Filed: 1/31/2023ACC: 0001951757-23-000088
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 161 equity positions with a total reported market value of $94.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
161
Positions
$94.99M
Total AUM (reported)
2.54M
Total Shares
Allocation by class
COM$32.94M34.7%
PHYSCL GOLD SHS$4.00M4.2%
1 3 YR TREAS BD$3.55M3.7%
HEDGED HI YLD BD$2.36M2.5%
TR UNIT$2.09M2.2%
FUTRE STRAT FD$1.80M1.9%
INT-TRM U.S TRES$1.69M1.8%
Portfolio Concentration
Top 3$9.91M10.4%
4–10$11.88M12.5%
11–25$16.48M17.3%
Rest$56.71M59.7%
Top 3 weight
10.4%
Top 10 weight
22.9%
Voting Authority Distribution
Total shares with voting rights: 2.54M
Sole
Full voting authority
2.54M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole161
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings161
Rows:
ABRDN GOLD ETF TRUST
SOLEShares228.80K
TypeSH
Market value$4.00M
4.21%
Sole
228.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares43.78K
TypeSH
Market value$3.55M
3.74%
Sole
43.78K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares114.27K
TypeSH
Market value$2.36M
2.49%
Sole
114.27K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5.50K
TypeSH
Market value$2.09M
2.20%
Sole
5.50K
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATI
SOLEShares816.00
TypeSH
Market value$1.91M
2.01%
Sole
816.00
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares57.14K
TypeSH
Market value$1.80M
1.90%
Sole
57.14K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares34.37K
TypeSH
Market value$1.69M
1.78%
Sole
34.37K
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares73.06K
TypeSH
Market value$1.56M
1.65%
Sole
73.06K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares32.74K
TypeSH
Market value$1.43M
1.51%
Sole
32.74K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares58.86K
TypeSH
Market value$1.38M
1.46%
Sole
58.86K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares24.67K
TypeSH
Market value$1.33M
1.40%
Sole
24.67K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares14.86K
TypeSH
Market value$1.32M
1.39%
Sole
14.86K
Shared
0.00
None
0.00
APPLE INC
SOLEShares79.72K
TypeSH
Market value$1.22M
1.29%
Sole
79.72K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares42.36K
TypeSH
Market value$1.21M
1.27%
Sole
42.36K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares10.30K
TypeSH
Market value$1.17M
1.23%
Sole
10.30K
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares13.60K
TypeSH
Market value$1.17M
1.23%
Sole
13.60K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares7.01K
TypeSH
Market value$1.10M
1.15%
Sole
7.01K
Shared
0.00
None
0.00
AGF INVTS TR
SOLEShares50.43K
TypeSH
Market value$1.07M
1.13%
Sole
50.43K
Shared
0.00
None
0.00
LATTICE STRATEGIES TR
SOLEShares41.70K
TypeSH
Market value$1.03M
1.09%
Sole
41.70K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares7.61K
TypeSH
Market value$1.03M
1.09%
Sole
7.61K
Shared
0.00
None
0.00
FIDELITY COVINGTON TRUST
SOLEShares21.68K
TypeSH
Market value$1.00M
1.05%
Sole
21.68K
Shared
0.00
None
0.00
ALPS ETF TR
SOLEShares29.14K
TypeSH
Market value$978.3K
1.03%
Sole
29.14K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING IN
SOLEShares4.34K
TypeSH
Market value$973.0K
1.02%
Sole
4.34K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares14.09K
TypeSH
Market value$953.3K
1.00%
Sole
14.09K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares12.10K
TypeSH
Market value$921.5K
0.97%
Sole
12.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ABRDN GOLD ETF TRUSTSOLE | PHYSCL GOLD SHS | 228.80K | SH | $4.00M 4.21% | 228.80K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 43.78K | SH | $3.55M 3.74% | 43.78K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | HEDGED HI YLD BD | 114.27K | SH | $2.36M 2.49% | 114.27K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.50K | SH | $2.09M 2.20% | 5.50K | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATISOLE | COM | 816.00 | SH | $1.91M 2.01% | 816.00 | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FUTRE STRAT FD | 57.14K | SH | $1.80M 1.90% | 57.14K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 34.37K | SH | $1.69M 1.78% | 34.37K | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK MSCI EMRG | 73.06K | SH | $1.56M 1.65% | 73.06K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 32.74K | SH | $1.43M 1.51% | 32.74K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | IBOXX 3R TARGT | 58.86K | SH | $1.38M 1.46% | 58.86K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | BROAD US TIPS | 24.67K | SH | $1.33M 1.40% | 24.67K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | ZACKS MID CAP | 14.86K | SH | $1.32M 1.39% | 14.86K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 79.72K | SH | $1.22M 1.29% | 79.72K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 42.36K | SH | $1.21M 1.27% | 42.36K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 10.30K | SH | $1.17M 1.23% | 10.30K | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | COM | 13.60K | SH | $1.17M 1.23% | 13.60K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 7.01K | SH | $1.10M 1.15% | 7.01K | 0.00 | 0.00 |
AGF INVTS TRSOLE | AGFIQ US MK ANTI | 50.43K | SH | $1.07M 1.13% | 50.43K | 0.00 | 0.00 |
LATTICE STRATEGIES TRSOLE | HARTFORD MLT ETF | 41.70K | SH | $1.03M 1.09% | 41.70K | 0.00 | 0.00 |
SPDR SER TRSOLE | SSGA US LRG ETF | 7.61K | SH | $1.03M 1.09% | 7.61K | 0.00 | 0.00 |
FIDELITY COVINGTON TRUSTSOLE | LOW VOLITY ETF | 21.68K | SH | $1.00M 1.05% | 21.68K | 0.00 | 0.00 |
ALPS ETF TRSOLE | OSHARES US SMLCP | 29.14K | SH | $978.3K 1.03% | 29.14K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSING INSOLE | COM | 4.34K | SH | $973.0K 1.02% | 4.34K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 14.09K | SH | $953.3K 1.00% | 14.09K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 12.10K | SH | $921.5K 0.97% | 12.10K | 0.00 | 0.00 |
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