ELLENBECKER INVESTMENT GROUP

Filed: 4/9/2024ACC: 0001731497-24-000002

📋 What this filing means

ELLENBECKER INVESTMENT GROUP filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $476.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

105

Positions

$476.24M

Total AUM (reported)

3.17M

Total Shares

Allocation by class

CORE S&P 500 ETF$200.43M42.1%

SMALL CP ETF$55.33M11.6%

COM$53.21M11.2%

CORE US AGGBD ETF$30.09M6.3%

RUS 1000 GRW ETF$22.91M4.8%

FTSE DEV MKT ETF$17.67M3.7%

CORE S&P SCP ETF$14.00M2.9%

Portfolio Concentration

Top 3$285.85M60.0%

4–10$90.90M19.1%

11–25$49.93M10.5%

Rest$49.56M10.4%

Top 3 weight

60.0%

Top 10 weight

79.1%

Voting Authority Distribution

Total shares with voting rights: 3.17M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.17M

% of voting shares100.0%

Investment Discretion (by position count)

Sole105

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings105

Rows:

ISHARES TR

SOLE

CORE S&P 500 ETF

Shares381.24K

TypeSH

Market value$200.43M

42.09%

Sole

0.00

Shared

0.00

None

381.24K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares242.04K

TypeSH

Market value$55.33M

11.62%

Sole

0.00

Shared

0.00

None

242.04K

ISHARES TR

SOLE

CORE US AGGBD ETF

Shares307.24K

TypeSH

Market value$30.09M

6.32%

Sole

0.00

Shared

0.00

None

307.24K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares67.98K

TypeSH

Market value$22.91M

4.81%

Sole

0.00

Shared

0.00

None

67.98K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE DEV MKT ETF

Shares352.14K

TypeSH

Market value$17.67M

3.71%

Sole

0.00

Shared

0.00

None

352.14K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares126.69K

TypeSH

Market value$14.00M

2.94%

Sole

0.00

Shared

0.00

None

126.69K

ISHARES TR

SOLE

CRE U S REIT ETF

Shares228.92K

TypeSH

Market value$12.32M

2.59%

Sole

0.00

Shared

0.00

None

228.92K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares214.50K

TypeSH

Market value$8.96M

1.88%

Sole

0.00

Shared

0.00

None

214.50K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares16.75K

TypeSH

Market value$8.76M

1.84%

Sole

0.00

Shared

0.00

None

16.75K

APPLE INC

SOLE

COM

Shares36.66K

TypeSH

Market value$6.29M

1.32%

Sole

0.00

Shared

0.00

None

36.66K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares29.31K

TypeSH

Market value$5.25M

1.10%

Sole

0.00

Shared

0.00

None

29.31K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares63.49K

TypeSH

Market value$4.66M

0.98%

Sole

0.00

Shared

0.00

None

63.49K

MICROSOFT CORP

SOLE

COM

Shares10.64K

TypeSH

Market value$4.48M

0.94%

Sole

0.00

Shared

0.00

None

10.64K

FIRST TRUST

SOLE

TWC UNCONSTAINED PL BD

Shares167.28K

TypeSH

Market value$4.12M

0.86%

Sole

0.00

Shared

0.00

None

167.28K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares15.99K

TypeSH

Market value$4.00M

0.84%

Sole

0.00

Shared

0.00

None

15.99K

ISHARES TR

SOLE

GRWT ALLOCAT ETF

Shares68.05K

TypeSH

Market value$3.79M

0.80%

Sole

0.00

Shared

0.00

None

68.05K

SCHWAB US

SOLE

TIPS ETF

Shares66.24K

TypeSH

Market value$3.46M

0.73%

Sole

0.00

Shared

0.00

None

66.24K

VANGUARD INDEX FDS

SOLE

TOTAL BND MKT ETF

Shares46.31K

TypeSH

Market value$3.36M

0.71%

Sole

0.00

Shared

0.00

None

46.31K

FISERV INC

SOLE

COM

Shares20.13K

TypeSH

Market value$3.22M

0.68%

Sole

0.00

Shared

0.00

None

20.13K

PHILIP MORRIS INTL INC

SOLE

COM

Shares26.60K

TypeSH

Market value$2.44M

0.51%

Sole

0.00

Shared

0.00

None

26.60K

SCHWAB US

SOLE

DIV EQ

Shares29.73K

TypeSH

Market value$2.40M

0.50%

Sole

0.00

Shared

0.00

None

29.73K

PGIM INVESTMENTS

SOLE

ULTRA SHORT BOND ETF

Shares47.73K

TypeSH

Market value$2.37M

0.50%

Sole

0.00

Shared

0.00

None

47.73K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares26.50K

TypeSH

Market value$2.23M

0.47%

Sole

0.00

Shared

0.00

None

26.50K

SPDR SERIES TRUST

SOLE

S&P DIVID ETF

Shares16.05K

TypeSH

Market value$2.11M

0.44%

Sole

0.00

Shared

0.00

None

16.05K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares4.16K

TypeSH

Market value$2.06M

0.43%

Sole

0.00

Shared

0.00

None

4.16K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P 500 ETF	381.24K	SH	$200.43M 42.09%	381.24K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	242.04K	SH	$55.33M 11.62%	242.04K
ISHARES TRSOLE	CORE US AGGBD ETF	307.24K	SH	$30.09M 6.32%	307.24K
ISHARES TRSOLE	RUS 1000 GRW ETF	67.98K	SH	$22.91M 4.81%	67.98K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE DEV MKT ETF	352.14K	SH	$17.67M 3.71%	352.14K
ISHARES TRSOLE	CORE S&P SCP ETF	126.69K	SH	$14.00M 2.94%	126.69K
ISHARES TRSOLE	CRE U S REIT ETF	228.92K	SH	$12.32M 2.59%	228.92K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	214.50K	SH	$8.96M 1.88%	214.50K
SPDR S&P 500 ETF TRSOLE	TR UNIT	16.75K	SH	$8.76M 1.84%	16.75K
APPLE INCSOLE	COM	36.66K	SH	$6.29M 1.32%	36.66K
ISHARES TRSOLE	RUS 1000 VAL ETF	29.31K	SH	$5.25M 1.10%	29.31K
ISHARES TRSOLE	AGGRES ALLOC ETF	63.49K	SH	$4.66M 0.98%	63.49K
MICROSOFT CORPSOLE	COM	10.64K	SH	$4.48M 0.94%	10.64K
FIRST TRUSTSOLE	TWC UNCONSTAINED PL BD	167.28K	SH	$4.12M 0.86%	167.28K
VANGUARD INDEX FDSSOLE	MID CAP ETF	15.99K	SH	$4.00M 0.84%	15.99K
ISHARES TRSOLE	GRWT ALLOCAT ETF	68.05K	SH	$3.79M 0.80%	68.05K
SCHWAB USSOLE	TIPS ETF	66.24K	SH	$3.46M 0.73%	66.24K
VANGUARD INDEX FDSSOLE	TOTAL BND MKT ETF	46.31K	SH	$3.36M 0.71%	46.31K
FISERV INCSOLE	COM	20.13K	SH	$3.22M 0.68%	20.13K
PHILIP MORRIS INTL INCSOLE	COM	26.60K	SH	$2.44M 0.51%	26.60K
SCHWAB USSOLE	DIV EQ	29.73K	SH	$2.40M 0.50%	29.73K
PGIM INVESTMENTSSOLE	ULTRA SHORT BOND ETF	47.73K	SH	$2.37M 0.50%	47.73K
ISHARES TRSOLE	RUS MID CAP ETF	26.50K	SH	$2.23M 0.47%	26.50K
SPDR SERIES TRUSTSOLE	S&P DIVID ETF	16.05K	SH	$2.11M 0.44%	16.05K
UNITEDHEALTH GROUP INCSOLE	COM	4.16K	SH	$2.06M 0.43%	4.16K

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