Filed: 10/20/2023ACC: 0001843553-23-000004
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $281.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
163
Positions
$281.86M
Total AUM (reported)
4.03M
Total Shares
Allocation by class
COM$192.69M68.4%
GOLD SHS$10.84M3.8%
SHS$10.55M3.7%
FIRST TR ENH NEW$9.17M3.3%
COM NEW$7.95M2.8%
COM CL A$7.01M2.5%
CL B$5.27M1.9%
Portfolio Concentration
Top 3$26.63M9.4%
4–10$37.03M13.1%
11–25$66.36M23.5%
Rest$151.84M53.9%
Top 3 weight
9.4%
Top 10 weight
22.6%
Voting Authority Distribution
Total shares with voting rights: 4.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.03M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole163
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings163
Rows:
SPDR GOLD TR
SOLEShares59.23K
TypeSH
Market value$10.84M
3.85%
Sole
0.00
Shared
0.00
None
59.23K
FIRST TR EXCHANGE-TRADED FD
SOLEShares153.99K
TypeSH
Market value$9.17M
3.26%
Sole
0.00
Shared
0.00
None
153.99K
VISA INC
SOLEShares28.28K
TypeSH
Market value$6.61M
2.35%
Sole
0.00
Shared
0.00
None
28.28K
APPLE INC
SOLEShares33.51K
TypeSH
Market value$5.88M
2.09%
Sole
0.00
Shared
0.00
None
33.51K
EATON CORP PLC
SOLEShares29.12K
TypeSH
Market value$5.82M
2.07%
Sole
0.00
Shared
0.00
None
29.12K
CATERPILLAR INC
SOLEShares21.48K
TypeSH
Market value$5.43M
1.93%
Sole
0.00
Shared
0.00
None
21.48K
AB ACTIVE ETFS INC
SOLEShares103.83K
TypeSH
Market value$5.20M
1.84%
Sole
0.00
Shared
0.00
None
103.83K
PACKAGING CORP AMER
SOLEShares32.95K
TypeSH
Market value$4.93M
1.75%
Sole
0.00
Shared
0.00
None
32.95K
INTUIT
SOLEShares9.40K
TypeSH
Market value$4.90M
1.74%
Sole
0.00
Shared
0.00
None
9.40K
MERCK & CO INC
SOLEShares48.44K
TypeSH
Market value$4.86M
1.73%
Sole
0.00
Shared
0.00
None
48.44K
HUMANA INC
SOLEShares9.10K
TypeSH
Market value$4.76M
1.69%
Sole
0.00
Shared
0.00
None
9.10K
GIBRALTAR INDS INC
SOLEShares77.04K
TypeSH
Market value$4.71M
1.67%
Sole
0.00
Shared
0.00
None
77.04K
WASTE MGMT INC DEL
SOLEShares29.52K
TypeSH
Market value$4.64M
1.64%
Sole
0.00
Shared
0.00
None
29.52K
CISCO SYS INC
SOLEShares86.52K
TypeSH
Market value$4.61M
1.64%
Sole
0.00
Shared
0.00
None
86.52K
MCDONALDS CORP
SOLEShares17.24K
TypeSH
Market value$4.45M
1.58%
Sole
0.00
Shared
0.00
None
17.24K
FISERV INC
SOLEShares39.66K
TypeSH
Market value$4.44M
1.58%
Sole
0.00
Shared
0.00
None
39.66K
PAYCHEX INC
SOLEShares37.56K
TypeSH
Market value$4.44M
1.58%
Sole
0.00
Shared
0.00
None
37.56K
CENTENE CORP DEL
SOLEShares61.19K
TypeSH
Market value$4.40M
1.56%
Sole
0.00
Shared
0.00
None
61.19K
ARCH CAP GROUP LTD
SOLEShares52.45K
TypeSH
Market value$4.39M
1.56%
Sole
0.00
Shared
0.00
None
52.45K
AUTOZONE INC
SOLEShares1.73K
TypeSH
Market value$4.31M
1.53%
Sole
0.00
Shared
0.00
None
1.73K
SOUTHERN CO
SOLEShares64.48K
TypeSH
Market value$4.28M
1.52%
Sole
0.00
Shared
0.00
None
64.48K
LULULEMON ATHLETICA INC
SOLEShares10.79K
TypeSH
Market value$4.28M
1.52%
Sole
0.00
Shared
0.00
None
10.79K
LYONDELLBASELL INDUSTRIES N
SOLEShares45.86K
TypeSH
Market value$4.25M
1.51%
Sole
0.00
Shared
0.00
None
45.86K
PRUDENTIAL FINL INC
SOLEShares44.95K
TypeSH
Market value$4.19M
1.49%
Sole
0.00
Shared
0.00
None
44.95K
CONSOLIDATED EDISON INC
SOLEShares47.75K
TypeSH
Market value$4.19M
1.49%
Sole
0.00
Shared
0.00
None
47.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 59.23K | SH | $10.84M 3.85% | 0.00 | 0.00 | 59.23K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 153.99K | SH | $9.17M 3.26% | 0.00 | 0.00 | 153.99K |
VISA INCSOLE | COM CL A | 28.28K | SH | $6.61M 2.35% | 0.00 | 0.00 | 28.28K |
APPLE INCSOLE | COM | 33.51K | SH | $5.88M 2.09% | 0.00 | 0.00 | 33.51K |
EATON CORP PLCSOLE | SHS | 29.12K | SH | $5.82M 2.07% | 0.00 | 0.00 | 29.12K |
CATERPILLAR INCSOLE | COM | 21.48K | SH | $5.43M 1.93% | 0.00 | 0.00 | 21.48K |
AB ACTIVE ETFS INCSOLE | ULTRA SHORT INCM | 103.83K | SH | $5.20M 1.84% | 0.00 | 0.00 | 103.83K |
PACKAGING CORP AMERSOLE | COM | 32.95K | SH | $4.93M 1.75% | 0.00 | 0.00 | 32.95K |
INTUITSOLE | COM | 9.40K | SH | $4.90M 1.74% | 0.00 | 0.00 | 9.40K |
MERCK & CO INCSOLE | COM | 48.44K | SH | $4.86M 1.73% | 0.00 | 0.00 | 48.44K |
HUMANA INCSOLE | COM | 9.10K | SH | $4.76M 1.69% | 0.00 | 0.00 | 9.10K |
GIBRALTAR INDS INCSOLE | COM | 77.04K | SH | $4.71M 1.67% | 0.00 | 0.00 | 77.04K |
WASTE MGMT INC DELSOLE | COM | 29.52K | SH | $4.64M 1.64% | 0.00 | 0.00 | 29.52K |
CISCO SYS INCSOLE | COM | 86.52K | SH | $4.61M 1.64% | 0.00 | 0.00 | 86.52K |
MCDONALDS CORPSOLE | COM | 17.24K | SH | $4.45M 1.58% | 0.00 | 0.00 | 17.24K |
FISERV INCSOLE | COM | 39.66K | SH | $4.44M 1.58% | 0.00 | 0.00 | 39.66K |
PAYCHEX INCSOLE | COM | 37.56K | SH | $4.44M 1.58% | 0.00 | 0.00 | 37.56K |
CENTENE CORP DELSOLE | COM | 61.19K | SH | $4.40M 1.56% | 0.00 | 0.00 | 61.19K |
ARCH CAP GROUP LTDSOLE | ORD | 52.45K | SH | $4.39M 1.56% | 0.00 | 0.00 | 52.45K |
AUTOZONE INCSOLE | COM | 1.73K | SH | $4.31M 1.53% | 0.00 | 0.00 | 1.73K |
SOUTHERN COSOLE | COM | 64.48K | SH | $4.28M 1.52% | 0.00 | 0.00 | 64.48K |
LULULEMON ATHLETICA INCSOLE | COM | 10.79K | SH | $4.28M 1.52% | 0.00 | 0.00 | 10.79K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 45.86K | SH | $4.25M 1.51% | 0.00 | 0.00 | 45.86K |
PRUDENTIAL FINL INCSOLE | COM | 44.95K | SH | $4.19M 1.49% | 0.00 | 0.00 | 44.95K |
CONSOLIDATED EDISON INCSOLE | COM | 47.75K | SH | $4.19M 1.49% | 0.00 | 0.00 | 47.75K |
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