Filed: 1/18/2024ACC: 0001843553-24-000001
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 161 equity positions with a total reported market value of $316.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
161
Positions
$316.02M
Total AUM (reported)
3.94M
Total Shares
Allocation by class
COM$214.16M67.8%
GOLD SHS$11.38M3.6%
SHS$11.07M3.5%
CL B$10.41M3.3%
COM NEW$10.24M3.2%
FIRST TR ENH NEW$9.47M3.0%
COM CL A$6.67M2.1%
Portfolio Concentration
Top 3$31.46M10.0%
4–10$42.47M13.4%
11–25$71.60M22.7%
Rest$170.50M54.0%
Top 3 weight
10.0%
Top 10 weight
23.4%
Voting Authority Distribution
Total shares with voting rights: 3.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole161
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings161
Rows:
SPDR GOLD TR
SOLEShares59.51K
TypeSH
Market value$11.38M
3.60%
Sole
0.00
Shared
0.00
None
59.51K
CATERPILLAR INC
SOLEShares35.90K
TypeSH
Market value$10.62M
3.36%
Sole
0.00
Shared
0.00
None
35.90K
FIRST TR EXCHANGE-TRADED FD
SOLEShares158.65K
TypeSH
Market value$9.47M
3.00%
Sole
0.00
Shared
0.00
None
158.65K
EATON CORP PLC
SOLEShares29.12K
TypeSH
Market value$7.01M
2.22%
Sole
0.00
Shared
0.00
None
29.12K
APPLE INC
SOLEShares32.47K
TypeSH
Market value$6.25M
1.98%
Sole
0.00
Shared
0.00
None
32.47K
MERCK & CO INC
SOLEShares56.67K
TypeSH
Market value$6.18M
1.96%
Sole
0.00
Shared
0.00
None
56.67K
PUBLIC STORAGE
SOLEShares19.80K
TypeSH
Market value$6.04M
1.91%
Sole
0.00
Shared
0.00
None
19.80K
INTUIT
SOLEShares9.55K
TypeSH
Market value$5.97M
1.89%
Sole
0.00
Shared
0.00
None
9.55K
LULULEMON ATHLETICA INC
SOLEShares11.02K
TypeSH
Market value$5.63M
1.78%
Sole
0.00
Shared
0.00
None
11.02K
PACKAGING CORP AMER
SOLEShares33.05K
TypeSH
Market value$5.38M
1.70%
Sole
0.00
Shared
0.00
None
33.05K
WASTE MGMT INC DEL
SOLEShares29.73K
TypeSH
Market value$5.32M
1.68%
Sole
0.00
Shared
0.00
None
29.73K
AB ACTIVE ETFS INC
SOLEShares105.06K
TypeSH
Market value$5.28M
1.67%
Sole
0.00
Shared
0.00
None
105.06K
BLACKSTONE INC
SOLEShares39.79K
TypeSH
Market value$5.21M
1.65%
Sole
0.00
Shared
0.00
None
39.79K
MCDONALDS CORP
SOLEShares17.49K
TypeSH
Market value$5.19M
1.64%
Sole
0.00
Shared
0.00
None
17.49K
UNIVERSAL HLTH SVCS INC
SOLEShares31.38K
TypeSH
Market value$4.78M
1.51%
Sole
0.00
Shared
0.00
None
31.38K
PRUDENTIAL FINL INC
SOLEShares45.90K
TypeSH
Market value$4.76M
1.51%
Sole
0.00
Shared
0.00
None
45.90K
CENTENE CORP DEL
SOLEShares63.22K
TypeSH
Market value$4.69M
1.48%
Sole
0.00
Shared
0.00
None
63.22K
INTEGRA LIFESCIENCES HLDGS C
SOLEShares106.61K
TypeSH
Market value$4.64M
1.47%
Sole
0.00
Shared
0.00
None
106.61K
AUTOZONE INC
SOLEShares1.79K
TypeSH
Market value$4.64M
1.47%
Sole
0.00
Shared
0.00
None
1.79K
SOUTHERN CO
SOLEShares65.69K
TypeSH
Market value$4.61M
1.46%
Sole
0.00
Shared
0.00
None
65.69K
DEERE & CO
SOLEShares11.36K
TypeSH
Market value$4.54M
1.44%
Sole
0.00
Shared
0.00
None
11.36K
PAYCHEX INC
SOLEShares38.14K
TypeSH
Market value$4.54M
1.44%
Sole
0.00
Shared
0.00
None
38.14K
LYONDELLBASELL INDUSTRIES N
SOLEShares47.02K
TypeSH
Market value$4.47M
1.41%
Sole
0.00
Shared
0.00
None
47.02K
US BANCORP DEL
SOLEShares103.16K
TypeSH
Market value$4.46M
1.41%
Sole
0.00
Shared
0.00
None
103.16K
CONSOLIDATED EDISON INC
SOLEShares48.88K
TypeSH
Market value$4.45M
1.41%
Sole
0.00
Shared
0.00
None
48.88K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 59.51K | SH | $11.38M 3.60% | 0.00 | 0.00 | 59.51K |
CATERPILLAR INCSOLE | COM | 35.90K | SH | $10.62M 3.36% | 0.00 | 0.00 | 35.90K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 158.65K | SH | $9.47M 3.00% | 0.00 | 0.00 | 158.65K |
EATON CORP PLCSOLE | SHS | 29.12K | SH | $7.01M 2.22% | 0.00 | 0.00 | 29.12K |
APPLE INCSOLE | COM | 32.47K | SH | $6.25M 1.98% | 0.00 | 0.00 | 32.47K |
MERCK & CO INCSOLE | COM | 56.67K | SH | $6.18M 1.96% | 0.00 | 0.00 | 56.67K |
PUBLIC STORAGESOLE | COM | 19.80K | SH | $6.04M 1.91% | 0.00 | 0.00 | 19.80K |
INTUITSOLE | COM | 9.55K | SH | $5.97M 1.89% | 0.00 | 0.00 | 9.55K |
LULULEMON ATHLETICA INCSOLE | COM | 11.02K | SH | $5.63M 1.78% | 0.00 | 0.00 | 11.02K |
PACKAGING CORP AMERSOLE | COM | 33.05K | SH | $5.38M 1.70% | 0.00 | 0.00 | 33.05K |
WASTE MGMT INC DELSOLE | COM | 29.73K | SH | $5.32M 1.68% | 0.00 | 0.00 | 29.73K |
AB ACTIVE ETFS INCSOLE | ULTRA SHORT INCM | 105.06K | SH | $5.28M 1.67% | 0.00 | 0.00 | 105.06K |
BLACKSTONE INCSOLE | COM | 39.79K | SH | $5.21M 1.65% | 0.00 | 0.00 | 39.79K |
MCDONALDS CORPSOLE | COM | 17.49K | SH | $5.19M 1.64% | 0.00 | 0.00 | 17.49K |
UNIVERSAL HLTH SVCS INCSOLE | CL B | 31.38K | SH | $4.78M 1.51% | 0.00 | 0.00 | 31.38K |
PRUDENTIAL FINL INCSOLE | COM | 45.90K | SH | $4.76M 1.51% | 0.00 | 0.00 | 45.90K |
CENTENE CORP DELSOLE | COM | 63.22K | SH | $4.69M 1.48% | 0.00 | 0.00 | 63.22K |
INTEGRA LIFESCIENCES HLDGS CSOLE | COM NEW | 106.61K | SH | $4.64M 1.47% | 0.00 | 0.00 | 106.61K |
AUTOZONE INCSOLE | COM | 1.79K | SH | $4.64M 1.47% | 0.00 | 0.00 | 1.79K |
SOUTHERN COSOLE | COM | 65.69K | SH | $4.61M 1.46% | 0.00 | 0.00 | 65.69K |
DEERE & COSOLE | COM | 11.36K | SH | $4.54M 1.44% | 0.00 | 0.00 | 11.36K |
PAYCHEX INCSOLE | COM | 38.14K | SH | $4.54M 1.44% | 0.00 | 0.00 | 38.14K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 47.02K | SH | $4.47M 1.41% | 0.00 | 0.00 | 47.02K |
US BANCORP DELSOLE | COM NEW | 103.16K | SH | $4.46M 1.41% | 0.00 | 0.00 | 103.16K |
CONSOLIDATED EDISON INCSOLE | COM | 48.88K | SH | $4.45M 1.41% | 0.00 | 0.00 | 48.88K |
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