Filed: 10/19/2022ACC: 0001926596-22-000004
📋 What this filing means
EMPIRICAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 146 equity positions with a total reported market value of $91.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
146
Positions
$91.7K
Total AUM (reported)
2.25M
Total Shares
Allocation by class
ETF$56.0K61.0%
STOCK$34.8K38.0%
REIT$758.000.8%
CEF$145.000.2%
Portfolio Concentration
Top 3$10.1K11.1%
4–10$11.5K12.5%
11–25$17.0K18.6%
Rest$53.1K57.9%
Top 3 weight
11.1%
Top 10 weight
23.6%
Voting Authority Distribution
Total shares with voting rights: 2.25M
Sole
Full voting authority
2.25M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole146
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings146
Rows:
ABRDN PHYSICAL GOLD SHARES ETF
SOLEShares243.96K
TypeSH
Market value$3.9K
4.24%
Sole
243.96K
Shared
0.00
None
0.00
ISHARES 1-3 YR TREASURY BOND ETF
SOLEShares46.70K
TypeSH
Market value$3.8K
4.14%
Sole
46.70K
Shared
0.00
None
0.00
WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUND
SOLEShares122.45K
TypeSH
Market value$2.5K
2.69%
Sole
122.45K
Shared
0.00
None
0.00
WISDOMTREE MANAGED FUTURES STRATEGY FUND
SOLEShares59.05K
TypeSH
Market value$2.0K
2.22%
Sole
59.05K
Shared
0.00
None
0.00
SCHWAB INTERMEDIATE-TERM US TREASURY ETF
SOLEShares36.94K
TypeSH
Market value$1.8K
1.98%
Sole
36.94K
Shared
0.00
None
0.00
UTILITIES SELECT SECTOR SPDR FUND
SOLEShares25.20K
TypeSH
Market value$1.7K
1.80%
Sole
25.20K
Shared
0.00
None
0.00
DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FD
SOLEShares75.94K
TypeSH
Market value$1.6K
1.70%
Sole
75.94K
Shared
0.00
None
0.00
FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD
SOLEShares63.47K
TypeSH
Market value$1.5K
1.62%
Sole
63.47K
Shared
0.00
None
0.00
PIMCO BROAD US TIPS INDEX ETF
SOLEShares27.72K
TypeSH
Market value$1.5K
1.61%
Sole
27.72K
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATION COM
SOLEShares815.00
TypeSH
Market value$1.4K
1.58%
Sole
814.00
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares22.80K
TypeSH
Market value$1.4K
1.53%
Sole
22.80K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING INC COM
SOLEShares5.85K
TypeSH
Market value$1.3K
1.44%
Sole
5.85K
Shared
0.00
None
0.00
HOME DEPOT
SOLEShares4.72K
TypeSH
Market value$1.3K
1.42%
Sole
4.72K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares3.60K
TypeSH
Market value$1.3K
1.40%
Sole
3.60K
Shared
0.00
None
0.00
IQ HEDGE MULTI-STRATEGY TRACKER ETF
SOLEShares44.15K
TypeSH
Market value$1.2K
1.34%
Sole
44.15K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares30.31K
TypeSH
Market value$1.2K
1.32%
Sole
30.31K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares5.17K
TypeSH
Market value$1.2K
1.31%
Sole
5.17K
Shared
0.00
None
0.00
INVESCO ZACKS MID-CAP ETF
SOLEShares14.86K
TypeSH
Market value$1.2K
1.30%
Sole
14.86K
Shared
0.00
None
0.00
AGFIQ US MARKET NEUTRAL ANTI-BETA FUND
SOLEShares53.55K
TypeSH
Market value$1.1K
1.19%
Sole
53.55K
Shared
0.00
None
0.00
SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF
SOLEShares8.26K
TypeSH
Market value$1.0K
1.11%
Sole
8.26K
Shared
0.00
None
0.00
LOWES COS INC COM
SOLEShares5.31K
TypeSH
Market value$998.00
1.09%
Sole
5.31K
Shared
0.00
None
0.00
FIDELITY LOW VOLATILITY FACTOR ETF
SOLEShares23.57K
TypeSH
Market value$990.00
1.08%
Sole
23.57K
Shared
0.00
None
0.00
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF
SOLEShares13.12K
TypeSH
Market value$932.00
1.02%
Sole
13.12K
Shared
0.00
None
0.00
HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF
SOLEShares42.57K
TypeSH
Market value$926.00
1.01%
Sole
42.57K
Shared
0.00
None
0.00
ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF
SOLEShares30.51K
TypeSH
Market value$915.00
1.00%
Sole
30.51K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ABRDN PHYSICAL GOLD SHARES ETFSOLE | ETF | 243.96K | SH | $3.9K 4.24% | 243.96K | 0.00 | 0.00 |
ISHARES 1-3 YR TREASURY BOND ETFSOLE | ETF | 46.70K | SH | $3.8K 4.14% | 46.70K | 0.00 | 0.00 |
WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUNDSOLE | ETF | 122.45K | SH | $2.5K 2.69% | 122.45K | 0.00 | 0.00 |
WISDOMTREE MANAGED FUTURES STRATEGY FUNDSOLE | ETF | 59.05K | SH | $2.0K 2.22% | 59.05K | 0.00 | 0.00 |
SCHWAB INTERMEDIATE-TERM US TREASURY ETFSOLE | ETF | 36.94K | SH | $1.8K 1.98% | 36.94K | 0.00 | 0.00 |
UTILITIES SELECT SECTOR SPDR FUNDSOLE | ETF | 25.20K | SH | $1.7K 1.80% | 25.20K | 0.00 | 0.00 |
DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FDSOLE | ETF | 75.94K | SH | $1.6K 1.70% | 75.94K | 0.00 | 0.00 |
FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FDSOLE | ETF | 63.47K | SH | $1.5K 1.62% | 63.47K | 0.00 | 0.00 |
PIMCO BROAD US TIPS INDEX ETFSOLE | ETF | 27.72K | SH | $1.5K 1.61% | 27.72K | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATION COMSOLE | Stock | 815.00 | SH | $1.4K 1.58% | 814.00 | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | Stock | 22.80K | SH | $1.4K 1.53% | 22.80K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSING INC COMSOLE | Stock | 5.85K | SH | $1.3K 1.44% | 5.85K | 0.00 | 0.00 |
HOME DEPOTSOLE | Stock | 4.72K | SH | $1.3K 1.42% | 4.72K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 3.60K | SH | $1.3K 1.40% | 3.60K | 0.00 | 0.00 |
IQ HEDGE MULTI-STRATEGY TRACKER ETFSOLE | ETF | 44.15K | SH | $1.2K 1.34% | 44.15K | 0.00 | 0.00 |
CISCO SYS INCSOLE | Stock | 30.31K | SH | $1.2K 1.32% | 30.31K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 5.17K | SH | $1.2K 1.31% | 5.17K | 0.00 | 0.00 |
INVESCO ZACKS MID-CAP ETFSOLE | ETF | 14.86K | SH | $1.2K 1.30% | 14.86K | 0.00 | 0.00 |
AGFIQ US MARKET NEUTRAL ANTI-BETA FUNDSOLE | ETF | 53.55K | SH | $1.1K 1.19% | 53.55K | 0.00 | 0.00 |
SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETFSOLE | ETF | 8.26K | SH | $1.0K 1.11% | 8.26K | 0.00 | 0.00 |
LOWES COS INC COMSOLE | Stock | 5.31K | SH | $998.00 1.09% | 5.31K | 0.00 | 0.00 |
FIDELITY LOW VOLATILITY FACTOR ETFSOLE | ETF | 23.57K | SH | $990.00 1.08% | 23.57K | 0.00 | 0.00 |
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETFSOLE | ETF | 13.12K | SH | $932.00 1.02% | 13.12K | 0.00 | 0.00 |
HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETFSOLE | ETF | 42.57K | SH | $926.00 1.01% | 42.57K | 0.00 | 0.00 |
ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETFSOLE | ETF | 30.51K | SH | $915.00 1.00% | 30.51K | 0.00 | 0.00 |
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