Filed: 7/19/2023ACC: 0001951757-23-000396
📋 What this filing means
EAGLE ROCK INVESTMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $464.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
128
Positions
$464.80M
Total AUM (reported)
4.43M
Total Shares
Allocation by class
COM$283.81M61.1%
TOTAL BND MRKT$26.42M5.7%
CL A$24.53M5.3%
BLOOMBERG 1-3 MO$21.88M4.7%
SHORT TRM BOND$19.69M4.2%
CAP STK CL A$17.24M3.7%
COM NEW$15.83M3.4%
Portfolio Concentration
Top 3$70.08M15.1%
4–10$102.48M22.0%
11–25$117.76M25.3%
Rest$174.47M37.5%
Top 3 weight
15.1%
Top 10 weight
37.1%
Voting Authority Distribution
Total shares with voting rights: 4.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole128
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings128
Rows:
VANGUARD BD INDEX FDS
SOLEShares363.62K
TypeSH
Market value$26.42M
5.68%
Sole
0.00
Shared
0.00
None
363.62K
SPDR SER TR
SOLEShares238.80K
TypeSH
Market value$21.88M
4.71%
Sole
0.00
Shared
0.00
None
238.80K
BROADCOM INC
SOLEShares23.93K
TypeSH
Market value$21.79M
4.69%
Sole
0.00
Shared
0.00
None
23.93K
VANGUARD BD INDEX FDS
SOLEShares260.03K
TypeSH
Market value$19.69M
4.24%
Sole
0.00
Shared
0.00
None
260.03K
ALPHABET INC
SOLEShares138.30K
TypeSH
Market value$17.24M
3.71%
Sole
0.00
Shared
0.00
None
138.30K
APPLE INC
SOLEShares81.23K
TypeSH
Market value$15.76M
3.39%
Sole
0.00
Shared
0.00
None
81.23K
JPMORGAN CHASE & CO
SOLEShares86.06K
TypeSH
Market value$13.20M
2.84%
Sole
0.00
Shared
0.00
None
86.06K
MICROSOFT CORP
SOLEShares36.82K
TypeSH
Market value$12.73M
2.74%
Sole
0.00
Shared
0.00
None
36.82K
CHUBB LIMITED
SOLEShares62.31K
TypeSH
Market value$11.94M
2.57%
Sole
0.00
Shared
0.00
None
62.31K
CHEVRON CORP NEW
SOLEShares77.65K
TypeSH
Market value$11.91M
2.56%
Sole
0.00
Shared
0.00
None
77.65K
AUTOZONE INC
SOLEShares4.21K
TypeSH
Market value$10.72M
2.31%
Sole
0.00
Shared
0.00
None
4.21K
META PLATFORMS INC
SOLEShares32.34K
TypeSH
Market value$10.04M
2.16%
Sole
0.00
Shared
0.00
None
32.34K
CISCO SYS INC
SOLEShares195.07K
TypeSH
Market value$9.91M
2.13%
Sole
0.00
Shared
0.00
None
195.07K
JOHNSON & JOHNSON
SOLEShares62.13K
TypeSH
Market value$9.88M
2.13%
Sole
0.00
Shared
0.00
None
62.13K
AMERICAN EXPRESS CO
SOLEShares55.28K
TypeSH
Market value$9.70M
2.09%
Sole
0.00
Shared
0.00
None
55.28K
HCA HEALTHCARE INC
SOLEShares30.16K
TypeSH
Market value$8.80M
1.89%
Sole
0.00
Shared
0.00
None
30.16K
AMERISOURCEBERGEN CORP
SOLEShares43.48K
TypeSH
Market value$8.36M
1.80%
Sole
0.00
Shared
0.00
None
43.48K
VANGUARD MUN BD FDS
SOLEShares146.69K
TypeSH
Market value$7.37M
1.59%
Sole
0.00
Shared
0.00
None
146.69K
KLA CORP
SOLEShares13.84K
TypeSH
Market value$6.79M
1.46%
Sole
0.00
Shared
0.00
None
13.84K
ADOBE SYSTEMS INCORPORATED
SOLEShares12.26K
TypeSH
Market value$6.40M
1.38%
Sole
0.00
Shared
0.00
None
12.26K
VISA INC
SOLEShares25.82K
TypeSH
Market value$6.30M
1.36%
Sole
0.00
Shared
0.00
None
25.82K
MERCK & CO INC
SOLEShares58.90K
TypeSH
Market value$6.22M
1.34%
Sole
0.00
Shared
0.00
None
58.90K
LPL FINL HLDGS INC
SOLEShares26.09K
TypeSH
Market value$5.89M
1.27%
Sole
0.00
Shared
0.00
None
26.09K
ISHARES TR
SOLEShares56.24K
TypeSH
Market value$5.86M
1.26%
Sole
0.00
Shared
0.00
None
56.24K
BRISTOL-MYERS SQUIBB CO
SOLEShares89.17K
TypeSH
Market value$5.52M
1.19%
Sole
0.00
Shared
0.00
None
89.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 363.62K | SH | $26.42M 5.68% | 0.00 | 0.00 | 363.62K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 238.80K | SH | $21.88M 4.71% | 0.00 | 0.00 | 238.80K |
BROADCOM INCSOLE | COM | 23.93K | SH | $21.79M 4.69% | 0.00 | 0.00 | 23.93K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 260.03K | SH | $19.69M 4.24% | 0.00 | 0.00 | 260.03K |
ALPHABET INCSOLE | CAP STK CL A | 138.30K | SH | $17.24M 3.71% | 0.00 | 0.00 | 138.30K |
APPLE INCSOLE | COM | 81.23K | SH | $15.76M 3.39% | 0.00 | 0.00 | 81.23K |
JPMORGAN CHASE & COSOLE | COM | 86.06K | SH | $13.20M 2.84% | 0.00 | 0.00 | 86.06K |
MICROSOFT CORPSOLE | COM | 36.82K | SH | $12.73M 2.74% | 0.00 | 0.00 | 36.82K |
CHUBB LIMITEDSOLE | COM | 62.31K | SH | $11.94M 2.57% | 0.00 | 0.00 | 62.31K |
CHEVRON CORP NEWSOLE | COM | 77.65K | SH | $11.91M 2.56% | 0.00 | 0.00 | 77.65K |
AUTOZONE INCSOLE | COM | 4.21K | SH | $10.72M 2.31% | 0.00 | 0.00 | 4.21K |
META PLATFORMS INCSOLE | CL A | 32.34K | SH | $10.04M 2.16% | 0.00 | 0.00 | 32.34K |
CISCO SYS INCSOLE | COM | 195.07K | SH | $9.91M 2.13% | 0.00 | 0.00 | 195.07K |
JOHNSON & JOHNSONSOLE | COM | 62.13K | SH | $9.88M 2.13% | 0.00 | 0.00 | 62.13K |
AMERICAN EXPRESS COSOLE | COM | 55.28K | SH | $9.70M 2.09% | 0.00 | 0.00 | 55.28K |
HCA HEALTHCARE INCSOLE | COM | 30.16K | SH | $8.80M 1.89% | 0.00 | 0.00 | 30.16K |
AMERISOURCEBERGEN CORPSOLE | COM | 43.48K | SH | $8.36M 1.80% | 0.00 | 0.00 | 43.48K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 146.69K | SH | $7.37M 1.59% | 0.00 | 0.00 | 146.69K |
KLA CORPSOLE | COM NEW | 13.84K | SH | $6.79M 1.46% | 0.00 | 0.00 | 13.84K |
ADOBE SYSTEMS INCORPORATEDSOLE | COM | 12.26K | SH | $6.40M 1.38% | 0.00 | 0.00 | 12.26K |
VISA INCSOLE | COM CL A | 25.82K | SH | $6.30M 1.36% | 0.00 | 0.00 | 25.82K |
MERCK & CO INCSOLE | COM | 58.90K | SH | $6.22M 1.34% | 0.00 | 0.00 | 58.90K |
LPL FINL HLDGS INCSOLE | COM | 26.09K | SH | $5.89M 1.27% | 0.00 | 0.00 | 26.09K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 56.24K | SH | $5.86M 1.26% | 0.00 | 0.00 | 56.24K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 89.17K | SH | $5.52M 1.19% | 0.00 | 0.00 | 89.17K |
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