EISELE DEREK J.

PrivateCIK: 1757644

Location

LA JOLLA, CA

EISELE DEREK J.

Filed: 3/1/2021ACC: 0001312109-21-000048

InsiderEISELE DEREK J.CIK 1757644

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IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· Vice Chairman and EVP

Since Nov 2019

+1.07K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

1.07K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions2

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

313.00 shares

Shares

+313.00

Strike price

Held after

313.00

Exercisable

—

2/26/2021

Non-Qualified Stock Options

Direct

A · Award

Converts to

Class A Common Stock

755.00 shares

Shares

+755.00

Strike price

127.56

Held after

755.00

Exercisable

—

2/26/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock313.00 shares	2/26/2021	A · Award	+313.00		—	313.00
Non-Qualified Stock Options Direct	Class A Common Stock755.00 shares	2/26/2021	A · Award	+755.00	127.56	—	755.00

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned109.97K

Total

109.97K indirect109.97K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	109.97K	Indirect
Total	109.97K	109.97K indirect

Derivative Holdings (Post-Transaction)5

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

29.01K

Shares owned

29.01K

Exercise price

4.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

4.42

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

5.64

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.73K

Shares owned

2.73K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

10.72K

Shares owned

10.72K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

112.46K

Owned

112.46K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	4.09	—	—	29.01K	29.01K
Non-Qualified Stock Options Direct	Class A Common Stock	4.42	—	—	40K	40K
Non-Qualified Stock Options Direct	Class A Common Stock	5.64	—	—	30K	30K
Restricted Stock Units Direct	Class A Common Stock		—	—	2.73K	2.73K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	10.72K	10.72K
Total					112.46K	112.46K

EISELE DEREK J. — Insider Transaction (Form 4) Filed Mar 1, 2021 | Finecho