Filed: 1/19/2023ACC: 0001843553-23-000001
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 160 equity positions with a total reported market value of $266.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
160
Positions
$266.87M
Total AUM (reported)
4.54M
Total Shares
Allocation by class
COM$180.51M67.6%
GOLD SHS$11.33M4.2%
CROSSINGBRDG PRE$9.64M3.6%
CL A$6.94M2.6%
COM CL A$6.61M2.5%
CL B$5.83M2.2%
ULTRA SHORT INCM$5.37M2.0%
Portfolio Concentration
Top 3$27.27M10.2%
4–10$35.91M13.5%
11–25$62.15M23.3%
Rest$141.54M53.0%
Top 3 weight
10.2%
Top 10 weight
23.7%
Voting Authority Distribution
Total shares with voting rights: 4.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole160
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings160
Rows:
SPDR GOLD TR
SOLEShares64.01K
TypeSH
Market value$11.33M
4.25%
Sole
0.00
Shared
0.00
None
64.01K
TRUST FOR PROFESSIONAL MANAG
SOLEShares463.34K
TypeSH
Market value$9.64M
3.61%
Sole
0.00
Shared
0.00
None
463.34K
VISA INC
SOLEShares28.70K
TypeSH
Market value$6.30M
2.36%
Sole
0.00
Shared
0.00
None
28.70K
MERCK & CO INC
SOLEShares51.83K
TypeSH
Market value$5.64M
2.11%
Sole
0.00
Shared
0.00
None
51.83K
AB ACTIVE ETFS INC
SOLEShares106.99K
TypeSH
Market value$5.37M
2.01%
Sole
0.00
Shared
0.00
None
106.99K
CISCO SYS INC
SOLEShares110.57K
TypeSH
Market value$5.19M
1.94%
Sole
0.00
Shared
0.00
None
110.57K
CATERPILLAR INC
SOLEShares20.32K
TypeSH
Market value$5.14M
1.93%
Sole
0.00
Shared
0.00
None
20.32K
COLISEUM ACQUISITION CORP
SOLEShares500K
TypeSH
Market value$5.04M
1.89%
Sole
0.00
Shared
0.00
None
500K
APPLE INC
SOLEShares36.19K
TypeSH
Market value$4.89M
1.83%
Sole
0.00
Shared
0.00
None
36.19K
MCDONALDS CORP
SOLEShares17.45K
TypeSH
Market value$4.64M
1.74%
Sole
0.00
Shared
0.00
None
17.45K
ASBURY AUTOMOTIVE GROUP INC
SOLEShares24.15K
TypeSH
Market value$4.45M
1.67%
Sole
0.00
Shared
0.00
None
24.15K
EATON CORP PLC
SOLEShares27.94K
TypeSH
Market value$4.40M
1.65%
Sole
0.00
Shared
0.00
None
27.94K
PFIZER INC
SOLEShares95.35K
TypeSH
Market value$4.29M
1.61%
Sole
0.00
Shared
0.00
None
95.35K
CONSOLIDATED EDISON INC
SOLEShares45.88K
TypeSH
Market value$4.28M
1.60%
Sole
0.00
Shared
0.00
None
45.88K
BOSTON SCIENTIFIC CORP
SOLEShares94.81K
TypeSH
Market value$4.27M
1.60%
Sole
0.00
Shared
0.00
None
94.81K
HUMANA INC
SOLEShares8.76K
TypeSH
Market value$4.25M
1.59%
Sole
0.00
Shared
0.00
None
8.76K
BANK NEW YORK MELLON CORP
SOLEShares85.47K
TypeSH
Market value$4.21M
1.58%
Sole
0.00
Shared
0.00
None
85.47K
FISERV INC
SOLEShares40.35K
TypeSH
Market value$4.17M
1.56%
Sole
0.00
Shared
0.00
None
40.35K
DANAHER CORPORATION
SOLEShares15.22K
TypeSH
Market value$4.12M
1.54%
Sole
0.00
Shared
0.00
None
15.22K
WASTE MGMT INC DEL
SOLEShares27.15K
TypeSH
Market value$4.10M
1.54%
Sole
0.00
Shared
0.00
None
27.15K
COCA COLA CO
SOLEShares67.64K
TypeSH
Market value$4.05M
1.52%
Sole
0.00
Shared
0.00
None
67.64K
PAYCHEX INC
SOLEShares33.69K
TypeSH
Market value$3.95M
1.48%
Sole
0.00
Shared
0.00
None
33.69K
SOUTHERN CO
SOLEShares57.70K
TypeSH
Market value$3.91M
1.46%
Sole
0.00
Shared
0.00
None
57.70K
PACKAGING CORP AMER
SOLEShares29.76K
TypeSH
Market value$3.90M
1.46%
Sole
0.00
Shared
0.00
None
29.76K
FIRST TR EXCHANGE-TRADED FD
SOLEShares63.93K
TypeSH
Market value$3.81M
1.43%
Sole
0.00
Shared
0.00
None
63.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 64.01K | SH | $11.33M 4.25% | 0.00 | 0.00 | 64.01K |
TRUST FOR PROFESSIONAL MANAGSOLE | CROSSINGBRDG PRE | 463.34K | SH | $9.64M 3.61% | 0.00 | 0.00 | 463.34K |
VISA INCSOLE | COM CL A | 28.70K | SH | $6.30M 2.36% | 0.00 | 0.00 | 28.70K |
MERCK & CO INCSOLE | COM | 51.83K | SH | $5.64M 2.11% | 0.00 | 0.00 | 51.83K |
AB ACTIVE ETFS INCSOLE | ULTRA SHORT INCM | 106.99K | SH | $5.37M 2.01% | 0.00 | 0.00 | 106.99K |
CISCO SYS INCSOLE | COM | 110.57K | SH | $5.19M 1.94% | 0.00 | 0.00 | 110.57K |
CATERPILLAR INCSOLE | COM | 20.32K | SH | $5.14M 1.93% | 0.00 | 0.00 | 20.32K |
COLISEUM ACQUISITION CORPSOLE | CLASS A ORD SHS | 500K | SH | $5.04M 1.89% | 0.00 | 0.00 | 500K |
APPLE INCSOLE | COM | 36.19K | SH | $4.89M 1.83% | 0.00 | 0.00 | 36.19K |
MCDONALDS CORPSOLE | COM | 17.45K | SH | $4.64M 1.74% | 0.00 | 0.00 | 17.45K |
ASBURY AUTOMOTIVE GROUP INCSOLE | COM | 24.15K | SH | $4.45M 1.67% | 0.00 | 0.00 | 24.15K |
EATON CORP PLCSOLE | SHS | 27.94K | SH | $4.40M 1.65% | 0.00 | 0.00 | 27.94K |
PFIZER INCSOLE | COM | 95.35K | SH | $4.29M 1.61% | 0.00 | 0.00 | 95.35K |
CONSOLIDATED EDISON INCSOLE | COM | 45.88K | SH | $4.28M 1.60% | 0.00 | 0.00 | 45.88K |
BOSTON SCIENTIFIC CORPSOLE | COM | 94.81K | SH | $4.27M 1.60% | 0.00 | 0.00 | 94.81K |
HUMANA INCSOLE | COM | 8.76K | SH | $4.25M 1.59% | 0.00 | 0.00 | 8.76K |
BANK NEW YORK MELLON CORPSOLE | COM | 85.47K | SH | $4.21M 1.58% | 0.00 | 0.00 | 85.47K |
FISERV INCSOLE | COM | 40.35K | SH | $4.17M 1.56% | 0.00 | 0.00 | 40.35K |
DANAHER CORPORATIONSOLE | COM | 15.22K | SH | $4.12M 1.54% | 0.00 | 0.00 | 15.22K |
WASTE MGMT INC DELSOLE | COM | 27.15K | SH | $4.10M 1.54% | 0.00 | 0.00 | 27.15K |
COCA COLA COSOLE | COM | 67.64K | SH | $4.05M 1.52% | 0.00 | 0.00 | 67.64K |
PAYCHEX INCSOLE | COM | 33.69K | SH | $3.95M 1.48% | 0.00 | 0.00 | 33.69K |
SOUTHERN COSOLE | COM | 57.70K | SH | $3.91M 1.46% | 0.00 | 0.00 | 57.70K |
PACKAGING CORP AMERSOLE | COM | 29.76K | SH | $3.90M 1.46% | 0.00 | 0.00 | 29.76K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 63.93K | SH | $3.81M 1.43% | 0.00 | 0.00 | 63.93K |
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