value$3.84M
1.01%
Sole
11.68K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares18.95K
TypeSH
Market value$3.21M
0.85%
Sole
18.95K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares3.41K
TypeSH
Market value$3.14M
0.83%
Sole
3.41K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares68.61K
TypeSH
Market value$3.11M
0.82%
Sole
68.61K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10.67K
TypeSH
Market value$3.07M
0.81%
Sole
10.67K
Shared
0.00
None
0.00
ETF OPPORTUNITIES TRUST
SOLEShares154.49K
TypeSH
Market value$3.06M
0.81%
Sole
154.49K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10.05K
TypeSH
Market value$2.88M
0.76%
Sole
10.05K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.30K
TypeSH
Market value$2.81M
0.74%
Sole
4.30K
Shared
0.00
None
0.00
WALMART INC
SOLEShares21.27K
TypeSH
Market value$2.64M
0.70%
Sole
21.27K
Shared
0.00
None
0.00
CHEVRON CORPORATION
SOLEShares11.86K
TypeSH
Market value$2.45M
0.65%
Sole
11.86K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares58.82K
TypeSH
Market value$2.42M
0.64%
Sole
58.82K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares79.66K
TypeSH
Market value$2.41M
0.63%
Sole
79.66K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.54K
TypeSH
Market value$2.36M
0.62%
Sole
5.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 76.56K | SH | $19.43M 5.12% | 76.56K | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 19.14K | SH | $12.45M 3.28% | 19.14K | 0.00 | 0.00 |
USCF ETF TRSOLE | SUMMERHAVEN K1 | 355.97K | SH | $9.70M 2.56% | 355.97K | 0.00 | 0.00 |
ETFS GOLD TRSOLE | PHYSCL GOLD SHS | 211.59K | SH | $9.44M 2.49% | 211.59K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 38.91K | SH | $6.79M 1.79% | 38.91K | 0.00 | 0.00 |
ISHARES SILVER TRSOLE | ISHARES | 97.72K | SH | $6.66M 1.76% | 97.72K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 35.36K | SH | $6.42M 1.69% | 35.36K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 9.24K | SH | $5.29M 1.39% | 9.24K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 13.85K | SH | $5.13M 1.35% | 13.85K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 13.69K | SH | $4.03M 1.06% | 13.69K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 19.12K | SH | $3.98M 1.05% | 19.12K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 9.24K | SH | $3.97M 1.05% | 9.24K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 11.68K | SH | $3.84M 1.01% | 11.68K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 18.95K | SH | $3.21M 0.85% | 18.95K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 3.41K | SH | $3.14M 0.83% | 3.41K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 68.61K | SH | $3.11M 0.82% | 68.61K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 10.67K | SH | $3.07M 0.81% | 10.67K | 0.00 | 0.00 |
ETF OPPORTUNITIES TRUSTSOLE | BROOKMONT CATAST | 154.49K | SH | $3.06M 0.81% | 154.49K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 10.05K | SH | $2.88M 0.76% | 10.05K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 4.30K | SH | $2.81M 0.74% | 4.30K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 21.27K | SH | $2.64M 0.70% | 21.27K | 0.00 | 0.00 |
CHEVRON CORPORATIONSOLE | COM | 11.86K | SH | $2.45M 0.65% | 11.86K | 0.00 | 0.00 |
ISHARES TRSOLE | INTL TREA BD ETF | 58.82K | SH | $2.42M 0.64% | 58.82K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 79.66K | SH | $2.41M 0.63% | 79.66K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 5.54K | SH | $2.36M 0.62% | 5.54K | 0.00 | 0.00 |
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