ELEQUIN CAPITAL, LP

Filed: 5/11/2023ACC: 0001420506-23-000958

📋 What this filing means

ELEQUIN CAPITAL, LP filed this quarterly 13F‑HR report disclosing 306 equity positions with a total reported market value of $142.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

306

Positions

$142.27M

Total AUM (reported)

49.37M

Total Shares

Allocation by class

NOTE 0.250% 5/1$66.18M46.5%

NOTE 3.250% 4/1$15.53M10.9%

COM$14.98M10.5%

NOTE 0.625% 6/1$13.19M9.3%

5% CONV PFD B$6.37M4.5%

CLASS A COM$4.41M3.1%

COM CL A$3.84M2.7%

Portfolio Concentration

Top 3$94.90M66.7%

4–10$16.30M11.5%

11–25$12.17M8.6%

Rest$18.90M13.3%

Top 3 weight

66.7%

Top 10 weight

78.2%

Voting Authority Distribution

Total shares with voting rights: 49.37M

Sole

Full voting authority

3.42M

% of voting shares6.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

45.95M

% of voting shares93.1%

Investment Discretion (by position count)

Sole306

Shared0

Other0

Dominant voting typeNone · 93.1% of voting shares

Institutional Holdings306

Rows:

PIONEER NAT RES CO

SOLE

NOTE 0.250% 5/1

Shares32.08M

TypePRN

Market value$66.18M

46.52%

Sole

0.00

Shared

0.00

None

32.08M

DICKS SPORTING GOODS INC

SOLE

NOTE 3.250% 4/1

Shares3.51M

TypePRN

Market value$15.53M

10.91%

Sole

0.00

Shared

0.00

None

3.51M

SILICON LABORATORIES INC

SOLE

NOTE 0.625% 6/1

Shares8.80M

TypePRN

Market value$13.19M

9.27%

Sole

0.00

Shared

0.00

None

8.80M

DANAHER CORPORATION

SOLE

5% CONV PFD B

Shares5K

TypeSH

Market value$6.37M

4.48%

Sole

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

PFD ETF

Shares221.53K

TypeSH

Market value$2.54M

1.79%

Sole

221.53K

Shared

0.00

None

0.00

CIIG CAPITAL PARTNERS II INC

SOLE

COM CL A

Shares167.37K

TypeSH

Market value$1.74M

1.22%

Sole

167.37K

Shared

0.00

None

0.00

FIRST LT ACQUISITION GROUP I

SOLE

CL A

Shares169.40K

TypeSH

Market value$1.74M

1.22%

Sole

169.40K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CONV BD ETF

Shares18.65K

TypeSH

Market value$1.35M

0.95%

Sole

18.65K

Shared

0.00

None

0.00

FLUOR CORP NEW

SOLE

COM

Shares42.91K

TypeSH

Market value$1.33M

0.93%

Sole

42.91K

Shared

0.00

None

0.00

NEWBURY STREET ACQUISITN COR

SOLE

COM

Shares119.66K

TypeSH

Market value$1.23M

0.86%

Sole

119.66K

Shared

0.00

None

0.00

PG&E CORP

SOLE

COM

Shares68.08K

TypeSH

Market value$1.10M

0.77%

Sole

68.08K

Shared

0.00

None

0.00

EATON VANCE TAX-MANAGED GLOB

SOLE

COM

Shares131.98K

TypeSH

Market value$1.03M

0.72%

Sole

131.98K

Shared

0.00

None

0.00

ROYCE VALUE TR INC

SOLE

COM

Shares75.44K

TypeSH

Market value$1.02M

0.72%

Sole

75.44K

Shared

0.00

None

0.00

ALGONQUIN PWR UTILS CORP

SOLE

COM

Shares121.12K

TypeSH

Market value$1.02M

0.72%

Sole

121.12K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares20.46K

TypeSH

Market value$952.5K

0.67%

Sole

20.46K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares4.86K

TypeSH

Market value$889.5K

0.63%

Sole

4.86K

Shared

0.00

None

0.00

ADAMS DIVERSIFIED EQUITY FD

SOLE

COM

Shares54.35K

TypeSH

Market value$845.1K

0.59%

Sole

54.35K

Shared

0.00

None

0.00

AIMFINITY INVESTMENT CORP I

SOLE

UNIT 04/21/2027

Shares80K

TypeSH

Market value$827.9K

0.58%

Sole

0.00

Shared

0.00

None

80K

ISHARES SILVER TR

SOLE

ISHARES

Shares37.42K

TypeSH

Market value$827.8K

0.58%

Sole

37.42K

Shared

0.00

None

0.00

ALSET CAPITAL ACQUISITION CO

SOLE

CLASS A COM

Shares75.36K

TypeSH

Market value$774.8K

0.54%

Sole

75.36K

Shared

0.00

None

0.00

ZYNGA INC

SOLE

NOTE 0.250% 6/0

Shares582K

TypePRN

Market value$649.0K

0.46%

Sole

0.00

Shared

0.00

None

582K

EATON VANCE TX ADV GLBL DIV

SOLE

COM

Shares36.38K

TypeSH

Market value$587.5K

0.41%

Sole

36.38K

Shared

0.00

None

0.00

ALTENERGY ACQUISITION CORP

SOLE

COM CL A

Shares53.21K

TypeSH

Market value$552.1K

0.39%

Sole

53.21K

Shared

0.00

None

0.00

TEKLA HEALTHCARE INVS

SOLE

SH BEN INT

Shares31.20K

TypeSH

Market value$550.8K

0.39%

Sole

31.20K

Shared

0.00

None

0.00

CONCORD ACQUISITION CORP II

SOLE

COM CL A

Shares53.16K

TypeSH

Market value$539.0K

0.38%

Sole

53.16K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
PIONEER NAT RES COSOLE	NOTE 0.250% 5/1	32.08M	PRN	$66.18M 46.52%	0.00	32.08M
DICKS SPORTING GOODS INCSOLE	NOTE 3.250% 4/1	3.51M	PRN	$15.53M 10.91%	0.00	3.51M
SILICON LABORATORIES INCSOLE	NOTE 0.625% 6/1	8.80M	PRN	$13.19M 9.27%	0.00	8.80M
DANAHER CORPORATIONSOLE	5% CONV PFD B	5K	SH	$6.37M 4.48%	5K	0.00
INVESCO EXCH TRADED FD TR IISOLE	PFD ETF	221.53K	SH	$2.54M 1.79%	221.53K	0.00
CIIG CAPITAL PARTNERS II INCSOLE	COM CL A	167.37K	SH	$1.74M 1.22%	167.37K	0.00
FIRST LT ACQUISITION GROUP ISOLE	CL A	169.40K	SH	$1.74M 1.22%	169.40K	0.00
ISHARES TRSOLE	CONV BD ETF	18.65K	SH	$1.35M 0.95%	18.65K	0.00
FLUOR CORP NEWSOLE	COM	42.91K	SH	$1.33M 0.93%	42.91K	0.00
NEWBURY STREET ACQUISITN CORSOLE	COM	119.66K	SH	$1.23M 0.86%	119.66K	0.00
PG&E CORPSOLE	COM	68.08K	SH	$1.10M 0.77%	68.08K	0.00
EATON VANCE TAX-MANAGED GLOBSOLE	COM	131.98K	SH	$1.03M 0.72%	131.98K	0.00
ROYCE VALUE TR INCSOLE	COM	75.44K	SH	$1.02M 0.72%	75.44K	0.00
ALGONQUIN PWR UTILS CORPSOLE	COM	121.12K	SH	$1.02M 0.72%	121.12K	0.00
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	20.46K	SH	$952.5K 0.67%	20.46K	0.00
SPDR GOLD TRSOLE	GOLD SHS	4.86K	SH	$889.5K 0.63%	4.86K	0.00
ADAMS DIVERSIFIED EQUITY FDSOLE	COM	54.35K	SH	$845.1K 0.59%	54.35K	0.00
AIMFINITY INVESTMENT CORP ISOLE	UNIT 04/21/2027	80K	SH	$827.9K 0.58%	0.00	80K
ISHARES SILVER TRSOLE	ISHARES	37.42K	SH	$827.8K 0.58%	37.42K	0.00
ALSET CAPITAL ACQUISITION COSOLE	CLASS A COM	75.36K	SH	$774.8K 0.54%	75.36K	0.00
ZYNGA INCSOLE	NOTE 0.250% 6/0	582K	PRN	$649.0K 0.46%	0.00	582K
EATON VANCE TX ADV GLBL DIVSOLE	COM	36.38K	SH	$587.5K 0.41%	36.38K	0.00
ALTENERGY ACQUISITION CORPSOLE	COM CL A	53.21K	SH	$552.1K 0.39%	53.21K	0.00
TEKLA HEALTHCARE INVSSOLE	SH BEN INT	31.20K	SH	$550.8K 0.39%	31.20K	0.00
CONCORD ACQUISITION CORP IISOLE	COM CL A	53.16K	SH	$539.0K 0.38%	53.16K	0.00

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