Filed: 4/10/2023ACC: 0001951757-23-000125
📋 What this filing means
EAGLE ROCK INVESTMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 125 equity positions with a total reported market value of $435.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
125
Positions
$435.50M
Total AUM (reported)
4.46M
Total Shares
Allocation by class
COM$269.89M62.0%
TOTAL BND MRKT$23.87M5.5%
CL A$22.55M5.2%
SHORT TRM BOND$16.76M3.8%
BLOOMBERG 1-3 MO$16.65M3.8%
COM NEW$16.14M3.7%
CAP STK CL A$15.15M3.5%
Portfolio Concentration
Top 3$59.17M13.6%
4–10$94.01M21.6%
11–25$117.16M26.9%
Rest$165.16M37.9%
Top 3 weight
13.6%
Top 10 weight
35.2%
Voting Authority Distribution
Total shares with voting rights: 4.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole125
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings125
Rows:
VANGUARD BD INDEX FDS
SOLEShares323.29K
TypeSH
Market value$23.87M
5.48%
Sole
0.00
Shared
0.00
None
323.29K
BROADCOM INC
SOLEShares28.89K
TypeSH
Market value$18.53M
4.26%
Sole
0.00
Shared
0.00
None
28.89K
VANGUARD BD INDEX FDS
SOLEShares219.15K
TypeSH
Market value$16.76M
3.85%
Sole
0.00
Shared
0.00
None
219.15K
SPDR SER TR
SOLEShares181.38K
TypeSH
Market value$16.65M
3.82%
Sole
0.00
Shared
0.00
None
181.38K
ALPHABET INC
SOLEShares146.08K
TypeSH
Market value$15.15M
3.48%
Sole
0.00
Shared
0.00
None
146.08K
APPLE INC
SOLEShares81.11K
TypeSH
Market value$13.38M
3.07%
Sole
0.00
Shared
0.00
None
81.11K
CHEVRON CORP NEW
SOLEShares77.97K
TypeSH
Market value$12.72M
2.92%
Sole
0.00
Shared
0.00
None
77.97K
CISCO SYS INC
SOLEShares235.97K
TypeSH
Market value$12.34M
2.83%
Sole
0.00
Shared
0.00
None
235.97K
JPMORGAN CHASE & CO
SOLEShares92.56K
TypeSH
Market value$12.06M
2.77%
Sole
0.00
Shared
0.00
None
92.56K
CHUBB LIMITED
SOLEShares60.32K
TypeSH
Market value$11.71M
2.69%
Sole
0.00
Shared
0.00
None
60.32K
MICROSOFT CORP
SOLEShares36.70K
TypeSH
Market value$10.58M
2.43%
Sole
0.00
Shared
0.00
None
36.70K
AUTOZONE INC
SOLEShares4.27K
TypeSH
Market value$10.50M
2.41%
Sole
0.00
Shared
0.00
None
4.27K
AMERICAN EXPRESS CO
SOLEShares59.51K
TypeSH
Market value$9.82M
2.25%
Sole
0.00
Shared
0.00
None
59.51K
JOHNSON & JOHNSON
SOLEShares62.81K
TypeSH
Market value$9.74M
2.24%
Sole
0.00
Shared
0.00
None
62.81K
HCA HEALTHCARE INC
SOLEShares33.47K
TypeSH
Market value$8.82M
2.03%
Sole
0.00
Shared
0.00
None
33.47K
AMERISOURCEBERGEN CORP
SOLEShares52.23K
TypeSH
Market value$8.36M
1.92%
Sole
0.00
Shared
0.00
None
52.23K
META PLATFORMS INC
SOLEShares37.83K
TypeSH
Market value$8.02M
1.84%
Sole
0.00
Shared
0.00
None
37.83K
VANGUARD MUN BD FDS
SOLEShares149.29K
TypeSH
Market value$7.56M
1.74%
Sole
0.00
Shared
0.00
None
149.29K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares73.49K
TypeSH
Market value$6.84M
1.57%
Sole
0.00
Shared
0.00
None
73.49K
CBRE GROUP INC
SOLEShares91.58K
TypeSH
Market value$6.67M
1.53%
Sole
0.00
Shared
0.00
None
91.58K
MERCK & CO INC
SOLEShares59.35K
TypeSH
Market value$6.31M
1.45%
Sole
0.00
Shared
0.00
None
59.35K
BRISTOL-MYERS SQUIBB CO
SOLEShares90.91K
TypeSH
Market value$6.30M
1.45%
Sole
0.00
Shared
0.00
None
90.91K
PROGRESSIVE CORP
SOLEShares43.33K
TypeSH
Market value$6.20M
1.42%
Sole
0.00
Shared
0.00
None
43.33K
ISHARES TR
SOLEShares56.67K
TypeSH
Market value$5.93M
1.36%
Sole
0.00
Shared
0.00
None
56.67K
KLA CORP
SOLEShares13.81K
TypeSH
Market value$5.51M
1.27%
Sole
0.00
Shared
0.00
None
13.81K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 323.29K | SH | $23.87M 5.48% | 0.00 | 0.00 | 323.29K |
BROADCOM INCSOLE | COM | 28.89K | SH | $18.53M 4.26% | 0.00 | 0.00 | 28.89K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 219.15K | SH | $16.76M 3.85% | 0.00 | 0.00 | 219.15K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 181.38K | SH | $16.65M 3.82% | 0.00 | 0.00 | 181.38K |
ALPHABET INCSOLE | CAP STK CL A | 146.08K | SH | $15.15M 3.48% | 0.00 | 0.00 | 146.08K |
APPLE INCSOLE | COM | 81.11K | SH | $13.38M 3.07% | 0.00 | 0.00 | 81.11K |
CHEVRON CORP NEWSOLE | COM | 77.97K | SH | $12.72M 2.92% | 0.00 | 0.00 | 77.97K |
CISCO SYS INCSOLE | COM | 235.97K | SH | $12.34M 2.83% | 0.00 | 0.00 | 235.97K |
JPMORGAN CHASE & COSOLE | COM | 92.56K | SH | $12.06M 2.77% | 0.00 | 0.00 | 92.56K |
CHUBB LIMITEDSOLE | COM | 60.32K | SH | $11.71M 2.69% | 0.00 | 0.00 | 60.32K |
MICROSOFT CORPSOLE | COM | 36.70K | SH | $10.58M 2.43% | 0.00 | 0.00 | 36.70K |
AUTOZONE INCSOLE | COM | 4.27K | SH | $10.50M 2.41% | 0.00 | 0.00 | 4.27K |
AMERICAN EXPRESS COSOLE | COM | 59.51K | SH | $9.82M 2.25% | 0.00 | 0.00 | 59.51K |
JOHNSON & JOHNSONSOLE | COM | 62.81K | SH | $9.74M 2.24% | 0.00 | 0.00 | 62.81K |
HCA HEALTHCARE INCSOLE | COM | 33.47K | SH | $8.82M 2.03% | 0.00 | 0.00 | 33.47K |
AMERISOURCEBERGEN CORPSOLE | COM | 52.23K | SH | $8.36M 1.92% | 0.00 | 0.00 | 52.23K |
META PLATFORMS INCSOLE | CL A | 37.83K | SH | $8.02M 1.84% | 0.00 | 0.00 | 37.83K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 149.29K | SH | $7.56M 1.74% | 0.00 | 0.00 | 149.29K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 73.49K | SH | $6.84M 1.57% | 0.00 | 0.00 | 73.49K |
CBRE GROUP INCSOLE | CL A | 91.58K | SH | $6.67M 1.53% | 0.00 | 0.00 | 91.58K |
MERCK & CO INCSOLE | COM | 59.35K | SH | $6.31M 1.45% | 0.00 | 0.00 | 59.35K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 90.91K | SH | $6.30M 1.45% | 0.00 | 0.00 | 90.91K |
PROGRESSIVE CORPSOLE | COM | 43.33K | SH | $6.20M 1.42% | 0.00 | 0.00 | 43.33K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 56.67K | SH | $5.93M 1.36% | 0.00 | 0.00 | 56.67K |
KLA CORPSOLE | COM NEW | 13.81K | SH | $5.51M 1.27% | 0.00 | 0.00 | 13.81K |
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