ELLIN ROBERT S (CEO and Chairman) reported 1 transaction at LIVEONE, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/17/2025ACC: 0001213900-25-065287
DirectorOfficer10% Owner· CEO and Chairman
Since Aug 2018
+3M
Net shares
Net buyer
$2.25M
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
3M acquired · 2.25K disposed
Non-Derivative Transactions1
Common Stock, $0.001 par value
Indirect
Shares
+1.50M
Price / share
$1.50
Trade value
$2.25M
% of position
7.4%
7/15/2025
20.38M→21.88M
Total
Net shares
+1.50M
Net value
$2.25M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value Indirect | 7/15/2025 | C · Conversion | +1.50M | $1.50 | $2.25M | 7.4% | 20.38M | 21.88M |
| Total | +1.50M | $2.25M | ||||||
Derivative Transactions2
Series A Perpetual Convertible Preferred Stock
Indirect
Converts to
Common Stock, $0.001 par value
1.50M shares
Shares
−2.25K
Strike price
1.50
Held after
2.07K
Exercisable
—
7/15/2025
Warrant
Indirect
Converts to
Common Stock, $0.001 par value
1.50M shares
Shares
+1.50M
Strike price
0.01
Held after
1.50M
Exercisable
—
7/15/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Perpetual Convertible Preferred Stock Indirect | Common Stock, $0.001 par value1.50M shares | 7/15/2025 | C · Conversion | −2.25K | 1.50 | — | 2.07K |
| Warrant Indirect | Common Stock, $0.001 par value1.50M shares | 7/15/2025 | J · J | +1.50M | 0.01 | — | 1.50M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $0.001 par value
DirectShares owned2.09M
Total
2.09M direct2.09M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.001 par value | 2.09M | Direct |
| Total | 2.09M | 2.09M direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported