ELLIS THOMAS B exercised options at GUERRILLA RF, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/1/2026ACC: 0001437749-26-029431
Director10% Owner
Since Aug 2024
0.00
Net shares
Net seller
$85.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
14.16K acquired · 14.16K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+14.16K
Price / share
$6.00
Trade value
$84.98K
% of position
43.9%
8/28/2026
32.29K→46.46K
Total
Net shares
+14.16K
Net value
$84.98K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/28/2026 | M · Option Exercise | +14.16K | $6.00 | $84.98K | 43.9% | 32.29K | 46.46K |
| Total | +14.16K | $84.98K | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
14.16K shares
Shares
−14.16K
Strike price
6
Held after
0.00
Exercisable
—
8/28/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock14.16K shares | 8/28/2026 | M · Option Exercise | −14.16K | 6 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Series A Convertible Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
7.21M
Shares owned
7.21M
Exercise price
327.8700
Expiration
—
Exercise window
—
Common Stock Purchase Warrants
IndirectUnderlying security
Common Stock
Underlying shares
2.89M
Shares owned
2.89M
Exercise price
3.0500
Expiration
—
Exercise window
—
Total
Underlying
10.10M
Owned
10.10M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Indirect | Common Stock | 327.8700 | — | — | 7.21M | 7.21M |
| Common Stock Purchase Warrants Indirect | Common Stock | 3.0500 | — | — | 2.89M | 2.89M |
| Total | 10.10M | 10.10M | ||||