Filed: 10/10/2023ACC: 0001951757-23-000524
📋 What this filing means
EAGLE ROCK INVESTMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $442.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
128
Positions
$442.36M
Total AUM (reported)
4.24M
Total Shares
Allocation by class
COM$270.75M61.2%
TOTAL BND MRKT$24.78M5.6%
BLOOMBERG 1-3 MO$24.67M5.6%
CL A$22.21M5.0%
SHORT TRM BOND$19.14M4.3%
CAP STK CL A$17.35M3.9%
COM NEW$12.06M2.7%
Portfolio Concentration
Top 3$68.70M15.5%
4–10$98.87M22.4%
11–25$108.28M24.5%
Rest$166.51M37.6%
Top 3 weight
15.5%
Top 10 weight
37.9%
Voting Authority Distribution
Total shares with voting rights: 4.24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole128
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings128
Rows:
VANGUARD BD INDEX FDS
SOLEShares355.07K
TypeSH
Market value$24.78M
5.60%
Sole
0.00
Shared
0.00
None
355.07K
SPDR SER TR
SOLEShares268.73K
TypeSH
Market value$24.67M
5.58%
Sole
0.00
Shared
0.00
None
268.73K
BROADCOM INC
SOLEShares23.17K
TypeSH
Market value$19.25M
4.35%
Sole
0.00
Shared
0.00
None
23.17K
VANGUARD BD INDEX FDS
SOLEShares254.65K
TypeSH
Market value$19.14M
4.33%
Sole
0.00
Shared
0.00
None
254.65K
ALPHABET INC
SOLEShares132.62K
TypeSH
Market value$17.35M
3.92%
Sole
0.00
Shared
0.00
None
132.62K
APPLE INC
SOLEShares77.52K
TypeSH
Market value$13.27M
3.00%
Sole
0.00
Shared
0.00
None
77.52K
CHUBB LIMITED
SOLEShares62.12K
TypeSH
Market value$12.93M
2.92%
Sole
0.00
Shared
0.00
None
62.12K
CHEVRON CORP NEW
SOLEShares76.64K
TypeSH
Market value$12.92M
2.92%
Sole
0.00
Shared
0.00
None
76.64K
JPMORGAN CHASE & CO
SOLEShares83.06K
TypeSH
Market value$12.05M
2.72%
Sole
0.00
Shared
0.00
None
83.06K
MICROSOFT CORP
SOLEShares35.48K
TypeSH
Market value$11.20M
2.53%
Sole
0.00
Shared
0.00
None
35.48K
AUTOZONE INC
SOLEShares4.15K
TypeSH
Market value$10.55M
2.38%
Sole
0.00
Shared
0.00
None
4.15K
META PLATFORMS INC
SOLEShares31.79K
TypeSH
Market value$9.54M
2.16%
Sole
0.00
Shared
0.00
None
31.79K
JOHNSON & JOHNSON
SOLEShares60.83K
TypeSH
Market value$9.47M
2.14%
Sole
0.00
Shared
0.00
None
60.83K
AMERICAN EXPRESS CO
SOLEShares54.20K
TypeSH
Market value$8.09M
1.83%
Sole
0.00
Shared
0.00
None
54.20K
CISCO SYS INC
SOLEShares148.78K
TypeSH
Market value$8.00M
1.81%
Sole
0.00
Shared
0.00
None
148.78K
CENCORA INC
SOLEShares42.87K
TypeSH
Market value$7.72M
1.74%
Sole
0.00
Shared
0.00
None
42.87K
HCA HEALTHCARE INC
SOLEShares30K
TypeSH
Market value$7.38M
1.67%
Sole
0.00
Shared
0.00
None
30K
DISNEY WALT CO
SOLEShares79.84K
TypeSH
Market value$6.47M
1.46%
Sole
0.00
Shared
0.00
None
79.84K
KLA CORP
SOLEShares13.67K
TypeSH
Market value$6.27M
1.42%
Sole
0.00
Shared
0.00
None
13.67K
VANGUARD MUN BD FDS
SOLEShares130.27K
TypeSH
Market value$6.27M
1.42%
Sole
0.00
Shared
0.00
None
130.27K
ADOBE INC
SOLEShares12.21K
TypeSH
Market value$6.23M
1.41%
Sole
0.00
Shared
0.00
None
12.21K
VISA INC
SOLEShares26.35K
TypeSH
Market value$6.06M
1.37%
Sole
0.00
Shared
0.00
None
26.35K
MERCK & CO INC
SOLEShares56.66K
TypeSH
Market value$5.83M
1.32%
Sole
0.00
Shared
0.00
None
56.66K
PROGRESSIVE CORP
SOLEShares37.58K
TypeSH
Market value$5.23M
1.18%
Sole
0.00
Shared
0.00
None
37.58K
MICRON TECHNOLOGY INC
SOLEShares76.06K
TypeSH
Market value$5.17M
1.17%
Sole
0.00
Shared
0.00
None
76.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 355.07K | SH | $24.78M 5.60% | 0.00 | 0.00 | 355.07K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 268.73K | SH | $24.67M 5.58% | 0.00 | 0.00 | 268.73K |
BROADCOM INCSOLE | COM | 23.17K | SH | $19.25M 4.35% | 0.00 | 0.00 | 23.17K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 254.65K | SH | $19.14M 4.33% | 0.00 | 0.00 | 254.65K |
ALPHABET INCSOLE | CAP STK CL A | 132.62K | SH | $17.35M 3.92% | 0.00 | 0.00 | 132.62K |
APPLE INCSOLE | COM | 77.52K | SH | $13.27M 3.00% | 0.00 | 0.00 | 77.52K |
CHUBB LIMITEDSOLE | COM | 62.12K | SH | $12.93M 2.92% | 0.00 | 0.00 | 62.12K |
CHEVRON CORP NEWSOLE | COM | 76.64K | SH | $12.92M 2.92% | 0.00 | 0.00 | 76.64K |
JPMORGAN CHASE & COSOLE | COM | 83.06K | SH | $12.05M 2.72% | 0.00 | 0.00 | 83.06K |
MICROSOFT CORPSOLE | COM | 35.48K | SH | $11.20M 2.53% | 0.00 | 0.00 | 35.48K |
AUTOZONE INCSOLE | COM | 4.15K | SH | $10.55M 2.38% | 0.00 | 0.00 | 4.15K |
META PLATFORMS INCSOLE | CL A | 31.79K | SH | $9.54M 2.16% | 0.00 | 0.00 | 31.79K |
JOHNSON & JOHNSONSOLE | COM | 60.83K | SH | $9.47M 2.14% | 0.00 | 0.00 | 60.83K |
AMERICAN EXPRESS COSOLE | COM | 54.20K | SH | $8.09M 1.83% | 0.00 | 0.00 | 54.20K |
CISCO SYS INCSOLE | COM | 148.78K | SH | $8.00M 1.81% | 0.00 | 0.00 | 148.78K |
CENCORA INCSOLE | COM | 42.87K | SH | $7.72M 1.74% | 0.00 | 0.00 | 42.87K |
HCA HEALTHCARE INCSOLE | COM | 30K | SH | $7.38M 1.67% | 0.00 | 0.00 | 30K |
DISNEY WALT COSOLE | COM | 79.84K | SH | $6.47M 1.46% | 0.00 | 0.00 | 79.84K |
KLA CORPSOLE | COM NEW | 13.67K | SH | $6.27M 1.42% | 0.00 | 0.00 | 13.67K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 130.27K | SH | $6.27M 1.42% | 0.00 | 0.00 | 130.27K |
ADOBE INCSOLE | COM | 12.21K | SH | $6.23M 1.41% | 0.00 | 0.00 | 12.21K |
VISA INCSOLE | COM CL A | 26.35K | SH | $6.06M 1.37% | 0.00 | 0.00 | 26.35K |
MERCK & CO INCSOLE | COM | 56.66K | SH | $5.83M 1.32% | 0.00 | 0.00 | 56.66K |
PROGRESSIVE CORPSOLE | COM | 37.58K | SH | $5.23M 1.18% | 0.00 | 0.00 | 37.58K |
MICRON TECHNOLOGY INCSOLE | COM | 76.06K | SH | $5.17M 1.17% | 0.00 | 0.00 | 76.06K |
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