Filed: 11/14/2024ACC: 0001420506-24-002571
📋 What this filing means
ELEQUIN CAPITAL, LP filed this quarterly 13F‑HR report disclosing 375 equity positions with a total reported market value of $896.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
375
Positions
$896.55M
Total AUM (reported)
237.19M
Total Shares
Allocation by class
NOTE 2.250% 5/0$648.53M72.3%
5% CNV PFD SR A$105.54M11.8%
NOTE 0.750% 2/1$34.43M3.8%
NOTE 4.000% 6/0$17.54M2.0%
SHS BEN INT$16.24M1.8%
NOTE 0.375% 6/0$14.69M1.6%
TR UNIT$14.44M1.6%
Portfolio Concentration
Top 3$788.50M87.9%
4–10$77.81M8.7%
11–25$22.80M2.5%
Rest$7.44M0.8%
Top 3 weight
87.9%
Top 10 weight
96.6%
Voting Authority Distribution
Total shares with voting rights: 237.19M
Sole
Full voting authority
1.99M
shares
% of voting shares0.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
235.20M
shares
% of voting shares99.2%
Investment Discretion (by position count)
Sole375
Shared0
Other0
Dominant voting typeNone · 99.2% of voting shares
Institutional Holdings375
Rows:
NATERA INC
SOLEShares194.93M
TypePRN
Market value$648.53M
72.34%
Sole
0.00
Shared
0.00
None
194.93M
RBC BEARINGS INC
SOLEShares793.03K
TypeSH
Market value$105.54M
11.77%
Sole
793.03K
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
SOLEShares10.96M
TypePRN
Market value$34.43M
3.84%
Sole
0.00
Shared
0.00
None
10.96M
PETIQ INC
SOLEShares15.10M
TypePRN
Market value$17.54M
1.96%
Sole
0.00
Shared
0.00
None
15.10M
PALO ALTO NETWORKS INC
SOLEShares4.27M
TypePRN
Market value$14.69M
1.64%
Sole
0.00
Shared
0.00
None
4.27M
SPDR S&P 500 ETF TR
SOLEShares25.17K
TypeSH
Market value$14.44M
1.61%
Sole
25.17K
Shared
0.00
None
0.00
BITWISE BITCOIN ETF TR
SOLEShares258.27K
TypeSH
Market value$8.93M
1.00%
Sole
258.27K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares109.80K
TypeSH
Market value$8.41M
0.94%
Sole
109.80K
Shared
0.00
None
0.00
ARK 21SHARES BITCOIN ETF
SOLEShares113.45K
TypeSH
Market value$7.20M
0.80%
Sole
113.45K
Shared
0.00
None
0.00
CHART INDS INC
SOLEShares3.14M
TypePRN
Market value$6.59M
0.74%
Sole
0.00
Shared
0.00
None
3.14M
FIRST TR EXCHANGE-TRADED FD
SOLEShares81.42K
TypeSH
Market value$2.91M
0.32%
Sole
81.42K
Shared
0.00
None
0.00
INFINERA CORP
SOLEShares2.50M
TypePRN
Market value$2.88M
0.32%
Sole
0.00
Shared
0.00
None
2.50M
SAREPTA THERAPEUTICS INC
SOLEShares1.68M
TypePRN
Market value$2.87M
0.32%
Sole
0.00
Shared
0.00
None
1.68M
CALAMOS ETF TR
SOLEShares81.97K
TypeSH
Market value$2.34M
0.26%
Sole
81.97K
Shared
0.00
None
0.00
CYBERARK SOFTWARE LTD
SOLEShares1.10M
TypePRN
Market value$2.05M
0.23%
Sole
0.00
Shared
0.00
None
1.10M
SPDR SER TR
SOLEShares53.38K
TypeSH
Market value$1.40M
0.16%
Sole
53.38K
Shared
0.00
None
0.00
ROUNDHILL ETF TRUST
SOLEShares30.06K
TypeSH
Market value$1.28M
0.14%
Sole
30.06K
Shared
0.00
None
0.00
BRITISH AMERN TOB PLC
SOLEShares34.15K
TypeSH
Market value$1.25M
0.14%
Sole
34.15K
Shared
0.00
None
0.00
CAPITAL GRP FIXED INCM ETF T
SOLEShares40.01K
TypeSH
Market value$1.10M
0.12%
Sole
40.01K
Shared
0.00
None
0.00
ENVESTNET INC
SOLEShares1M
TypePRN
Market value$1.06M
0.12%
Sole
0.00
Shared
0.00
None
1M
SPDR SER TR
SOLEShares20.68K
TypeSH
Market value$968.4K
0.11%
Sole
20.68K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.43K
TypeSH
Market value$915.5K
0.10%
Sole
8.43K
Shared
0.00
None
0.00
SEA LTD
SOLEShares435K
TypePRN
Market value$818.9K
0.09%
Sole
0.00
Shared
0.00
None
435K
BARCLAYS BANK PLC
SOLEShares12.17K
TypeSH
Market value$603.4K
0.07%
Sole
12.17K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares7.46K
TypeSH
Market value$359.4K
0.04%
Sole
7.46K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NATERA INCSOLE | NOTE 2.250% 5/0 | 194.93M | PRN | $648.53M 72.34% | 0.00 | 0.00 | 194.93M |
RBC BEARINGS INCSOLE | 5% CNV PFD SR A | 793.03K | SH | $105.54M 11.77% | 793.03K | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 10.96M | PRN | $34.43M 3.84% | 0.00 | 0.00 | 10.96M |
PETIQ INCSOLE | NOTE 4.000% 6/0 | 15.10M | PRN | $17.54M 1.96% | 0.00 | 0.00 | 15.10M |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 4.27M | PRN | $14.69M 1.64% | 0.00 | 0.00 | 4.27M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 25.17K | SH | $14.44M 1.61% | 25.17K | 0.00 | 0.00 |
BITWISE BITCOIN ETF TRSOLE | SHS BEN INT | 258.27K | SH | $8.93M 1.00% | 258.27K | 0.00 | 0.00 |
SPDR SER TRSOLE | BBG CONV SEC ETF | 109.80K | SH | $8.41M 0.94% | 109.80K | 0.00 | 0.00 |
ARK 21SHARES BITCOIN ETFSOLE | SHS BEN INT | 113.45K | SH | $7.20M 0.80% | 113.45K | 0.00 | 0.00 |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 3.14M | PRN | $6.59M 0.74% | 0.00 | 0.00 | 3.14M |
FIRST TR EXCHANGE-TRADED FDSOLE | SSI STRG ETF | 81.42K | SH | $2.91M 0.32% | 81.42K | 0.00 | 0.00 |
INFINERA CORPSOLE | NOTE 3.750% 8/0 | 2.50M | PRN | $2.88M 0.32% | 0.00 | 0.00 | 2.50M |
SAREPTA THERAPEUTICS INCSOLE | DBCV 1.500%11/1 | 1.68M | PRN | $2.87M 0.32% | 0.00 | 0.00 | 1.68M |
CALAMOS ETF TRSOLE | CONVERTIBLE EQTY | 81.97K | SH | $2.34M 0.26% | 81.97K | 0.00 | 0.00 |
CYBERARK SOFTWARE LTDSOLE | NOTE 11/1 | 1.10M | PRN | $2.05M 0.23% | 0.00 | 0.00 | 1.10M |
SPDR SER TRSOLE | NUVEEN BLOOMBERG | 53.38K | SH | $1.40M 0.16% | 53.38K | 0.00 | 0.00 |
ROUNDHILL ETF TRUSTSOLE | INNOVATION 100 O | 30.06K | SH | $1.28M 0.14% | 30.06K | 0.00 | 0.00 |
BRITISH AMERN TOB PLCSOLE | SPONSORED ADR | 34.15K | SH | $1.25M 0.14% | 34.15K | 0.00 | 0.00 |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL INCOME | 40.01K | SH | $1.10M 0.12% | 40.01K | 0.00 | 0.00 |
ENVESTNET INCSOLE | NOTE 2.625%12/0 | 1M | PRN | $1.06M 0.12% | 0.00 | 0.00 | 1M |
SPDR SER TRSOLE | NUVEEN BLMBRG MU | 20.68K | SH | $968.4K 0.11% | 20.68K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 8.43K | SH | $915.5K 0.10% | 8.43K | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 1.000%12/0 | 435K | PRN | $818.9K 0.09% | 0.00 | 0.00 | 435K |
BARCLAYS BANK PLCSOLE | IPATH S&P 500 SH | 12.17K | SH | $603.4K 0.07% | 12.17K | 0.00 | 0.00 |
SPDR SER TRSOLE | NUVEEN BLMBRG SH | 7.46K | SH | $359.4K 0.04% | 7.46K | 0.00 | 0.00 |
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