Filed: 4/12/2023ACC: 0001843553-23-000002
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 159 equity positions with a total reported market value of $283.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
159
Positions
$283.91M
Total AUM (reported)
4.43M
Total Shares
Allocation by class
COM$191.72M67.5%
GOLD SHS$12.05M4.2%
SHS$9.31M3.3%
CROSSINGBRDG PRE$8.68M3.1%
COM CL A$6.56M2.3%
CL B$6.37M2.2%
ULTRA SHORT INCM$5.71M2.0%
Portfolio Concentration
Top 3$27.29M9.6%
4–10$37.08M13.1%
11–25$65.65M23.1%
Rest$153.89M54.2%
Top 3 weight
9.6%
Top 10 weight
22.7%
Voting Authority Distribution
Total shares with voting rights: 4.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole159
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings159
Rows:
SPDR GOLD TR
SOLEShares65.75K
TypeSH
Market value$12.05M
4.24%
Sole
0.00
Shared
0.00
None
65.75K
TRUST FOR PROFESSIONAL MANAG
SOLEShares412.54K
TypeSH
Market value$8.68M
3.06%
Sole
0.00
Shared
0.00
None
412.54K
VISA INC
SOLEShares29.11K
TypeSH
Market value$6.56M
2.31%
Sole
0.00
Shared
0.00
None
29.11K
APPLE INC
SOLEShares35.05K
TypeSH
Market value$5.78M
2.04%
Sole
0.00
Shared
0.00
None
35.05K
AB ACTIVE ETFS INC
SOLEShares113.69K
TypeSH
Market value$5.71M
2.01%
Sole
0.00
Shared
0.00
None
113.69K
MERCK & CO INC
SOLEShares52.11K
TypeSH
Market value$5.54M
1.95%
Sole
0.00
Shared
0.00
None
52.11K
COLISEUM ACQUISITION CORP
SOLEShares500K
TypeSH
Market value$5.11M
1.80%
Sole
0.00
Shared
0.00
None
500K
MCDONALDS CORP
SOLEShares18.25K
TypeSH
Market value$5.10M
1.80%
Sole
0.00
Shared
0.00
None
18.25K
EATON CORP PLC
SOLEShares29.14K
TypeSH
Market value$4.99M
1.76%
Sole
0.00
Shared
0.00
None
29.14K
CATERPILLAR INC
SOLEShares21.17K
TypeSH
Market value$4.84M
1.71%
Sole
0.00
Shared
0.00
None
21.17K
BOSTON SCIENTIFIC CORP
SOLEShares95.92K
TypeSH
Market value$4.80M
1.69%
Sole
0.00
Shared
0.00
None
95.92K
WASTE MGMT INC DEL
SOLEShares28.82K
TypeSH
Market value$4.70M
1.66%
Sole
0.00
Shared
0.00
None
28.82K
CONSOLIDATED EDISON INC
SOLEShares48.67K
TypeSH
Market value$4.66M
1.64%
Sole
0.00
Shared
0.00
None
48.67K
FISERV INC
SOLEShares40.25K
TypeSH
Market value$4.55M
1.60%
Sole
0.00
Shared
0.00
None
40.25K
COCA COLA CO
SOLEShares70.42K
TypeSH
Market value$4.37M
1.54%
Sole
0.00
Shared
0.00
None
70.42K
JUNIPER NETWORKS INC
SOLEShares126.86K
TypeSH
Market value$4.37M
1.54%
Sole
0.00
Shared
0.00
None
126.86K
CISCO SYS INC
SOLEShares83.32K
TypeSH
Market value$4.36M
1.53%
Sole
0.00
Shared
0.00
None
83.32K
PACKAGING CORP AMER
SOLEShares31.27K
TypeSH
Market value$4.34M
1.53%
Sole
0.00
Shared
0.00
None
31.27K
SOUTHERN CO
SOLEShares62.19K
TypeSH
Market value$4.33M
1.52%
Sole
0.00
Shared
0.00
None
62.19K
HUMANA INC
SOLEShares8.88K
TypeSH
Market value$4.31M
1.52%
Sole
0.00
Shared
0.00
None
8.88K
STRYKER CORPORATION
SOLEShares15.04K
TypeSH
Market value$4.29M
1.51%
Sole
0.00
Shared
0.00
None
15.04K
UNITED PARCEL SERVICE INC
SOLEShares22.03K
TypeSH
Market value$4.27M
1.51%
Sole
0.00
Shared
0.00
None
22.03K
PAYCHEX INC
SOLEShares36.02K
TypeSH
Market value$4.13M
1.45%
Sole
0.00
Shared
0.00
None
36.02K
LYONDELLBASELL INDUSTRIES N
SOLEShares43.80K
TypeSH
Market value$4.11M
1.45%
Sole
0.00
Shared
0.00
None
43.80K
INTUIT
SOLEShares9.13K
TypeSH
Market value$4.07M
1.43%
Sole
0.00
Shared
0.00
None
9.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 65.75K | SH | $12.05M 4.24% | 0.00 | 0.00 | 65.75K |
TRUST FOR PROFESSIONAL MANAGSOLE | CROSSINGBRDG PRE | 412.54K | SH | $8.68M 3.06% | 0.00 | 0.00 | 412.54K |
VISA INCSOLE | COM CL A | 29.11K | SH | $6.56M 2.31% | 0.00 | 0.00 | 29.11K |
APPLE INCSOLE | COM | 35.05K | SH | $5.78M 2.04% | 0.00 | 0.00 | 35.05K |
AB ACTIVE ETFS INCSOLE | ULTRA SHORT INCM | 113.69K | SH | $5.71M 2.01% | 0.00 | 0.00 | 113.69K |
MERCK & CO INCSOLE | COM | 52.11K | SH | $5.54M 1.95% | 0.00 | 0.00 | 52.11K |
COLISEUM ACQUISITION CORPSOLE | CLASS A ORD SHS | 500K | SH | $5.11M 1.80% | 0.00 | 0.00 | 500K |
MCDONALDS CORPSOLE | COM | 18.25K | SH | $5.10M 1.80% | 0.00 | 0.00 | 18.25K |
EATON CORP PLCSOLE | SHS | 29.14K | SH | $4.99M 1.76% | 0.00 | 0.00 | 29.14K |
CATERPILLAR INCSOLE | COM | 21.17K | SH | $4.84M 1.71% | 0.00 | 0.00 | 21.17K |
BOSTON SCIENTIFIC CORPSOLE | COM | 95.92K | SH | $4.80M 1.69% | 0.00 | 0.00 | 95.92K |
WASTE MGMT INC DELSOLE | COM | 28.82K | SH | $4.70M 1.66% | 0.00 | 0.00 | 28.82K |
CONSOLIDATED EDISON INCSOLE | COM | 48.67K | SH | $4.66M 1.64% | 0.00 | 0.00 | 48.67K |
FISERV INCSOLE | COM | 40.25K | SH | $4.55M 1.60% | 0.00 | 0.00 | 40.25K |
COCA COLA COSOLE | COM | 70.42K | SH | $4.37M 1.54% | 0.00 | 0.00 | 70.42K |
JUNIPER NETWORKS INCSOLE | COM | 126.86K | SH | $4.37M 1.54% | 0.00 | 0.00 | 126.86K |
CISCO SYS INCSOLE | COM | 83.32K | SH | $4.36M 1.53% | 0.00 | 0.00 | 83.32K |
PACKAGING CORP AMERSOLE | COM | 31.27K | SH | $4.34M 1.53% | 0.00 | 0.00 | 31.27K |
SOUTHERN COSOLE | COM | 62.19K | SH | $4.33M 1.52% | 0.00 | 0.00 | 62.19K |
HUMANA INCSOLE | COM | 8.88K | SH | $4.31M 1.52% | 0.00 | 0.00 | 8.88K |
STRYKER CORPORATIONSOLE | COM | 15.04K | SH | $4.29M 1.51% | 0.00 | 0.00 | 15.04K |
UNITED PARCEL SERVICE INCSOLE | CL B | 22.03K | SH | $4.27M 1.51% | 0.00 | 0.00 | 22.03K |
PAYCHEX INCSOLE | COM | 36.02K | SH | $4.13M 1.45% | 0.00 | 0.00 | 36.02K |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 43.80K | SH | $4.11M 1.45% | 0.00 | 0.00 | 43.80K |
INTUITSOLE | COM | 9.13K | SH | $4.07M 1.43% | 0.00 | 0.00 | 9.13K |
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