ELEQUIN CAPITAL, LP

Filed: 11/14/2023ACC: 0001420506-23-002190

📋 What this filing means

ELEQUIN CAPITAL, LP filed this quarterly 13F‑HR report disclosing 396 equity positions with a total reported market value of $515.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

396

Positions

$515.45M

Total AUM (reported)

159.37M

Total Shares

Allocation by class

NOTE 1.750% 5/0$145.10M28.1%

NOTE 2.500%11/0$122.15M23.7%

NOTE 1.625%10/1$69.43M13.5%

COM$65.86M12.8%

NOTE 0.250% 5/1$33.69M6.5%

NOTE 0.750%12/0$26.63M5.2%

NOTE 2.000% 8/1$22.81M4.4%

Portfolio Concentration

Top 3$336.69M65.3%

4–10$102.70M19.9%

11–25$26.33M5.1%

Rest$49.74M9.6%

Top 3 weight

65.3%

Top 10 weight

85.2%

Voting Authority Distribution

Total shares with voting rights: 159.37M

Sole

Full voting authority

4.69M

% of voting shares2.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

154.68M

% of voting shares97.1%

Investment Discretion (by position count)

Sole396

Shared0

Other0

Dominant voting typeNone · 97.1% of voting shares

Institutional Holdings396

Rows:

EQT CORP

SOLE

NOTE 1.750% 5/0

Shares52.15M

TypePRN

Market value$145.10M

28.15%

Sole

0.00

Shared

0.00

None

52.15M

KBR INC

SOLE

NOTE 2.500%11/0

Shares52.08M

TypePRN

Market value$122.15M

23.70%

Sole

0.00

Shared

0.00

None

52.08M

ON SEMICONDUCTOR CORP

SOLE

NOTE 1.625%10/1

Shares15.49M

TypePRN

Market value$69.43M

13.47%

Sole

0.00

Shared

0.00

None

15.49M

PIONEER NAT RES CO

SOLE

NOTE 0.250% 5/1

Shares13.69M

TypePRN

Market value$33.69M

6.54%

Sole

0.00

Shared

0.00

None

13.69M

DEXCOM INC

SOLE

NOTE 0.750%12/0

Shares11.77M

TypePRN

Market value$26.63M

5.17%

Sole

0.00

Shared

0.00

None

11.77M

MERCADOLIBRE INC

SOLE

NOTE 2.000% 8/1

Shares7.84M

TypePRN

Market value$22.81M

4.43%

Sole

0.00

Shared

0.00

None

7.84M

ROYAL BK CDA

SOLE

COM

Shares74.64K

TypeSH

Market value$6.53M

1.27%

Sole

74.64K

Shared

0.00

None

0.00

CLARIVATE PLC

SOLE

5.25% PFD CONV A

Shares200K

TypeSH

Market value$5.85M

1.13%

Sole

200K

Shared

0.00

None

0.00

MID-AMER APT CMNTYS INC

SOLE

COM

Shares29.82K

TypeSH

Market value$3.84M

0.74%

Sole

29.82K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BBG CONV SEC ETF

Shares49.62K

TypeSH

Market value$3.36M

0.65%

Sole

49.62K

Shared

0.00

None

0.00

EXTRA SPACE STORAGE INC

SOLE

COM

Shares22.48K

TypeSH

Market value$2.73M

0.53%

Sole

22.48K

Shared

0.00

None

0.00

REALTY INCOME CORP

SOLE

COM

Shares46.43K

TypeSH

Market value$2.32M

0.45%

Sole

46.43K

Shared

0.00

None

0.00

SUN CMNTYS INC

SOLE

COM

Shares19.48K

TypeSH

Market value$2.31M

0.45%

Sole

19.48K

Shared

0.00

None

0.00

VICI PPTYS INC

SOLE

COM

Shares72.55K

TypeSH

Market value$2.11M

0.41%

Sole

72.55K

Shared

0.00

None

0.00

BROADSTONE NET LEASE INC

SOLE

COM

Shares140.32K

TypeSH

Market value$2.01M

0.39%

Sole

140.32K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.08K

TypeSH

Market value$1.75M

0.34%

Sole

4.08K

Shared

0.00

None

0.00

SUNSTONE HOTEL INVS INC NEW

SOLE

COM

Shares177.39K

TypeSH

Market value$1.66M

0.32%

Sole

177.39K

Shared

0.00

None

0.00

INVITATION HOMES INC

SOLE

COM

Shares49.30K

TypeSH

Market value$1.56M

0.30%

Sole

49.30K

Shared

0.00

None

0.00

WILLIAMS COS INC

SOLE

COM

Shares46K

TypeSH

Market value$1.55M

0.30%

Sole

46K

Shared

0.00

None

0.00

TERRENO RLTY CORP

SOLE

COM

Shares26.79K

TypeSH

Market value$1.52M

0.30%

Sole

26.79K

Shared

0.00

None

0.00

AGREE RLTY CORP

SOLE

COM

Shares26.59K

TypeSH

Market value$1.47M

0.28%

Sole

26.59K

Shared

0.00

None

0.00

HEALTHCARE RLTY TR

SOLE

CL A COM

Shares94.16K

TypeSH

Market value$1.44M

0.28%

Sole

94.16K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

SSI STRG ETF

Shares42.65K

TypeSH

Market value$1.33M

0.26%

Sole

42.65K

Shared

0.00

None

0.00

PARAMOUNT GLOBAL

SOLE

5.75% CONV PFD A

Shares74.52K

TypeSH

Market value$1.32M

0.26%

Sole

74.52K

Shared

0.00

None

0.00

ESSEX PPTY TR INC

SOLE

COM

Shares5.93K

TypeSH

Market value$1.26M

0.24%

Sole

5.93K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
EQT CORPSOLE	NOTE 1.750% 5/0	52.15M	PRN	$145.10M 28.15%	0.00	52.15M
KBR INCSOLE	NOTE 2.500%11/0	52.08M	PRN	$122.15M 23.70%	0.00	52.08M
ON SEMICONDUCTOR CORPSOLE	NOTE 1.625%10/1	15.49M	PRN	$69.43M 13.47%	0.00	15.49M
PIONEER NAT RES COSOLE	NOTE 0.250% 5/1	13.69M	PRN	$33.69M 6.54%	0.00	13.69M
DEXCOM INCSOLE	NOTE 0.750%12/0	11.77M	PRN	$26.63M 5.17%	0.00	11.77M
MERCADOLIBRE INCSOLE	NOTE 2.000% 8/1	7.84M	PRN	$22.81M 4.43%	0.00	7.84M
ROYAL BK CDASOLE	COM	74.64K	SH	$6.53M 1.27%	74.64K	0.00
CLARIVATE PLCSOLE	5.25% PFD CONV A	200K	SH	$5.85M 1.13%	200K	0.00
MID-AMER APT CMNTYS INCSOLE	COM	29.82K	SH	$3.84M 0.74%	29.82K	0.00
SPDR SER TRSOLE	BBG CONV SEC ETF	49.62K	SH	$3.36M 0.65%	49.62K	0.00
EXTRA SPACE STORAGE INCSOLE	COM	22.48K	SH	$2.73M 0.53%	22.48K	0.00
REALTY INCOME CORPSOLE	COM	46.43K	SH	$2.32M 0.45%	46.43K	0.00
SUN CMNTYS INCSOLE	COM	19.48K	SH	$2.31M 0.45%	19.48K	0.00
VICI PPTYS INCSOLE	COM	72.55K	SH	$2.11M 0.41%	72.55K	0.00
BROADSTONE NET LEASE INCSOLE	COM	140.32K	SH	$2.01M 0.39%	140.32K	0.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.08K	SH	$1.75M 0.34%	4.08K	0.00
SUNSTONE HOTEL INVS INC NEWSOLE	COM	177.39K	SH	$1.66M 0.32%	177.39K	0.00
INVITATION HOMES INCSOLE	COM	49.30K	SH	$1.56M 0.30%	49.30K	0.00
WILLIAMS COS INCSOLE	COM	46K	SH	$1.55M 0.30%	46K	0.00
TERRENO RLTY CORPSOLE	COM	26.79K	SH	$1.52M 0.30%	26.79K	0.00
AGREE RLTY CORPSOLE	COM	26.59K	SH	$1.47M 0.28%	26.59K	0.00
HEALTHCARE RLTY TRSOLE	CL A COM	94.16K	SH	$1.44M 0.28%	94.16K	0.00
FIRST TR EXCHANGE-TRADED FDSOLE	SSI STRG ETF	42.65K	SH	$1.33M 0.26%	42.65K	0.00
PARAMOUNT GLOBALSOLE	5.75% CONV PFD A	74.52K	SH	$1.32M 0.26%	74.52K	0.00
ESSEX PPTY TR INCSOLE	COM	5.93K	SH	$1.26M 0.24%	5.93K	0.00

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