EMMONS CLIFFORD L (CEO, President, Interim CFO) reported 1 transaction at IIOT-OXYS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/12/2020ACC: 0001553997-20-000020
DirectorOfficer· CEO, President, Interim CFO
Since Jan 2019
-772.20K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.80K acquired · 780K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−780K
Price / share
—
Trade value
—
% of position
25.5%
11/9/2020
3.06M→2.28M
Total
Net shares
−780K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/9/2020 | U · U | −780K | — | — | 25.5% | 3.06M | 2.28M |
| Total | −780K | $0.00 | ||||||
Derivative Transactions1
Series A Supervoting Preferred Stock
Direct
Converts to
Common Stock
780K shares
Shares
+7.80K
Strike price
100
Held after
74.38M
Exercisable
—
11/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Supervoting Preferred Stock Direct | Common Stock780K shares | 11/9/2020 | U · U | +7.80K | 100 | — | 74.38M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned3.06M
Total
3.06M direct3.06M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.06M | Direct |
| Total | 3.06M | 3.06M direct |
Derivative Holdings (Post-Transaction)2
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
36.67K
Shares owned
73.60M
Exercise price
0.0008
Expiration
—
Exercise window
—
5% Secured Convertible Note
IndirectUnderlying security
Common Stock
Underlying shares
71.28M
Shares owned
73.56M
Exercise price
0.0008
Expiration
—
Exercise window
—
Total
Underlying
71.32M
Owned
147.15M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock | 0.0008 | — | — | 36.67K | 73.60M |
| 5% Secured Convertible Note Indirect | Common Stock | 0.0008 | — | — | 71.28M | 73.56M |
| Total | 71.32M | 147.15M | ||||