Filed: 10/20/2022ACC: 0001843553-22-000004
📋 What this filing means
ELLSWORTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $233.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
141
Positions
$233.6K
Total AUM (reported)
4.71M
Total Shares
Allocation by class
COM$152.8K65.4%
CROSSINGBRDG PRE$12.2K5.2%
GOLD SHS$9.7K4.2%
CL A$5.8K2.5%
COM CL A$5.6K2.4%
FIRST TR ENH NEW$5.3K2.3%
CLASS A ORD SHS$4.9K2.1%
Portfolio Concentration
Top 3$27.2K11.6%
4–10$32.8K14.0%
11–25$55.3K23.7%
Rest$118.3K50.7%
Top 3 weight
11.6%
Top 10 weight
25.7%
Voting Authority Distribution
Total shares with voting rights: 4.71M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.71M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole141
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings141
Rows:
TRUST FOR PROFESSIONAL MANAG
SOLEShares591.95K
TypeSH
Market value$12.2K
5.21%
Sole
0.00
Shared
0.00
None
591.95K
SPDR GOLD TR
SOLEShares62.97K
TypeSH
Market value$9.7K
4.17%
Sole
0.00
Shared
0.00
None
62.97K
FIRST TR EXCHANGE-TRADED FD
SOLEShares88.85K
TypeSH
Market value$5.3K
2.26%
Sole
0.00
Shared
0.00
None
88.85K
VISA INC
SOLEShares28.79K
TypeSH
Market value$5.1K
2.19%
Sole
0.00
Shared
0.00
None
28.79K
APPLE INC
SOLEShares36.31K
TypeSH
Market value$5.0K
2.15%
Sole
0.00
Shared
0.00
None
36.31K
COLISEUM ACQUISITION CORP
SOLEShares500K
TypeSH
Market value$4.9K
2.10%
Sole
0.00
Shared
0.00
None
500K
MERCK & CO INC
SOLEShares56.39K
TypeSH
Market value$4.9K
2.08%
Sole
0.00
Shared
0.00
None
56.39K
CISCO SYS INC
SOLEShares108.21K
TypeSH
Market value$4.3K
1.85%
Sole
0.00
Shared
0.00
None
108.21K
HUMANA INC
SOLEShares8.83K
TypeSH
Market value$4.3K
1.83%
Sole
0.00
Shared
0.00
None
8.83K
WASTE MGMT INC DEL
SOLEShares26.52K
TypeSH
Market value$4.2K
1.82%
Sole
0.00
Shared
0.00
None
26.52K
DANAHER CORPORATION
SOLEShares15.31K
TypeSH
Market value$4.0K
1.69%
Sole
0.00
Shared
0.00
None
15.31K
MCDONALDS CORP
SOLEShares17.12K
TypeSH
Market value$4.0K
1.69%
Sole
0.00
Shared
0.00
None
17.12K
CONSOLIDATED EDISON INC
SOLEShares45.18K
TypeSH
Market value$3.9K
1.66%
Sole
0.00
Shared
0.00
None
45.18K
SOUTHERN CO
SOLEShares56.38K
TypeSH
Market value$3.8K
1.64%
Sole
0.00
Shared
0.00
None
56.38K
PFIZER INC
SOLEShares87.37K
TypeSH
Market value$3.8K
1.64%
Sole
0.00
Shared
0.00
None
87.37K
FISERV INC
SOLEShares40.69K
TypeSH
Market value$3.8K
1.63%
Sole
0.00
Shared
0.00
None
40.69K
ASBURY AUTOMOTIVE GROUP INC
SOLEShares24.54K
TypeSH
Market value$3.7K
1.59%
Sole
0.00
Shared
0.00
None
24.54K
BOSTON SCIENTIFIC CORP
SOLEShares95.38K
TypeSH
Market value$3.7K
1.58%
Sole
0.00
Shared
0.00
None
95.38K
PAYCHEX INC
SOLEShares32.78K
TypeSH
Market value$3.7K
1.58%
Sole
0.00
Shared
0.00
None
32.78K
EATON CORP PLC
SOLEShares27.57K
TypeSH
Market value$3.7K
1.57%
Sole
0.00
Shared
0.00
None
27.57K
COCA COLA CO
SOLEShares65.16K
TypeSH
Market value$3.6K
1.56%
Sole
0.00
Shared
0.00
None
65.16K
MICROSOFT CORP
SOLEShares15.36K
TypeSH
Market value$3.6K
1.53%
Sole
0.00
Shared
0.00
None
15.36K
ALLIANT ENERGY CORP
SOLEShares64.14K
TypeSH
Market value$3.4K
1.46%
Sole
0.00
Shared
0.00
None
64.14K
PROSHARES TR
SOLEShares105.08K
TypeSH
Market value$3.3K
1.43%
Sole
0.00
Shared
0.00
None
105.08K
CATERPILLAR INC
SOLEShares20.30K
TypeSH
Market value$3.3K
1.43%
Sole
0.00
Shared
0.00
None
20.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TRUST FOR PROFESSIONAL MANAGSOLE | CROSSINGBRDG PRE | 591.95K | SH | $12.2K 5.21% | 0.00 | 0.00 | 591.95K |
SPDR GOLD TRSOLE | GOLD SHS | 62.97K | SH | $9.7K 4.17% | 0.00 | 0.00 | 62.97K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 88.85K | SH | $5.3K 2.26% | 0.00 | 0.00 | 88.85K |
VISA INCSOLE | COM CL A | 28.79K | SH | $5.1K 2.19% | 0.00 | 0.00 | 28.79K |
APPLE INCSOLE | COM | 36.31K | SH | $5.0K 2.15% | 0.00 | 0.00 | 36.31K |
COLISEUM ACQUISITION CORPSOLE | CLASS A ORD SHS | 500K | SH | $4.9K 2.10% | 0.00 | 0.00 | 500K |
MERCK & CO INCSOLE | COM | 56.39K | SH | $4.9K 2.08% | 0.00 | 0.00 | 56.39K |
CISCO SYS INCSOLE | COM | 108.21K | SH | $4.3K 1.85% | 0.00 | 0.00 | 108.21K |
HUMANA INCSOLE | COM | 8.83K | SH | $4.3K 1.83% | 0.00 | 0.00 | 8.83K |
WASTE MGMT INC DELSOLE | COM | 26.52K | SH | $4.2K 1.82% | 0.00 | 0.00 | 26.52K |
DANAHER CORPORATIONSOLE | COM | 15.31K | SH | $4.0K 1.69% | 0.00 | 0.00 | 15.31K |
MCDONALDS CORPSOLE | COM | 17.12K | SH | $4.0K 1.69% | 0.00 | 0.00 | 17.12K |
CONSOLIDATED EDISON INCSOLE | COM | 45.18K | SH | $3.9K 1.66% | 0.00 | 0.00 | 45.18K |
SOUTHERN COSOLE | COM | 56.38K | SH | $3.8K 1.64% | 0.00 | 0.00 | 56.38K |
PFIZER INCSOLE | COM | 87.37K | SH | $3.8K 1.64% | 0.00 | 0.00 | 87.37K |
FISERV INCSOLE | COM | 40.69K | SH | $3.8K 1.63% | 0.00 | 0.00 | 40.69K |
ASBURY AUTOMOTIVE GROUP INCSOLE | COM | 24.54K | SH | $3.7K 1.59% | 0.00 | 0.00 | 24.54K |
BOSTON SCIENTIFIC CORPSOLE | COM | 95.38K | SH | $3.7K 1.58% | 0.00 | 0.00 | 95.38K |
PAYCHEX INCSOLE | COM | 32.78K | SH | $3.7K 1.58% | 0.00 | 0.00 | 32.78K |
EATON CORP PLCSOLE | SHS | 27.57K | SH | $3.7K 1.57% | 0.00 | 0.00 | 27.57K |
COCA COLA COSOLE | COM | 65.16K | SH | $3.6K 1.56% | 0.00 | 0.00 | 65.16K |
MICROSOFT CORPSOLE | COM | 15.36K | SH | $3.6K 1.53% | 0.00 | 0.00 | 15.36K |
ALLIANT ENERGY CORPSOLE | COM | 64.14K | SH | $3.4K 1.46% | 0.00 | 0.00 | 64.14K |
PROSHARES TRSOLE | PSHS ULTSH 20YRS | 105.08K | SH | $3.3K 1.43% | 0.00 | 0.00 | 105.08K |
CATERPILLAR INCSOLE | COM | 20.30K | SH | $3.3K 1.43% | 0.00 | 0.00 | 20.30K |
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