Filed: 7/24/2023ACC: 0001843553-23-000003
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 159 equity positions with a total reported market value of $290.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
159
Positions
$290.18M
Total AUM (reported)
4.07M
Total Shares
Allocation by class
COM$196.06M67.6%
GOLD SHS$11.27M3.9%
SHS$9.97M3.4%
FIRST TR ENH NEW$9.41M3.2%
CL A$6.74M2.3%
COM CL A$6.65M2.3%
CL B$5.94M2.0%
Portfolio Concentration
Top 3$27.34M9.4%
4–10$38.88M13.4%
11–25$65.74M22.7%
Rest$158.23M54.5%
Top 3 weight
9.4%
Top 10 weight
22.8%
Voting Authority Distribution
Total shares with voting rights: 4.07M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.07M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole159
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings159
Rows:
SPDR GOLD TR
SOLEShares63.22K
TypeSH
Market value$11.27M
3.88%
Sole
0.00
Shared
0.00
None
63.22K
FIRST TR EXCHANGE-TRADED FD
SOLEShares158.46K
TypeSH
Market value$9.41M
3.24%
Sole
0.00
Shared
0.00
None
158.46K
VISA INC
SOLEShares28K
TypeSH
Market value$6.65M
2.29%
Sole
0.00
Shared
0.00
None
28K
APPLE INC
SOLEShares33.34K
TypeSH
Market value$6.47M
2.23%
Sole
0.00
Shared
0.00
None
33.34K
EATON CORP PLC
SOLEShares29.48K
TypeSH
Market value$5.93M
2.04%
Sole
0.00
Shared
0.00
None
29.48K
MERCK & CO INC
SOLEShares47.97K
TypeSH
Market value$5.54M
1.91%
Sole
0.00
Shared
0.00
None
47.97K
CATERPILLAR INC
SOLEShares21.58K
TypeSH
Market value$5.31M
1.83%
Sole
0.00
Shared
0.00
None
21.58K
AB ACTIVE ETFS INC
SOLEShares105.44K
TypeSH
Market value$5.29M
1.82%
Sole
0.00
Shared
0.00
None
105.44K
COLISEUM ACQUISITION CORP
SOLEShares500K
TypeSH
Market value$5.22M
1.80%
Sole
0.00
Shared
0.00
None
500K
MCDONALDS CORP
SOLEShares17.18K
TypeSH
Market value$5.13M
1.77%
Sole
0.00
Shared
0.00
None
17.18K
WASTE MGMT INC DEL
SOLEShares29.32K
TypeSH
Market value$5.08M
1.75%
Sole
0.00
Shared
0.00
None
29.32K
FISERV INC
SOLEShares39.02K
TypeSH
Market value$4.92M
1.70%
Sole
0.00
Shared
0.00
None
39.02K
GIBRALTAR INDS INC
SOLEShares76.94K
TypeSH
Market value$4.84M
1.67%
Sole
0.00
Shared
0.00
None
76.94K
SOUTHERN CO
SOLEShares63.85K
TypeSH
Market value$4.49M
1.55%
Sole
0.00
Shared
0.00
None
63.85K
CISCO SYS INC
SOLEShares86.22K
TypeSH
Market value$4.46M
1.54%
Sole
0.00
Shared
0.00
None
86.22K
COCA COLA CO
SOLEShares72.10K
TypeSH
Market value$4.34M
1.50%
Sole
0.00
Shared
0.00
None
72.10K
CONSOLIDATED EDISON INC
SOLEShares47.50K
TypeSH
Market value$4.29M
1.48%
Sole
0.00
Shared
0.00
None
47.50K
PACKAGING CORP AMER
SOLEShares32.18K
TypeSH
Market value$4.25M
1.47%
Sole
0.00
Shared
0.00
None
32.18K
INTUIT
SOLEShares9.18K
TypeSH
Market value$4.21M
1.45%
Sole
0.00
Shared
0.00
None
9.18K
UNION PAC CORP
SOLEShares20.46K
TypeSH
Market value$4.19M
1.44%
Sole
0.00
Shared
0.00
None
20.46K
LYONDELLBASELL INDUSTRIES N
SOLEShares45.56K
TypeSH
Market value$4.18M
1.44%
Sole
0.00
Shared
0.00
None
45.56K
PAYCHEX INC
SOLEShares37.38K
TypeSH
Market value$4.18M
1.44%
Sole
0.00
Shared
0.00
None
37.38K
JUNIPER NETWORKS INC
SOLEShares131.01K
TypeSH
Market value$4.10M
1.41%
Sole
0.00
Shared
0.00
None
131.01K
FOX FACTORY HLDG CORP
SOLEShares37.80K
TypeSH
Market value$4.10M
1.41%
Sole
0.00
Shared
0.00
None
37.80K
UNITED PARCEL SERVICE INC
SOLEShares22.82K
TypeSH
Market value$4.09M
1.41%
Sole
0.00
Shared
0.00
None
22.82K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 63.22K | SH | $11.27M 3.88% | 0.00 | 0.00 | 63.22K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 158.46K | SH | $9.41M 3.24% | 0.00 | 0.00 | 158.46K |
VISA INCSOLE | COM CL A | 28K | SH | $6.65M 2.29% | 0.00 | 0.00 | 28K |
APPLE INCSOLE | COM | 33.34K | SH | $6.47M 2.23% | 0.00 | 0.00 | 33.34K |
EATON CORP PLCSOLE | SHS | 29.48K | SH | $5.93M 2.04% | 0.00 | 0.00 | 29.48K |
MERCK & CO INCSOLE | COM | 47.97K | SH | $5.54M 1.91% | 0.00 | 0.00 | 47.97K |
CATERPILLAR INCSOLE | COM | 21.58K | SH | $5.31M 1.83% | 0.00 | 0.00 | 21.58K |
AB ACTIVE ETFS INCSOLE | ULTRA SHORT INCM | 105.44K | SH | $5.29M 1.82% | 0.00 | 0.00 | 105.44K |
COLISEUM ACQUISITION CORPSOLE | CLASS A ORD SHS | 500K | SH | $5.22M 1.80% | 0.00 | 0.00 | 500K |
MCDONALDS CORPSOLE | COM | 17.18K | SH | $5.13M 1.77% | 0.00 | 0.00 | 17.18K |
WASTE MGMT INC DELSOLE | COM | 29.32K | SH | $5.08M 1.75% | 0.00 | 0.00 | 29.32K |
FISERV INCSOLE | COM | 39.02K | SH | $4.92M 1.70% | 0.00 | 0.00 | 39.02K |
GIBRALTAR INDS INCSOLE | COM | 76.94K | SH | $4.84M 1.67% | 0.00 | 0.00 | 76.94K |
SOUTHERN COSOLE | COM | 63.85K | SH | $4.49M 1.55% | 0.00 | 0.00 | 63.85K |
CISCO SYS INCSOLE | COM | 86.22K | SH | $4.46M 1.54% | 0.00 | 0.00 | 86.22K |
COCA COLA COSOLE | COM | 72.10K | SH | $4.34M 1.50% | 0.00 | 0.00 | 72.10K |
CONSOLIDATED EDISON INCSOLE | COM | 47.50K | SH | $4.29M 1.48% | 0.00 | 0.00 | 47.50K |
PACKAGING CORP AMERSOLE | COM | 32.18K | SH | $4.25M 1.47% | 0.00 | 0.00 | 32.18K |
INTUITSOLE | COM | 9.18K | SH | $4.21M 1.45% | 0.00 | 0.00 | 9.18K |
UNION PAC CORPSOLE | COM | 20.46K | SH | $4.19M 1.44% | 0.00 | 0.00 | 20.46K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 45.56K | SH | $4.18M 1.44% | 0.00 | 0.00 | 45.56K |
PAYCHEX INCSOLE | COM | 37.38K | SH | $4.18M 1.44% | 0.00 | 0.00 | 37.38K |
JUNIPER NETWORKS INCSOLE | COM | 131.01K | SH | $4.10M 1.41% | 0.00 | 0.00 | 131.01K |
FOX FACTORY HLDG CORPSOLE | COM | 37.80K | SH | $4.10M 1.41% | 0.00 | 0.00 | 37.80K |
UNITED PARCEL SERVICE INCSOLE | CL B | 22.82K | SH | $4.09M 1.41% | 0.00 | 0.00 | 22.82K |
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