Filed: 4/15/2024ACC: 0001843553-24-000002
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 170 equity positions with a total reported market value of $348.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
170
Positions
$348.50M
Total AUM (reported)
5.19M
Total Shares
Allocation by class
COM$230.05M66.0%
GOLD SHS$12.87M3.7%
SHS$12.49M3.6%
COM NEW$9.56M2.7%
FIRST TR ENH NEW$9.30M2.7%
COM CL A$8.38M2.4%
HARBOR COMMODITY$5.79M1.7%
Portfolio Concentration
Top 3$35.42M10.2%
4–10$46.48M13.3%
11–25$76.05M21.8%
Rest$190.55M54.7%
Top 3 weight
10.2%
Top 10 weight
23.5%
Voting Authority Distribution
Total shares with voting rights: 5.19M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.19M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole170
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings170
Rows:
CATERPILLAR INC
SOLEShares36.22K
TypeSH
Market value$13.24M
3.80%
Sole
0.00
Shared
0.00
None
36.22K
SPDR GOLD TR
SOLEShares59.36K
TypeSH
Market value$12.87M
3.69%
Sole
0.00
Shared
0.00
None
59.36K
FIRST TR EXCHANGE-TRADED FD
SOLEShares155.87K
TypeSH
Market value$9.30M
2.67%
Sole
0.00
Shared
0.00
None
155.87K
EATON CORP PLC
SOLEShares28.59K
TypeSH
Market value$9.10M
2.61%
Sole
0.00
Shared
0.00
None
28.59K
MERCK & CO INC
SOLEShares58.32K
TypeSH
Market value$7.33M
2.10%
Sole
0.00
Shared
0.00
None
58.32K
WASTE MGMT INC DEL
SOLEShares30.23K
TypeSH
Market value$6.21M
1.78%
Sole
0.00
Shared
0.00
None
30.23K
PACKAGING CORP AMER
SOLEShares33.94K
TypeSH
Market value$6.18M
1.77%
Sole
0.00
Shared
0.00
None
33.94K
APPLE INC
SOLEShares33.58K
TypeSH
Market value$5.93M
1.70%
Sole
0.00
Shared
0.00
None
33.58K
INTUIT
SOLEShares9.54K
TypeSH
Market value$5.93M
1.70%
Sole
0.00
Shared
0.00
None
9.54K
HARBOR ETF TRUST
SOLEShares251.02K
TypeSH
Market value$5.79M
1.66%
Sole
0.00
Shared
0.00
None
251.02K
INTERACTIVE BROKERS GROUP IN
SOLEShares51.10K
TypeSH
Market value$5.64M
1.62%
Sole
0.00
Shared
0.00
None
51.10K
PUBLIC STORAGE
SOLEShares20.61K
TypeSH
Market value$5.61M
1.61%
Sole
0.00
Shared
0.00
None
20.61K
THE CIGNA GROUP
SOLEShares15.19K
TypeSH
Market value$5.31M
1.52%
Sole
0.00
Shared
0.00
None
15.19K
ALLSTATE CORP
SOLEShares31.82K
TypeSH
Market value$5.31M
1.52%
Sole
0.00
Shared
0.00
None
31.82K
PRUDENTIAL FINL INC
SOLEShares47.82K
TypeSH
Market value$5.25M
1.51%
Sole
0.00
Shared
0.00
None
47.82K
BLACKSTONE INC
SOLEShares40.89K
TypeSH
Market value$5.05M
1.45%
Sole
0.00
Shared
0.00
None
40.89K
LYONDELLBASELL INDUSTRIES N
SOLEShares49.66K
TypeSH
Market value$5.04M
1.45%
Sole
0.00
Shared
0.00
None
49.66K
ARCH CAP GROUP LTD
SOLEShares55.83K
TypeSH
Market value$5.02M
1.44%
Sole
0.00
Shared
0.00
None
55.83K
DOW INC
SOLEShares85.16K
TypeSH
Market value$4.91M
1.41%
Sole
0.00
Shared
0.00
None
85.16K
PAYCHEX INC
SOLEShares39.84K
TypeSH
Market value$4.90M
1.41%
Sole
0.00
Shared
0.00
None
39.84K
AB ACTIVE ETFS INC
SOLEShares96.82K
TypeSH
Market value$4.87M
1.40%
Sole
0.00
Shared
0.00
None
96.82K
MCDONALDS CORP
SOLEShares18.20K
TypeSH
Market value$4.87M
1.40%
Sole
0.00
Shared
0.00
None
18.20K
SOUTHERN CO
SOLEShares69.26K
TypeSH
Market value$4.76M
1.37%
Sole
0.00
Shared
0.00
None
69.26K
NVIDIA CORPORATION
SOLEShares5.40K
TypeSH
Market value$4.76M
1.37%
Sole
0.00
Shared
0.00
None
5.40K
TIMKEN CO
SOLEShares56.07K
TypeSH
Market value$4.76M
1.36%
Sole
0.00
Shared
0.00
None
56.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CATERPILLAR INCSOLE | COM | 36.22K | SH | $13.24M 3.80% | 0.00 | 0.00 | 36.22K |
SPDR GOLD TRSOLE | GOLD SHS | 59.36K | SH | $12.87M 3.69% | 0.00 | 0.00 | 59.36K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 155.87K | SH | $9.30M 2.67% | 0.00 | 0.00 | 155.87K |
EATON CORP PLCSOLE | SHS | 28.59K | SH | $9.10M 2.61% | 0.00 | 0.00 | 28.59K |
MERCK & CO INCSOLE | COM | 58.32K | SH | $7.33M 2.10% | 0.00 | 0.00 | 58.32K |
WASTE MGMT INC DELSOLE | COM | 30.23K | SH | $6.21M 1.78% | 0.00 | 0.00 | 30.23K |
PACKAGING CORP AMERSOLE | COM | 33.94K | SH | $6.18M 1.77% | 0.00 | 0.00 | 33.94K |
APPLE INCSOLE | COM | 33.58K | SH | $5.93M 1.70% | 0.00 | 0.00 | 33.58K |
INTUITSOLE | COM | 9.54K | SH | $5.93M 1.70% | 0.00 | 0.00 | 9.54K |
HARBOR ETF TRUSTSOLE | HARBOR COMMODITY | 251.02K | SH | $5.79M 1.66% | 0.00 | 0.00 | 251.02K |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 51.10K | SH | $5.64M 1.62% | 0.00 | 0.00 | 51.10K |
PUBLIC STORAGESOLE | COM | 20.61K | SH | $5.61M 1.61% | 0.00 | 0.00 | 20.61K |
THE CIGNA GROUPSOLE | COM | 15.19K | SH | $5.31M 1.52% | 0.00 | 0.00 | 15.19K |
ALLSTATE CORPSOLE | COM | 31.82K | SH | $5.31M 1.52% | 0.00 | 0.00 | 31.82K |
PRUDENTIAL FINL INCSOLE | COM | 47.82K | SH | $5.25M 1.51% | 0.00 | 0.00 | 47.82K |
BLACKSTONE INCSOLE | COM | 40.89K | SH | $5.05M 1.45% | 0.00 | 0.00 | 40.89K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 49.66K | SH | $5.04M 1.45% | 0.00 | 0.00 | 49.66K |
ARCH CAP GROUP LTDSOLE | ORD | 55.83K | SH | $5.02M 1.44% | 0.00 | 0.00 | 55.83K |
DOW INCSOLE | COM | 85.16K | SH | $4.91M 1.41% | 0.00 | 0.00 | 85.16K |
PAYCHEX INCSOLE | COM | 39.84K | SH | $4.90M 1.41% | 0.00 | 0.00 | 39.84K |
AB ACTIVE ETFS INCSOLE | ULTRA SHORT INCM | 96.82K | SH | $4.87M 1.40% | 0.00 | 0.00 | 96.82K |
MCDONALDS CORPSOLE | COM | 18.20K | SH | $4.87M 1.40% | 0.00 | 0.00 | 18.20K |
SOUTHERN COSOLE | COM | 69.26K | SH | $4.76M 1.37% | 0.00 | 0.00 | 69.26K |
NVIDIA CORPORATIONSOLE | COM | 5.40K | SH | $4.76M 1.37% | 0.00 | 0.00 | 5.40K |
TIMKEN COSOLE | COM | 56.07K | SH | $4.76M 1.36% | 0.00 | 0.00 | 56.07K |
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