EGENHOEFER ERIC J (Subsidiary President) sold 14.7% of their position (14.55K shares) of WATERSTONE FINANCIAL, INC. on the open market

Open‑market sale worth $247.4K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

EGENHOEFER ERIC J

Filed: 8/13/2018ACC: 0001567619-18-000631

InsiderEGENHOEFER ERIC JCIK 1451668

→

IssuerWATERSTONE FINANCIAL, INC.CIK 1569994

Officer· Subsidiary President

Since Aug 2018

-14.55K

Net shares

Net seller

$247.4K

Total sold

Open market trades

0B · 4S

Total transactions

14.55K acquired · 29.10K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+7.60K

Price / share

$12.75

Trade value

$96.91K

% of position

9.0%

8/10/2018

84.44K→92.04K

Common Stock

Direct

S · Sale

−6.44K

Price / share

$17.00

Trade value

$109.50K

% of position

7.0%

8/10/2018

92.04K→85.60K

Common Stock

Direct

S · Sale

−1.16K

Price / share

$17.02

Trade value

$19.75K

% of position

1.4%

8/10/2018

85.60K→84.44K

Common Stock

Direct

M · Option Exercise

+6.95K

Price / share

$12.75

Trade value

$88.61K

% of position

8.2%

8/13/2018

84.44K→91.39K

Common Stock

Direct

S · Sale

−6.75K

Price / share

$17.00

Trade value

$114.75K

% of position

7.4%

8/13/2018

91.39K→84.64K

Common Stock

Direct

S · Sale

−200.00

Price / share

$17.02

Trade value

$3.40K

% of position

0.2%

8/13/2018

84.64K→84.44K

Total

Net shares

+0.00

Net value

-$61.88K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/10/2018	M · Option Exercise	+7.60K	$12.75	$96.91K	9.0%	84.44K	92.04K
Common Stock Direct	8/10/2018	S · Sale	−6.44K	$17.00	$109.50K	7.0%	92.04K	85.60K
Common Stock Direct	8/10/2018	S · Sale	−1.16K	$17.02	$19.75K	1.4%	85.60K	84.44K
Common Stock Direct	8/13/2018	M · Option Exercise	+6.95K	$12.75	$88.61K	8.2%	84.44K	91.39K
Common Stock Direct	8/13/2018	S · Sale	−6.75K	$17.00	$114.75K	7.4%	91.39K	84.64K
Common Stock Direct	8/13/2018	S · Sale	−200.00	$17.02	$3.40K	0.2%	84.64K	84.44K
Total			+0.00		-$61.88K

Derivative Transactions2

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

7.60K shares

−7.60K

Strike price

12.75

Held after

16.95K

Exercisable

—

8/10/2018

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

6.95K shares

−6.95K

Strike price

12.75

Held after

10K

Exercisable

—

8/13/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock7.60K shares	8/10/2018	M · Option Exercise	−7.60K	12.75	—	16.95K
Stock Options Direct	Common Stock6.95K shares	8/13/2018	M · Option Exercise	−6.95K	12.75	—	10K