Filed: 4/18/2023ACC: 0001951757-23-000177
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $104.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$104.54M
Total AUM (reported)
2.30M
Total Shares
Allocation by class
COM$33.12M31.7%
US TREASY 2 YR$3.85M3.7%
PHYSCL GOLD SHS$3.84M3.7%
TR UNIT$3.37M3.2%
CL A$2.43M2.3%
FUTRE STRAT FD$2.42M2.3%
US TREASR 10 YR$2.13M2.0%
Portfolio Concentration
Top 3$11.06M10.6%
4–10$13.95M13.3%
11–25$21.40M20.5%
Rest$58.14M55.6%
Top 3 weight
10.6%
Top 10 weight
23.9%
Voting Authority Distribution
Total shares with voting rights: 2.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings147
Rows:
RBB FD INC
SOLEShares78.26K
TypeSH
Market value$3.85M
3.68%
Sole
0.00
Shared
0.00
None
78.26K
ABRDN GOLD ETF TRUST
SOLEShares203.58K
TypeSH
Market value$3.84M
3.67%
Sole
0.00
Shared
0.00
None
203.58K
SPDR S&P 500 ETF TR
SOLEShares8.22K
TypeSH
Market value$3.37M
3.22%
Sole
0.00
Shared
0.00
None
8.22K
WISDOMTREE TR
SOLEShares72.03K
TypeSH
Market value$2.42M
2.31%
Sole
0.00
Shared
0.00
None
72.03K
RBB FD INC
SOLEShares45.47K
TypeSH
Market value$2.13M
2.04%
Sole
0.00
Shared
0.00
None
45.47K
FLEXSHARES TR
SOLEShares80.47K
TypeSH
Market value$2.04M
1.96%
Sole
0.00
Shared
0.00
None
80.47K
PACER FDS TR
SOLEShares68.99K
TypeSH
Market value$2.04M
1.95%
Sole
0.00
Shared
0.00
None
68.99K
ISHARES SILVER TR
SOLEShares87.46K
TypeSH
Market value$1.93M
1.85%
Sole
0.00
Shared
0.00
None
87.46K
GILEAD SCIENCES INC
SOLEShares21.01K
TypeSH
Market value$1.74M
1.67%
Sole
0.00
Shared
0.00
None
21.01K
APPLE INC
SOLEShares9.92K
TypeSH
Market value$1.64M
1.56%
Sole
0.00
Shared
0.00
None
9.92K
DBX ETF TR
SOLEShares72.11K
TypeSH
Market value$1.61M
1.54%
Sole
0.00
Shared
0.00
None
72.11K
INDEXIQ ETF TR
SOLEShares54.61K
TypeSH
Market value$1.60M
1.53%
Sole
0.00
Shared
0.00
None
54.61K
WISDOMTREE TR
SOLEShares84.91K
TypeSH
Market value$1.52M
1.45%
Sole
0.00
Shared
0.00
None
84.91K
DIREXION SHS ETF TR
SOLEShares48.89K
TypeSH
Market value$1.50M
1.43%
Sole
0.00
Shared
0.00
None
48.89K
VICTORY PORTFOLIOS II
SOLEShares35.97K
TypeSH
Market value$1.49M
1.42%
Sole
0.00
Shared
0.00
None
35.97K
J P MORGAN EXCHANGE TRADED F
SOLEShares28.62K
TypeSH
Market value$1.44M
1.38%
Sole
0.00
Shared
0.00
None
28.62K
DBX ETF TR
SOLEShares40.13K
TypeSH
Market value$1.41M
1.35%
Sole
0.00
Shared
0.00
None
40.13K
TEXAS PACIFIC LAND CORPORATI
SOLEShares817.00
TypeSH
Market value$1.39M
1.33%
Sole
0.00
Shared
0.00
None
817.00
MICROSOFT CORP
SOLEShares4.82K
TypeSH
Market value$1.39M
1.33%
Sole
0.00
Shared
0.00
None
4.82K
HOME DEPOT INC
SOLEShares4.69K
TypeSH
Market value$1.39M
1.32%
Sole
0.00
Shared
0.00
None
4.69K
INVESCO EXCH TRADED FD TR II
SOLEShares32K
TypeSH
Market value$1.35M
1.29%
Sole
0.00
Shared
0.00
None
32K
AGF INVTS TR
SOLEShares66.15K
TypeSH
Market value$1.35M
1.29%
Sole
0.00
Shared
0.00
None
66.15K
PACER FDS TR
SOLEShares28.63K
TypeSH
Market value$1.34M
1.29%
Sole
0.00
Shared
0.00
None
28.63K
VICTORY PORTFOLIOS II
SOLEShares22.16K
TypeSH
Market value$1.34M
1.29%
Sole
0.00
Shared
0.00
None
22.16K
WISDOMTREE TR
SOLEShares61.73K
TypeSH
Market value$1.28M
1.23%
Sole
0.00
Shared
0.00
None
61.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
RBB FD INCSOLE | US TREASY 2 YR | 78.26K | SH | $3.85M 3.68% | 0.00 | 0.00 | 78.26K |
ABRDN GOLD ETF TRUSTSOLE | PHYSCL GOLD SHS | 203.58K | SH | $3.84M 3.67% | 0.00 | 0.00 | 203.58K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.22K | SH | $3.37M 3.22% | 0.00 | 0.00 | 8.22K |
WISDOMTREE TRSOLE | FUTRE STRAT FD | 72.03K | SH | $2.42M 2.31% | 0.00 | 0.00 | 72.03K |
RBB FD INCSOLE | US TREASR 10 YR | 45.47K | SH | $2.13M 2.04% | 0.00 | 0.00 | 45.47K |
FLEXSHARES TRSOLE | DEV MRK EX LOW | 80.47K | SH | $2.04M 1.96% | 0.00 | 0.00 | 80.47K |
PACER FDS TRSOLE | DEVELOPED MRKT | 68.99K | SH | $2.04M 1.95% | 0.00 | 0.00 | 68.99K |
ISHARES SILVER TRSOLE | ISHARES | 87.46K | SH | $1.93M 1.85% | 0.00 | 0.00 | 87.46K |
GILEAD SCIENCES INCSOLE | COM | 21.01K | SH | $1.74M 1.67% | 0.00 | 0.00 | 21.01K |
APPLE INCSOLE | COM | 9.92K | SH | $1.64M 1.56% | 0.00 | 0.00 | 9.92K |
DBX ETF TRSOLE | XTRACK MSCI EMRG | 72.11K | SH | $1.61M 1.54% | 0.00 | 0.00 | 72.11K |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 54.61K | SH | $1.60M 1.53% | 0.00 | 0.00 | 54.61K |
WISDOMTREE TRSOLE | ENHNCD CMMDTY ST | 84.91K | SH | $1.52M 1.45% | 0.00 | 0.00 | 84.91K |
DIREXION SHS ETF TRSOLE | AUSPCE CMD STG | 48.89K | SH | $1.50M 1.43% | 0.00 | 0.00 | 48.89K |
VICTORY PORTFOLIOS IISOLE | VICTORYSHS EMERG | 35.97K | SH | $1.49M 1.42% | 0.00 | 0.00 | 35.97K |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 28.62K | SH | $1.44M 1.38% | 0.00 | 0.00 | 28.62K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 40.13K | SH | $1.41M 1.35% | 0.00 | 0.00 | 40.13K |
TEXAS PACIFIC LAND CORPORATISOLE | COM | 817.00 | SH | $1.39M 1.33% | 0.00 | 0.00 | 817.00 |
MICROSOFT CORPSOLE | COM | 4.82K | SH | $1.39M 1.33% | 0.00 | 0.00 | 4.82K |
HOME DEPOT INCSOLE | COM | 4.69K | SH | $1.39M 1.32% | 0.00 | 0.00 | 4.69K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 HDL VOL | 32K | SH | $1.35M 1.29% | 0.00 | 0.00 | 32K |
AGF INVTS TRSOLE | US MARKET NETRL | 66.15K | SH | $1.35M 1.29% | 0.00 | 0.00 | 66.15K |
PACER FDS TRSOLE | US CASH COWS 100 | 28.63K | SH | $1.34M 1.29% | 0.00 | 0.00 | 28.63K |
VICTORY PORTFOLIOS IISOLE | VCSHS US EQ INCM | 22.16K | SH | $1.34M 1.29% | 0.00 | 0.00 | 22.16K |
WISDOMTREE TRSOLE | HEDGED HI YLD BD | 61.73K | SH | $1.28M 1.23% | 0.00 | 0.00 | 61.73K |
Page 1 of 6
…