EGENHOEFER ERIC J (Subsidiary President) sold 23.2% of their position (25.45K shares) of WATERSTONE FINANCIAL, INC. on the open market

Open‑market sale worth $432.6K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

EGENHOEFER ERIC J

Filed: 8/9/2018ACC: 0001567619-18-000270

InsiderEGENHOEFER ERIC JCIK 1451668

→

IssuerWATERSTONE FINANCIAL, INC.CIK 1569994

Officer· Subsidiary President

Since Aug 2018

-25.45K

Net shares

Net seller

$432.6K

Total sold

Open market trades

0B · 4S

Total transactions

25.45K acquired · 50.90K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+2.80K

Price / share

$12.75

Trade value

$35.67K

% of position

3.3%

8/7/2018

84.44K→87.23K

Common Stock

Direct

S · Sale

−2.80K

Price / share

$17.00

Trade value

$47.57K

% of position

3.2%

8/7/2018

87.23K→84.44K

Common Stock

Direct

M · Option Exercise

+20.64K

Price / share

$12.75

Trade value

$263.20K

% of position

24.4%

8/8/2018

84.44K→105.08K

Common Stock

Direct

S · Sale

−20.30K

Price / share

$17.00

Trade value

$345.15K

% of position

19.3%

8/8/2018

105.08K→84.78K

Common Stock

Direct

S · Sale

−340.00

Price / share

$17.02

Trade value

$5.79K

% of position

0.4%

8/8/2018

84.78K→84.44K

Common Stock

Direct

M · Option Exercise

+2.01K

Price / share

$12.75

Trade value

$25.60K

% of position

2.4%

8/9/2018

84.44K→86.44K

Common Stock

Direct

S · Sale

−2.01K

Price / share

$17.00

Trade value

$34.14K

% of position

2.3%

8/9/2018

86.44K→84.44K

Total

Net shares

+0.00

Net value

-$108.17K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/7/2018	M · Option Exercise	+2.80K	$12.75	$35.67K	3.3%	84.44K	87.23K
Common Stock Direct	8/7/2018	S · Sale	−2.80K	$17.00	$47.57K	3.2%	87.23K	84.44K
Common Stock Direct	8/8/2018	M · Option Exercise	+20.64K	$12.75	$263.20K	24.4%	84.44K	105.08K
Common Stock Direct	8/8/2018	S · Sale	−20.30K	$17.00	$345.15K	19.3%	105.08K	84.78K
Common Stock Direct	8/8/2018	S · Sale	−340.00	$17.02	$5.79K	0.4%	84.78K	84.44K
Common Stock Direct	8/9/2018	M · Option Exercise	+2.01K	$12.75	$25.60K	2.4%	84.44K	86.44K
Common Stock Direct	8/9/2018	S · Sale	−2.01K	$17.00	$34.14K	2.3%	86.44K	84.44K
Total			+0.00		-$108.17K

Derivative Transactions3

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

2.80K shares

−2.80K

Strike price

12.75

Held after

47.20K

Exercisable

—

8/7/2018

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

20.64K shares

−20.64K

Strike price

12.75

Held after

26.56K

Exercisable

—

8/8/2018

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

2.01K shares

−2.01K

Strike price

12.75

Held after

24.55K

Exercisable

—

8/9/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock2.80K shares	8/7/2018	M · Option Exercise	−2.80K	12.75	—	47.20K
Stock Options Direct	Common Stock20.64K shares	8/8/2018	M · Option Exercise	−20.64K	12.75	—	26.56K
Stock Options Direct	Common Stock2.01K shares	8/9/2018	M · Option Exercise	−2.01K	12.75	—	24.55K