Filed: 2/6/2026ACC: 0001951757-26-000393
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 356 equity positions with a total reported market value of $354.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
356
Positions
$354.50M
Total AUM (reported)
5.69M
Total Shares
Allocation by class
COM$129.75M36.6%
TR UNIT$15.56M4.4%
CL A$8.96M2.5%
PHYSCL GOLD SHS$8.46M2.4%
U.S. TECH ETF$7.12M2.0%
ISHARES$6.47M1.8%
COM NEW$5.30M1.5%
Portfolio Concentration
Top 3$42.13M11.9%
4–10$42.41M12.0%
11–25$46.41M13.1%
Rest$223.56M63.1%
Top 3 weight
11.9%
Top 10 weight
23.8%
Voting Authority Distribution
Total shares with voting rights: 5.69M
Sole
Full voting authority
5.69M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole356
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings356
Rows:
APPLE INC
SOLEShares88.47K
TypeSH
Market value$18.11M
5.11%
Sole
88.47K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares22.82K
TypeSH
Market value$15.56M
4.39%
Sole
22.82K
Shared
0.00
None
0.00
ETFS GOLD TR
SOLEShares205.97K
TypeSH
Market value$8.46M
2.39%
Sole
205.97K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares58.97K
TypeSH
Market value$7.75M
2.19%
Sole
58.97K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.65K
TypeSH
Market value$7.12M
2.01%
Sole
35.65K
Shared
0.00
None
0.00
ISHARES SILVER TR
SOLEShares100.41K
TypeSH
Market value$6.47M
1.82%
Sole
100.41K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares60.15K
TypeSH
Market value$6.39M
1.80%
Sole
60.15K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares47.33K
TypeSH
Market value$5.03M
1.42%
Sole
47.33K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares22.25K
TypeSH
Market value$4.96M
1.40%
Sole
22.25K
Shared
0.00
None
0.00
USCF ETF TR
SOLEShares212.42K
TypeSH
Market value$4.68M
1.32%
Sole
212.42K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO.
SOLEShares18.28K
TypeSH
Market value$4.45M
1.26%
Sole
18.28K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares14.12K
TypeSH
Market value$4.42M
1.25%
Sole
14.12K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares15.82K
TypeSH
Market value$4.05M
1.14%
Sole
15.82K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares35.59K
TypeSH
Market value$3.78M
1.07%
Sole
35.59K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares3.39K
TypeSH
Market value$3.64M
1.03%
Sole
3.39K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares68.61K
TypeSH
Market value$3.12M
0.88%
Sole
68.61K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares17.88K
TypeSH
Market value$3.10M
0.87%
Sole
17.88K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.26K
TypeSH
Market value$2.92M
0.82%
Sole
4.26K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.58K
TypeSH
Market value$2.64M
0.74%
Sole
5.58K
Shared
0.00
None
0.00
ETF OPPORTUNITIES TRUST
SOLEShares130.69K
TypeSH
Market value$2.61M
0.74%
Sole
130.69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares57.04K
TypeSH
Market value$2.38M
0.67%
Sole
57.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.03K
TypeSH
Market value$2.37M
0.67%
Sole
14.03K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.87K
TypeSH
Market value$2.33M
0.66%
Sole
35.87K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares37.18K
TypeSH
Market value$2.30M
0.65%
Sole
37.18K
Shared
0.00
None
0.00
WALMART INC
SOLEShares23.49K
TypeSH
Market value$2.29M
0.65%
Sole
23.49K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 88.47K | SH | $18.11M 5.11% | 88.47K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.82K | SH | $15.56M 4.39% | 22.82K | 0.00 | 0.00 |
ETFS GOLD TRSOLE | PHYSCL GOLD SHS | 205.97K | SH | $8.46M 2.39% | 205.97K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 58.97K | SH | $7.75M 2.19% | 58.97K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 35.65K | SH | $7.12M 2.01% | 35.65K | 0.00 | 0.00 |
ISHARES SILVER TRSOLE | ISHARES | 100.41K | SH | $6.47M 1.82% | 100.41K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 60.15K | SH | $6.39M 1.80% | 60.15K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 47.33K | SH | $5.03M 1.42% | 47.33K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 22.25K | SH | $4.96M 1.40% | 22.25K | 0.00 | 0.00 |
USCF ETF TRSOLE | SUMMERHAVEN K1 | 212.42K | SH | $4.68M 1.32% | 212.42K | 0.00 | 0.00 |
JPMORGAN CHASE & CO.SOLE | COM | 18.28K | SH | $4.45M 1.26% | 18.28K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 14.12K | SH | $4.42M 1.25% | 14.12K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 15.82K | SH | $4.05M 1.14% | 15.82K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 35.59K | SH | $3.78M 1.07% | 35.59K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 3.39K | SH | $3.64M 1.03% | 3.39K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 68.61K | SH | $3.12M 0.88% | 68.61K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 17.88K | SH | $3.10M 0.87% | 17.88K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 4.26K | SH | $2.92M 0.82% | 4.26K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 5.58K | SH | $2.64M 0.74% | 5.58K | 0.00 | 0.00 |
ETF OPPORTUNITIES TRUSTSOLE | BROOKMONT CATAST | 130.69K | SH | $2.61M 0.74% | 130.69K | 0.00 | 0.00 |
ISHARES TRSOLE | INTL TREA BD ETF | 57.04K | SH | $2.38M 0.67% | 57.04K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES BIOTECH | 14.03K | SH | $2.37M 0.67% | 14.03K | 0.00 | 0.00 |
ISHARES TRSOLE | US HLTHCARE ETF | 35.87K | SH | $2.33M 0.66% | 35.87K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 37.18K | SH | $2.30M 0.65% | 37.18K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 23.49K | SH | $2.29M 0.65% | 23.49K | 0.00 | 0.00 |
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