Filed: 8/1/2023ACC: 0001951757-23-000471
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 156 equity positions with a total reported market value of $113.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
156
Positions
$113.01M
Total AUM (reported)
2.32M
Total Shares
Allocation by class
COM$41.22M36.5%
TR UNIT$5.39M4.8%
US TREASY 2 YR$4.02M3.6%
PHYSCL GOLD SHS$3.98M3.5%
FUTRE STRAT FD$2.62M2.3%
US TREASR 10 YR$2.18M1.9%
DEV MRK EX LOW$2.15M1.9%
Portfolio Concentration
Top 3$13.39M11.8%
4–10$14.50M12.8%
11–25$21.31M18.9%
Rest$63.81M56.5%
Top 3 weight
11.8%
Top 10 weight
24.7%
Voting Authority Distribution
Total shares with voting rights: 2.32M
Sole
Full voting authority
2.32M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole155
Shared0
Other1
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings156
Rows:
SPDR S&P 500 ETF TR
SOLEShares12.15K
TypeSH
Market value$5.39M
4.77%
Sole
12.15K
Shared
0.00
None
0.00
RBB FD INC
SOLEShares83.37K
TypeSH
Market value$4.02M
3.56%
Sole
83.37K
Shared
0.00
None
0.00
ABRDN GOLD ETF TRUST
SOLEShares216.59K
TypeSH
Market value$3.98M
3.52%
Sole
216.59K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares74.85K
TypeSH
Market value$2.62M
2.32%
Sole
74.85K
Shared
0.00
None
0.00
RBB FD INC
SOLEShares47.97K
TypeSH
Market value$2.18M
1.93%
Sole
47.97K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares84.31K
TypeSH
Market value$2.15M
1.90%
Sole
84.31K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares72.16K
TypeSH
Market value$2.15M
1.90%
Sole
72.16K
Shared
0.00
None
0.00
ISHARES SILVER TR
SOLEShares95.78K
TypeSH
Market value$2.00M
1.77%
Sole
95.78K
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares75.57K
TypeSH
Market value$1.71M
1.51%
Sole
75.57K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares56.73K
TypeSH
Market value$1.69M
1.50%
Sole
56.73K
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares21.54K
TypeSH
Market value$1.66M
1.47%
Sole
21.54K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.70K
TypeSH
Market value$1.60M
1.42%
Sole
4.70K
Shared
0.00
None
0.00
VICTORY PORTFOLIOS II
SOLEShares37.68K
TypeSH
Market value$1.58M
1.40%
Sole
37.68K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares89.01K
TypeSH
Market value$1.52M
1.34%
Sole
89.01K
Shared
0.00
None
0.00
DIREXION SHS ETF TR
SOLEShares51.57K
TypeSH
Market value$1.52M
1.34%
Sole
51.57K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares30.05K
TypeSH
Market value$1.52M
1.34%
Sole
30.05K
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares42.51K
TypeSH
Market value$1.50M
1.33%
Sole
42.51K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares30K
TypeSH
Market value$1.44M
1.27%
Sole
30K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares33.72K
TypeSH
Market value$1.39M
1.23%
Sole
33.72K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares64.50K
TypeSH
Market value$1.36M
1.20%
Sole
64.50K
Shared
0.00
None
0.00
VICTORY PORTFOLIOS II
SOLEShares23.37K
TypeSH
Market value$1.35M
1.19%
Sole
23.37K
Shared
0.00
None
0.00
AGF INVTS TR
SOLEShares69.05K
TypeSH
Market value$1.30M
1.15%
Sole
69.05K
Shared
0.00
None
0.00
APPLE INC
SOLEShares6.40K
TypeSH
Market value$1.24M
1.10%
Sole
6.40K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares6.37K
TypeSH
Market value$1.18M
1.04%
Sole
6.37K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares22.49K
TypeSH
Market value$1.16M
1.03%
Sole
22.49K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.15K | SH | $5.39M 4.77% | 12.15K | 0.00 | 0.00 |
RBB FD INCSOLE | US TREASY 2 YR | 83.37K | SH | $4.02M 3.56% | 83.37K | 0.00 | 0.00 |
ABRDN GOLD ETF TRUSTSOLE | PHYSCL GOLD SHS | 216.59K | SH | $3.98M 3.52% | 216.59K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FUTRE STRAT FD | 74.85K | SH | $2.62M 2.32% | 74.85K | 0.00 | 0.00 |
RBB FD INCSOLE | US TREASR 10 YR | 47.97K | SH | $2.18M 1.93% | 47.97K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | DEV MRK EX LOW | 84.31K | SH | $2.15M 1.90% | 84.31K | 0.00 | 0.00 |
PACER FDS TRSOLE | DEVELOPED MRKT | 72.16K | SH | $2.15M 1.90% | 72.16K | 0.00 | 0.00 |
ISHARES SILVER TRSOLE | ISHARES | 95.78K | SH | $2.00M 1.77% | 95.78K | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK MSCI EMRG | 75.57K | SH | $1.71M 1.51% | 75.57K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 56.73K | SH | $1.69M 1.50% | 56.73K | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | COM | 21.54K | SH | $1.66M 1.47% | 21.54K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 4.70K | SH | $1.60M 1.42% | 4.70K | 0.00 | 0.00 |
VICTORY PORTFOLIOS IISOLE | VICTORYSHS EMERG | 37.68K | SH | $1.58M 1.40% | 37.68K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | ENHNCD CMMDTY ST | 89.01K | SH | $1.52M 1.34% | 89.01K | 0.00 | 0.00 |
DIREXION SHS ETF TRSOLE | AUSPCE CMD STG | 51.57K | SH | $1.52M 1.34% | 51.57K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 30.05K | SH | $1.52M 1.34% | 30.05K | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 42.51K | SH | $1.50M 1.33% | 42.51K | 0.00 | 0.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 30K | SH | $1.44M 1.27% | 30K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 HDL VOL | 33.72K | SH | $1.39M 1.23% | 33.72K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | HEDGED HI YLD BD | 64.50K | SH | $1.36M 1.20% | 64.50K | 0.00 | 0.00 |
VICTORY PORTFOLIOS IISOLE | VCSHS US EQ INCM | 23.37K | SH | $1.35M 1.19% | 23.37K | 0.00 | 0.00 |
AGF INVTS TRSOLE | US MARKET NETRL | 69.05K | SH | $1.30M 1.15% | 69.05K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 6.40K | SH | $1.24M 1.10% | 6.40K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 6.37K | SH | $1.18M 1.04% | 6.37K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 22.49K | SH | $1.16M 1.03% | 22.49K | 0.00 | 0.00 |
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