ELLENBECKER INVESTMENT GROUP

Filed: 10/17/2022ACC: 0001731497-22-000005

📋 What this filing means

ELLENBECKER INVESTMENT GROUP filed this quarterly 13F‑HR report disclosing 80 equity positions with a total reported market value of $315.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$315.5K

Total AUM (reported)

2.73M

Total Shares

Allocation by class

CORE S&P 500 ETF$125.8K39.9%

COM$33.3K10.5%

SMALL CP ETF$32.5K10.3%

CORE US AGGBD ETF$29.7K9.4%

CRE U S REIT ETF$18.8K6.0%

RUS 1000 GRW ETF$13.8K4.4%

CORE S&P SCP ETF$11.2K3.5%

Portfolio Concentration

Top 3$188.0K59.6%

4–10$68.4K21.7%

11–25$34.1K10.8%

Rest$25.0K7.9%

Top 3 weight

59.6%

Top 10 weight

81.3%

Voting Authority Distribution

Total shares with voting rights: 2.73M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.73M

% of voting shares100.0%

Investment Discretion (by position count)

Sole80

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings80

Rows:

ISHARES TR

SOLE

CORE S&P 500 ETF

Shares350.67K

TypeSH

Market value$125.8K

39.86%

Sole

0.00

Shared

0.00

None

350.67K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares190.01K

TypeSH

Market value$32.5K

10.29%

Sole

0.00

Shared

0.00

None

190.01K

ISHARES TR

SOLE

CORE US AGGBD ETF

Shares308.55K

TypeSH

Market value$29.7K

9.42%

Sole

0.00

Shared

0.00

None

308.55K

ISHARES TR

SOLE

CRE U S REIT ETF

Shares396.58K

TypeSH

Market value$18.8K

5.97%

Sole

0.00

Shared

0.00

None

396.58K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares65.76K

TypeSH

Market value$13.8K

4.39%

Sole

0.00

Shared

0.00

None

65.76K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares128.04K

TypeSH

Market value$11.2K

3.54%

Sole

0.00

Shared

0.00

None

128.04K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE DEV MKT ETF

Shares247.94K

TypeSH

Market value$9.0K

2.86%

Sole

0.00

Shared

0.00

None

247.94K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares15.39K

TypeSH

Market value$5.5K

1.74%

Sole

0.00

Shared

0.00

None

15.39K

APPLE INC

SOLE

COM

Shares36.73K

TypeSH

Market value$5.1K

1.61%

Sole

0.00

Shared

0.00

None

36.73K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares137.69K

TypeSH

Market value$5.0K

1.59%

Sole

0.00

Shared

0.00

None

137.87K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares30.96K

TypeSH

Market value$4.2K

1.33%

Sole

0.00

Shared

0.00

None

30.96K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares17.11K

TypeSH

Market value$3.2K

1.02%

Sole

0.00

Shared

0.00

None

17.11K

FIRST TRUST

SOLE

TWC UNCONSTAINED PL BD

Shares122.04K

TypeSH

Market value$2.9K

0.92%

Sole

0.00

Shared

0.00

None

122.04K

VANGUARD INDEX FDS

SOLE

TOTAL BND MKT ETF

Shares36.80K

TypeSH

Market value$2.6K

0.83%

Sole

0.00

Shared

0.00

None

36.80K

ISHARES TR

SOLE

TIPS BD ETF

Shares24.95K

TypeSH

Market value$2.6K

0.83%

Sole

0.00

Shared

0.00

None

24.95K

PHILIP MORRIS INTL INC

SOLE

COM

Shares26.91K

TypeSH

Market value$2.2K

0.71%

Sole

0.00

Shared

0.00

None

26.91K

MICROSOFT CORP

SOLE

COM

Shares9.56K

TypeSH

Market value$2.2K

0.71%

Sole

0.00

Shared

0.00

None

9.56K

ISHARES TR

SOLE

GRWT ALLOCAT ETF

Shares45.35K

TypeSH

Market value$2.0K

0.64%

Sole

0.00

Shared

0.00

None

45.35K

SPDR SERIES TRUST

SOLE

S&P DIVID ETF

Shares18.13K

TypeSH

Market value$2.0K

0.64%

Sole

0.00

Shared

0.00

None

18.13K

FISERV INC

SOLE

COM

Shares19.15K

TypeSH

Market value$1.8K

0.57%

Sole

0.00

Shared

0.00

None

19.15K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares24.96K

TypeSH

Market value$1.8K

0.56%

Sole

0.00

Shared

0.00

None

24.96K

WEC ENERGY GROUP INC

SOLE

COM

Shares19.84K

TypeSH

Market value$1.8K

0.56%

Sole

0.00

Shared

0.00

None

19.84K

ALTRIA GROUP INC

SOLE

COM

Shares42.44K

TypeSH

Market value$1.7K

0.54%

Sole

0.00

Shared

0.00

None

42.44K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares27.09K

TypeSH

Market value$1.7K

0.53%

Sole

0.00

Shared

0.00

None

27.09K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares22.09K

TypeSH

Market value$1.2K

0.39%

Sole

0.00

Shared

0.00

None

22.09K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P 500 ETF	350.67K	SH	$125.8K 39.86%	350.67K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	190.01K	SH	$32.5K 10.29%	190.01K
ISHARES TRSOLE	CORE US AGGBD ETF	308.55K	SH	$29.7K 9.42%	308.55K
ISHARES TRSOLE	CRE U S REIT ETF	396.58K	SH	$18.8K 5.97%	396.58K
ISHARES TRSOLE	RUS 1000 GRW ETF	65.76K	SH	$13.8K 4.39%	65.76K
ISHARES TRSOLE	CORE S&P SCP ETF	128.04K	SH	$11.2K 3.54%	128.04K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE DEV MKT ETF	247.94K	SH	$9.0K 2.86%	247.94K
SPDR S&P 500 ETF TRSOLE	TR UNIT	15.39K	SH	$5.5K 1.74%	15.39K
APPLE INCSOLE	COM	36.73K	SH	$5.1K 1.61%	36.73K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	137.69K	SH	$5.0K 1.59%	137.87K
ISHARES TRSOLE	RUS 1000 VAL ETF	30.96K	SH	$4.2K 1.33%	30.96K
VANGUARD INDEX FDSSOLE	MID CAP ETF	17.11K	SH	$3.2K 1.02%	17.11K
FIRST TRUSTSOLE	TWC UNCONSTAINED PL BD	122.04K	SH	$2.9K 0.92%	122.04K
VANGUARD INDEX FDSSOLE	TOTAL BND MKT ETF	36.80K	SH	$2.6K 0.83%	36.80K
ISHARES TRSOLE	TIPS BD ETF	24.95K	SH	$2.6K 0.83%	24.95K
PHILIP MORRIS INTL INCSOLE	COM	26.91K	SH	$2.2K 0.71%	26.91K
MICROSOFT CORPSOLE	COM	9.56K	SH	$2.2K 0.71%	9.56K
ISHARES TRSOLE	GRWT ALLOCAT ETF	45.35K	SH	$2.0K 0.64%	45.35K
SPDR SERIES TRUSTSOLE	S&P DIVID ETF	18.13K	SH	$2.0K 0.64%	18.13K
FISERV INCSOLE	COM	19.15K	SH	$1.8K 0.57%	19.15K
ISHARES TRSOLE	IBOXX HI YD ETF	24.96K	SH	$1.8K 0.56%	24.96K
WEC ENERGY GROUP INCSOLE	COM	19.84K	SH	$1.8K 0.56%	19.84K
ALTRIA GROUP INCSOLE	COM	42.44K	SH	$1.7K 0.54%	42.44K
ISHARES TRSOLE	RUS MID CAP ETF	27.09K	SH	$1.7K 0.53%	27.09K
ISHARES TRSOLE	AGGRES ALLOC ETF	22.09K	SH	$1.2K 0.39%	22.09K

Page 1 of 4