Filed: 10/17/2023ACC: 0001731497-23-000005
📋 What this filing means
ELLENBECKER INVESTMENT GROUP filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $386.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
98
Positions
$386.3K
Total AUM (reported)
2.95M
Total Shares
Allocation by class
CORE S&P 500 ETF$158.2K40.9%
COM$46.4K12.0%
SMALL CP ETF$42.3K10.9%
CORE US AGGBD ETF$27.8K7.2%
RUS 1000 GRW ETF$16.9K4.4%
FTSE DEV MKT ETF$12.9K3.3%
CORE S&P SCP ETF$12.0K3.1%
Portfolio Concentration
Top 3$228.2K59.1%
4–10$74.3K19.2%
11–25$42.3K10.9%
Rest$41.6K10.8%
Top 3 weight
59.1%
Top 10 weight
78.3%
Voting Authority Distribution
Total shares with voting rights: 2.96M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.96M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole98
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings98
Rows:
ISHARES TR
SOLEShares368.32K
TypeSH
Market value$158.2K
40.94%
Sole
0.00
Shared
0.00
None
368.32K
VANGUARD INDEX FDS
SOLEShares223.49K
TypeSH
Market value$42.3K
10.94%
Sole
0.00
Shared
0.00
None
223.49K
ISHARES TR
SOLEShares295.46K
TypeSH
Market value$27.8K
7.19%
Sole
0.00
Shared
0.00
None
295.46K
ISHARES TR
SOLEShares63.60K
TypeSH
Market value$16.9K
4.38%
Sole
0.00
Shared
0.00
None
63.60K
VANGUARD INTL EQUITY INDEX F
SOLEShares294.77K
TypeSH
Market value$12.9K
3.34%
Sole
0.00
Shared
0.00
None
294.77K
ISHARES TR
SOLEShares127.42K
TypeSH
Market value$12.0K
3.11%
Sole
0.00
Shared
0.00
None
127.42K
ISHARES TR
SOLEShares237.29K
TypeSH
Market value$11.2K
2.90%
Sole
0.00
Shared
0.00
None
237.29K
VANGUARD INTL EQUITY INDEX F
SOLEShares185.11K
TypeSH
Market value$7.3K
1.88%
Sole
0.00
Shared
0.00
None
185.11K
SPDR S&P 500 ETF TR
SOLEShares16.95K
TypeSH
Market value$7.2K
1.88%
Sole
0.00
Shared
0.00
None
16.95K
APPLE INC
SOLEShares39.49K
TypeSH
Market value$6.8K
1.75%
Sole
0.00
Shared
0.00
None
39.49K
ISHARES TR
SOLEShares29.22K
TypeSH
Market value$4.4K
1.15%
Sole
0.00
Shared
0.00
None
29.22K
FIRST TRUST
SOLEShares146.16K
TypeSH
Market value$3.5K
0.90%
Sole
0.00
Shared
0.00
None
146.16K
ISHARES TR
SOLEShares54.52K
TypeSH
Market value$3.5K
0.90%
Sole
0.00
Shared
0.00
None
54.52K
VANGUARD INDEX FDS
SOLEShares16.15K
TypeSH
Market value$3.4K
0.87%
Sole
0.00
Shared
0.00
None
16.15K
MICROSOFT CORP
SOLEShares10.51K
TypeSH
Market value$3.3K
0.86%
Sole
0.00
Shared
0.00
None
10.51K
ISHARES TR
SOLEShares60.57K
TypeSH
Market value$3.0K
0.77%
Sole
0.00
Shared
0.00
None
60.57K
VANGUARD INDEX FDS
SOLEShares39.49K
TypeSH
Market value$2.8K
0.71%
Sole
0.00
Shared
0.00
None
39.49K
SCHWAB US
SOLEShares52.87K
TypeSH
Market value$2.7K
0.69%
Sole
0.00
Shared
0.00
None
52.87K
SCHWAB US
SOLEShares37.52K
TypeSH
Market value$2.7K
0.69%
Sole
0.00
Shared
0.00
None
37.52K
PGIM INVESTMENTS
SOLEShares52.58K
TypeSH
Market value$2.6K
0.67%
Sole
0.00
Shared
0.00
None
52.58K
PHILIP MORRIS INTL INC
SOLEShares27.21K
TypeSH
Market value$2.5K
0.65%
Sole
0.00
Shared
0.00
None
27.21K
FISERV INC
SOLEShares19.29K
TypeSH
Market value$2.2K
0.56%
Sole
0.00
Shared
0.00
None
19.29K
UNITEDHEALTH GROUP INC
SOLEShares4.13K
TypeSH
Market value$2.1K
0.54%
Sole
0.00
Shared
0.00
None
4.13K
SPDR SERIES TRUST
SOLEShares16.25K
TypeSH
Market value$1.9K
0.48%
Sole
0.00
Shared
0.00
None
16.25K
ISHARES TR
SOLEShares25.28K
TypeSH
Market value$1.9K
0.48%
Sole
0.00
Shared
0.00
None
25.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P 500 ETF | 368.32K | SH | $158.2K 40.94% | 0.00 | 0.00 | 368.32K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 223.49K | SH | $42.3K 10.94% | 0.00 | 0.00 | 223.49K |
ISHARES TRSOLE | CORE US AGGBD ETF | 295.46K | SH | $27.8K 7.19% | 0.00 | 0.00 | 295.46K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 63.60K | SH | $16.9K 4.38% | 0.00 | 0.00 | 63.60K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE DEV MKT ETF | 294.77K | SH | $12.9K 3.34% | 0.00 | 0.00 | 294.77K |
ISHARES TRSOLE | CORE S&P SCP ETF | 127.42K | SH | $12.0K 3.11% | 0.00 | 0.00 | 127.42K |
ISHARES TRSOLE | CRE U S REIT ETF | 237.29K | SH | $11.2K 2.90% | 0.00 | 0.00 | 237.29K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 185.11K | SH | $7.3K 1.88% | 0.00 | 0.00 | 185.11K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 16.95K | SH | $7.2K 1.88% | 0.00 | 0.00 | 16.95K |
APPLE INCSOLE | COM | 39.49K | SH | $6.8K 1.75% | 0.00 | 0.00 | 39.49K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 29.22K | SH | $4.4K 1.15% | 0.00 | 0.00 | 29.22K |
FIRST TRUSTSOLE | TWC UNCONSTAINED PL BD | 146.16K | SH | $3.5K 0.90% | 0.00 | 0.00 | 146.16K |
ISHARES TRSOLE | AGGRES ALLOC ETF | 54.52K | SH | $3.5K 0.90% | 0.00 | 0.00 | 54.52K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 16.15K | SH | $3.4K 0.87% | 0.00 | 0.00 | 16.15K |
MICROSOFT CORPSOLE | COM | 10.51K | SH | $3.3K 0.86% | 0.00 | 0.00 | 10.51K |
ISHARES TRSOLE | GRWT ALLOCAT ETF | 60.57K | SH | $3.0K 0.77% | 0.00 | 0.00 | 60.57K |
VANGUARD INDEX FDSSOLE | TOTAL BND MKT ETF | 39.49K | SH | $2.8K 0.71% | 0.00 | 0.00 | 39.49K |
SCHWAB USSOLE | TIPS ETF | 52.87K | SH | $2.7K 0.69% | 0.00 | 0.00 | 52.87K |
SCHWAB USSOLE | DIV EQ | 37.52K | SH | $2.7K 0.69% | 0.00 | 0.00 | 37.52K |
PGIM INVESTMENTSSOLE | ULTRA SHORT BOND ETF | 52.58K | SH | $2.6K 0.67% | 0.00 | 0.00 | 52.58K |
PHILIP MORRIS INTL INCSOLE | COM | 27.21K | SH | $2.5K 0.65% | 0.00 | 0.00 | 27.21K |
FISERV INCSOLE | COM | 19.29K | SH | $2.2K 0.56% | 0.00 | 0.00 | 19.29K |
UNITEDHEALTH GROUP INCSOLE | COM | 4.13K | SH | $2.1K 0.54% | 0.00 | 0.00 | 4.13K |
SPDR SERIES TRUSTSOLE | S&P DIVID ETF | 16.25K | SH | $1.9K 0.48% | 0.00 | 0.00 | 16.25K |
ISHARES TRSOLE | IBOXX HI YD ETF | 25.28K | SH | $1.9K 0.48% | 0.00 | 0.00 | 25.28K |
Page 1 of 4