EISELE DEREK J. (Vice Chairman and EVP) sold 28.5% of their position (30K shares) of SILVERGATE CAPITAL CORP on the open market

Open‑market sale worth $6.02M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 6 sales

EISELE DEREK J.

Filed: 11/5/2021ACC: 0001312109-21-000250

InsiderEISELE DEREK J.CIK 1757644

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· Vice Chairman and EVP

Since Nov 2019

-30K

Net shares

Net seller

$6.02M

Total sold

Open market trades

0B · 6S

Total transactions

30K disposed

Non-Derivative Transactions6

Class A Common Stock

Indirect

S · Sale

−3.60K

Price / share

$200.34

Trade value

$721.24K

% of position

68.2%

11/3/2021

5.28K→1.68K

Class A Common Stock

Indirect

S · Sale

−1K

Price / share

$201.62

Trade value

$201.62K

% of position

59.6%

11/3/2021

1.68K→677.00

Class A Common Stock

Indirect

S · Sale

−400.00

Price / share

$202.35

Trade value

$80.94K

% of position

59.1%

11/3/2021

677.00→277.00

Class A Common Stock

Indirect

S · Sale

−16.37K

Price / share

$200.24

Trade value

$3.28M

% of position

16.4%

11/3/2021

100.10K→83.73K

Class A Common Stock

Indirect

S · Sale

−4.66K

Price / share

$201.24

Trade value

$938.37K

% of position

5.6%

11/3/2021

83.73K→79.06K

Class A Common Stock

Indirect

S · Sale

−3.96K

Price / share

$202.37

Trade value

$802.38K

% of position

5.0%

11/3/2021

79.06K→75.10K

Total

Net shares

−30K

Net value

-$6.02M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	11/3/2021	S · Sale	−3.60K	$200.34	$721.24K	68.2%	5.28K	1.68K
Class A Common Stock Indirect	11/3/2021	S · Sale	−1K	$201.62	$201.62K	59.6%	1.68K	677.00
Class A Common Stock Indirect	11/3/2021	S · Sale	−400.00	$202.35	$80.94K	59.1%	677.00	277.00
Class A Common Stock Indirect	11/3/2021	S · Sale	−16.37K	$200.24	$3.28M	16.4%	100.10K	83.73K
Class A Common Stock Indirect	11/3/2021	S · Sale	−4.66K	$201.24	$938.37K	5.6%	83.73K	79.06K
Class A Common Stock Indirect	11/3/2021	S · Sale	−3.96K	$202.37	$802.38K	5.0%	79.06K	75.10K
Total			−30K		-$6.02M

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned103.70K

Total

103.70K indirect103.70K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	103.70K	Indirect
Total	103.70K	103.70K indirect

Derivative Holdings (Post-Transaction)5

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

755.00

Shares owned

755.00

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

313.00

Shares owned

313.00

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.73K

Shares owned

2.73K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

5.64

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

10.72K

Shares owned

10.72K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

44.52K

Owned

44.52K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	755.00	755.00
Restricted Stock Units Direct	Class A Common Stock		—	—	313.00	313.00
Restricted Stock Units Direct	Class A Common Stock		—	—	2.73K	2.73K
Non-Qualified Stock Options Direct	Class A Common Stock	5.64	—	—	30K	30K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	10.72K	10.72K
Total					44.52K	44.52K