Filed: 11/12/2025ACC: 0001951757-25-001374
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 368 equity positions with a total reported market value of $360.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
368
Positions
$360.08M
Total AUM (reported)
5.85M
Total Shares
Allocation by class
COM$137.03M38.1%
TR UNIT$11.20M3.1%
CL A$11.05M3.1%
U.S. TECH ETF$7.12M2.0%
PHYSCL GOLD SHS$6.24M1.7%
COM NEW$5.70M1.6%
COM SHS$4.67M1.3%
Portfolio Concentration
Top 3$37.98M10.5%
4–10$40.20M11.2%
11–25$44.85M12.5%
Rest$237.06M65.8%
Top 3 weight
10.5%
Top 10 weight
21.7%
Voting Authority Distribution
Total shares with voting rights: 5.85M
Sole
Full voting authority
5.85M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole368
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings368
Rows:
APPLE INC
SOLEShares93.68K
TypeSH
Market value$18.29M
5.08%
Sole
93.68K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares16.81K
TypeSH
Market value$11.20M
3.11%
Sole
16.81K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares62.90K
TypeSH
Market value$8.49M
2.36%
Sole
62.90K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares61.22K
TypeSH
Market value$7.40M
2.05%
Sole
61.22K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.34K
TypeSH
Market value$7.12M
1.98%
Sole
36.34K
Shared
0.00
None
0.00
ETFS GOLD TR
SOLEShares169.39K
TypeSH
Market value$6.24M
1.73%
Sole
169.39K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares21.79K
TypeSH
Market value$5.18M
1.44%
Sole
21.79K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares16.12K
TypeSH
Market value$4.89M
1.36%
Sole
16.12K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares47.50K
TypeSH
Market value$4.83M
1.34%
Sole
47.50K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO.
SOLEShares18.89K
TypeSH
Market value$4.55M
1.26%
Sole
18.89K
Shared
0.00
None
0.00
USCF ETF TR
SOLEShares160.81K
TypeSH
Market value$3.70M
1.03%
Sole
160.81K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares36.40K
TypeSH
Market value$3.68M
1.02%
Sole
36.40K
Shared
0.00
None
0.00
ISHARES SILVER TR
SOLEShares86.46K
TypeSH
Market value$3.66M
1.02%
Sole
86.46K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares14.89K
TypeSH
Market value$3.62M
1.01%
Sole
14.89K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares73.24K
TypeSH
Market value$3.27M
0.91%
Sole
73.24K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares37.72K
TypeSH
Market value$3.13M
0.87%
Sole
37.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.41K
TypeSH
Market value$2.95M
0.82%
Sole
4.41K
Shared
0.00
None
0.00
ETF SER SOLUTIONS
SOLEShares116.99K
TypeSH
Market value$2.92M
0.81%
Sole
116.99K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares63.98K
TypeSH
Market value$2.73M
0.76%
Sole
63.98K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares3.47K
TypeSH
Market value$2.65M
0.74%
Sole
3.47K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares18.84K
TypeSH
Market value$2.64M
0.73%
Sole
18.84K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares104.23K
TypeSH
Market value$2.62M
0.73%
Sole
104.23K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.54K
TypeSH
Market value$2.59M
0.72%
Sole
5.54K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares28.95K
TypeSH
Market value$2.38M
0.66%
Sole
28.95K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares38.53K
TypeSH
Market value$2.31M
0.64%
Sole
38.53K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 93.68K | SH | $18.29M 5.08% | 93.68K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 16.81K | SH | $11.20M 3.11% | 16.81K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 62.90K | SH | $8.49M 2.36% | 62.90K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 61.22K | SH | $7.40M 2.05% | 61.22K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. TECH ETF | 36.34K | SH | $7.12M 1.98% | 36.34K | 0.00 | 0.00 |
ETFS GOLD TRSOLE | PHYSCL GOLD SHS | 169.39K | SH | $6.24M 1.73% | 169.39K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 21.79K | SH | $5.18M 1.44% | 21.79K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 16.12K | SH | $4.89M 1.36% | 16.12K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 47.50K | SH | $4.83M 1.34% | 47.50K | 0.00 | 0.00 |
JPMORGAN CHASE & CO.SOLE | COM | 18.89K | SH | $4.55M 1.26% | 18.89K | 0.00 | 0.00 |
USCF ETF TRSOLE | SUMMERHAVEN K1 | 160.81K | SH | $3.70M 1.03% | 160.81K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 36.40K | SH | $3.68M 1.02% | 36.40K | 0.00 | 0.00 |
ISHARES SILVER TRSOLE | ISHARES | 86.46K | SH | $3.66M 1.02% | 86.46K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 14.89K | SH | $3.62M 1.01% | 14.89K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 73.24K | SH | $3.27M 0.91% | 73.24K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 37.72K | SH | $3.13M 0.87% | 37.72K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 4.41K | SH | $2.95M 0.82% | 4.41K | 0.00 | 0.00 |
ETF SER SOLUTIONSSOLE | LHA RISK MANAGE | 116.99K | SH | $2.92M 0.81% | 116.99K | 0.00 | 0.00 |
ISHARES TRSOLE | INTL TREA BD ETF | 63.98K | SH | $2.73M 0.76% | 63.98K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 3.47K | SH | $2.65M 0.74% | 3.47K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 18.84K | SH | $2.64M 0.73% | 18.84K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 104.23K | SH | $2.62M 0.73% | 104.23K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 5.54K | SH | $2.59M 0.72% | 5.54K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 28.95K | SH | $2.38M 0.66% | 28.95K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 38.53K | SH | $2.31M 0.64% | 38.53K | 0.00 | 0.00 |
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