EISELE DEREK J. (Vice Chairman and EVP) sold 4.3% of their position (5K shares) of SILVERGATE CAPITAL CORP on the open market

Open‑market sale worth $196.5K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

EISELE DEREK J.

Filed: 12/3/2020ACC: 0001312109-20-000197

InsiderEISELE DEREK J.CIK 1757644

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IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· Vice Chairman and EVP

Since Nov 2019

-5K

Net shares

Net seller

$196.5K

Total sold

Open market trades

0B · 1S

Total transactions

5K disposed

Non-Derivative Transactions1

Class A Common Stock

Indirect

S · Sale

−5K

Price / share

$39.30

Trade value

$196.50K

% of position

4.3%

12/2/2020

114.97K→109.97K

Total

Net shares

−5K

Net value

-$196.50K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	12/2/2020	S · Sale	−5K	$39.30	$196.50K	4.3%	114.97K	109.97K
Total			−5K		-$196.50K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Direct

Shares owned595.00

Total

595.00 direct595.00

Security Title	Shares Owned	Ownership Type
Class A Common Stock	595.00	Direct
Total	595.00	595.00 direct

Derivative Holdings (Post-Transaction)5

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

5.64

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.73K

Shares owned

2.73K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

60K

Shares owned

60K

Exercise price

4.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

10.72K

Shares owned

10.72K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

4.42

Expiration

—

Exercise window

—

Total

Underlying

143.45K

Owned

143.45K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	5.64	—	—	30K	30K
Restricted Stock Units Direct	Class A Common Stock		—	—	2.73K	2.73K
Non-Qualified Stock Options Direct	Class A Common Stock	4.09	—	—	60K	60K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	10.72K	10.72K
Non-Qualified Stock Options Direct	Class A Common Stock	4.42	—	—	40K	40K
Total					143.45K	143.45K