ELLIS JOSHUA D. (General Counsel) exercised options at CONTROL4 CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/29/2019ACC: 0001179110-19-008863
Officer· General Counsel
Since Aug 2018
-15.55K
Net shares
Net seller
$185.5K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
15.55K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−7.77K
Price / share
$23.87
Trade value
$185.54K
% of position
28.7%
7/24/2019
27.08K→19.31K
Total
Net shares
−7.77K
Net value
-$185.54K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/24/2019 | M · Option Exercise | −7.77K | $23.87 | $185.54K | 28.7% | 27.08K | 19.31K |
| Total | −7.77K | -$185.54K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
7.77K shares
Shares
−7.77K
Strike price
6.136
Held after
0.00
Exercisable
—
7/24/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock7.77K shares | 7/24/2019 | M · Option Exercise | −7.77K | 6.136 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned838.00
Total
838.00 indirect838.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 838.00 | Indirect |
| Total | 838.00 | 838.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported