ELLENOFF DOUGLAS enters NEXTPLAT CORP with 125K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

ELLENOFF DOUGLAS

Filed: 9/15/2021ACC: 0001493152-21-022769

InsiderELLENOFF DOUGLASCIK 1208497

→

IssuerNEXTPLAT CORPCIK 1058307

DirectorOfficer· Chief Business Development

Since Aug 2021

125K

Baseline shares

100% direct

125K

Direct ownership

2 positions

1.50M

Derivative underlying

7 instruments

Security positions

All direct

Non-Derivative Holdings2

Common Stock, par value $0.0001

Direct

Shares owned25K

Common Stock, par value $0.0001

Direct

Shares owned100K

Total

125K direct125K

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.0001	25K	Direct
Common Stock, par value $0.0001	100K	Direct
Total	125K	125K direct

Derivative Holdings7

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

300K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Option to purchase Common Stock, par value $0.0001

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Total

Underlying

1.50M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	150K	N/A
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	250K	N/A
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	150K	N/A
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	300K	N/A
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	250K	N/A
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	250K	N/A
Option to purchase Common Stock, par value $0.0001 Direct	Common Stock	5.35	—	—	150K	N/A
Total					1.50M	0.00