Filed: 11/1/2023ACC: 0001951757-23-000652
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 166 equity positions with a total reported market value of $114.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
166
Positions
$114.75M
Total AUM (reported)
2.41M
Total Shares
Allocation by class
COM$40.67M35.4%
TR UNIT$4.94M4.3%
US TREASY 2 YR$4.35M3.8%
PHYSCL GOLD SHS$3.75M3.3%
FUTRE STRAT FD$2.55M2.2%
US TREASR 10 YR$2.14M1.9%
DEVELOPED MRKT$2.10M1.8%
Portfolio Concentration
Top 3$13.04M11.4%
4–10$14.13M12.3%
11–25$21.15M18.4%
Rest$66.43M57.9%
Top 3 weight
11.4%
Top 10 weight
23.7%
Voting Authority Distribution
Total shares with voting rights: 2.41M
Sole
Full voting authority
2.41M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole166
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings166
Rows:
SPDR S&P 500 ETF TR
SOLEShares11.57K
TypeSH
Market value$4.94M
4.31%
Sole
11.57K
Shared
0.00
None
0.00
RBB FD INC
SOLEShares90.65K
TypeSH
Market value$4.35M
3.79%
Sole
90.65K
Shared
0.00
None
0.00
ABRDN GOLD ETF TRUST
SOLEShares212.08K
TypeSH
Market value$3.75M
3.27%
Sole
212.08K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares72.56K
TypeSH
Market value$2.55M
2.23%
Sole
72.56K
Shared
0.00
None
0.00
RBB FD INC
SOLEShares49.88K
TypeSH
Market value$2.14M
1.86%
Sole
49.88K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares70.25K
TypeSH
Market value$2.10M
1.83%
Sole
70.25K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares85.07K
TypeSH
Market value$2.08M
1.81%
Sole
85.07K
Shared
0.00
None
0.00
ISHARES SILVER TR
SOLEShares94.55K
TypeSH
Market value$1.92M
1.68%
Sole
94.55K
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares22.34K
TypeSH
Market value$1.67M
1.46%
Sole
22.34K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares55.30K
TypeSH
Market value$1.66M
1.45%
Sole
55.30K
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares75.05K
TypeSH
Market value$1.65M
1.43%
Sole
75.05K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares89.34K
TypeSH
Market value$1.61M
1.40%
Sole
89.34K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares5.03K
TypeSH
Market value$1.59M
1.38%
Sole
5.03K
Shared
0.00
None
0.00
VICTORY PORTFOLIOS II
SOLEShares37.90K
TypeSH
Market value$1.57M
1.37%
Sole
37.90K
Shared
0.00
None
0.00
DIREXION SHS ETF TR
SOLEShares52.72K
TypeSH
Market value$1.57M
1.36%
Sole
52.72K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares30.39K
TypeSH
Market value$1.53M
1.33%
Sole
30.39K
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATI
SOLEShares821.00
TypeSH
Market value$1.50M
1.30%
Sole
821.00
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares42.42K
TypeSH
Market value$1.48M
1.29%
Sole
42.42K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares28.43K
TypeSH
Market value$1.41M
1.22%
Sole
28.43K
Shared
0.00
None
0.00
AGF INVTS TR
SOLEShares69.10K
TypeSH
Market value$1.37M
1.20%
Sole
69.10K
Shared
0.00
None
0.00
APPLE INC
SOLEShares7.84K
TypeSH
Market value$1.34M
1.17%
Sole
7.84K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares60.03K
TypeSH
Market value$1.27M
1.10%
Sole
60.03K
Shared
0.00
None
0.00
PROSHARES TR
SOLEShares18.32K
TypeSH
Market value$1.13M
0.98%
Sole
18.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.66K
TypeSH
Market value$1.10M
0.96%
Sole
36.66K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares12.46K
TypeSH
Market value$1.04M
0.91%
Sole
12.46K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 11.57K | SH | $4.94M 4.31% | 11.57K | 0.00 | 0.00 |
RBB FD INCSOLE | US TREASY 2 YR | 90.65K | SH | $4.35M 3.79% | 90.65K | 0.00 | 0.00 |
ABRDN GOLD ETF TRUSTSOLE | PHYSCL GOLD SHS | 212.08K | SH | $3.75M 3.27% | 212.08K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FUTRE STRAT FD | 72.56K | SH | $2.55M 2.23% | 72.56K | 0.00 | 0.00 |
RBB FD INCSOLE | US TREASR 10 YR | 49.88K | SH | $2.14M 1.86% | 49.88K | 0.00 | 0.00 |
PACER FDS TRSOLE | DEVELOPED MRKT | 70.25K | SH | $2.10M 1.83% | 70.25K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | DEV MRK EX LOW | 85.07K | SH | $2.08M 1.81% | 85.07K | 0.00 | 0.00 |
ISHARES SILVER TRSOLE | ISHARES | 94.55K | SH | $1.92M 1.68% | 94.55K | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | COM | 22.34K | SH | $1.67M 1.46% | 22.34K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 55.30K | SH | $1.66M 1.45% | 55.30K | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK MSCI EMRG | 75.05K | SH | $1.65M 1.43% | 75.05K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | ENHNCD CMMDTY ST | 89.34K | SH | $1.61M 1.40% | 89.34K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 5.03K | SH | $1.59M 1.38% | 5.03K | 0.00 | 0.00 |
VICTORY PORTFOLIOS IISOLE | VICTORYSHS EMERG | 37.90K | SH | $1.57M 1.37% | 37.90K | 0.00 | 0.00 |
DIREXION SHS ETF TRSOLE | AUSPCE CMD STG | 52.72K | SH | $1.57M 1.36% | 52.72K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 30.39K | SH | $1.53M 1.33% | 30.39K | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATISOLE | COM | 821.00 | SH | $1.50M 1.30% | 821.00 | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 42.42K | SH | $1.48M 1.29% | 42.42K | 0.00 | 0.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 28.43K | SH | $1.41M 1.22% | 28.43K | 0.00 | 0.00 |
AGF INVTS TRSOLE | US MARKET NETRL | 69.10K | SH | $1.37M 1.20% | 69.10K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 7.84K | SH | $1.34M 1.17% | 7.84K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | HEDGED HI YLD BD | 60.03K | SH | $1.27M 1.10% | 60.03K | 0.00 | 0.00 |
PROSHARES TRSOLE | HGH YLD INT RATE | 18.32K | SH | $1.13M 0.98% | 18.32K | 0.00 | 0.00 |
ISHARES TRSOLE | HDG MSCI EAFE | 36.66K | SH | $1.10M 0.96% | 36.66K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | DIVERSFED RTRN | 12.46K | SH | $1.04M 0.91% | 12.46K | 0.00 | 0.00 |
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