ELLIS JOSHUA D.

PrivateCIK: 1739497
Location

SALT LAKE CITY, UT

ELLIS JOSHUA D. (General Counsel) reported 2 transactions at CONTROL4 CORP

Review the transaction codes below to understand the nature of each event.

InsiderELLIS JOSHUA D.CIK 1739497
IssuerCONTROL4 CORPCIK 1259515
Officer· General Counsel
Since Aug 2018
-76.95K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
15
Total transactions
76.95K disposed
Non-Derivative Transactions2

Common Stock

Direct
D · Disposition

Shares

19.31K

Price / share

Trade value

% of position

New position
8/1/2019
19.31K0.00

Common Stock

Indirect
D · Disposition

Shares

839.00

Price / share

Trade value

% of position

New position
8/1/2019
839.000.00
Total

Net shares

20.15K

Net value

$0.00

Derivative Transactions13

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

5.77K shares

Shares

5.77K

Strike price

Held after

0.00

Exercisable

8/1/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

40.00 shares

Shares

40.00

Strike price

Held after

0.00

Exercisable

8/1/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

4.96K shares

Shares

4.96K

Strike price

Held after

0.00

Exercisable

8/1/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

7K shares

Shares

7K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

750.00 shares

Shares

750.00

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

1.40K shares

Shares

1.40K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

1.17K shares

Shares

1.17K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

1.17K shares

Shares

1.17K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

3.38K shares

Shares

3.38K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

2.22K shares

Shares

2.22K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

9.55K shares

Shares

9.55K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

9.70K shares

Shares

9.70K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

9.70K shares

Shares

9.70K

Strike price

Held after

0.00

Exercisable

8/1/2019
ELLIS JOSHUA D. — Insider Transaction (Form 4) Filed Aug 2, 2019 | Finecho