Filed: 1/25/2023ACC: 0001911407-23-000002
📋 What this filing means
EAGLE ROCK INVESTMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $433.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
135
Positions
$433.53M
Total AUM (reported)
4.68M
Total Shares
Allocation by class
COM$276.74M63.8%
TOTAL BND MRKT$23.89M5.5%
CL A$21.15M4.9%
COM NEW$20.55M4.7%
SHORT TRM BOND$16.39M3.8%
CAP STK CL A$13.11M3.0%
BLOOMBERG 1-3 MO$10.67M2.5%
Portfolio Concentration
Top 3$59.16M13.6%
4–10$90.63M20.9%
11–25$112.84M26.0%
Rest$170.89M39.4%
Top 3 weight
13.6%
Top 10 weight
34.6%
Voting Authority Distribution
Total shares with voting rights: 4.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole135
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings135
Rows:
VANGUARD BD INDEX FDS
SOLEShares324.44K
TypeSH
Market value$23.89M
5.51%
Sole
0.00
Shared
0.00
None
324.44K
BROADCOM INC
SOLEShares32.66K
TypeSH
Market value$18.88M
4.36%
Sole
0.00
Shared
0.00
None
32.66K
VANGUARD BD INDEX FDS
SOLEShares215.91K
TypeSH
Market value$16.39M
3.78%
Sole
0.00
Shared
0.00
None
215.91K
CHEVRON CORP NEW
SOLEShares79.77K
TypeSH
Market value$13.98M
3.22%
Sole
0.00
Shared
0.00
None
79.77K
CHUBB LIMITED
SOLEShares61.92K
TypeSH
Market value$13.91M
3.21%
Sole
0.00
Shared
0.00
None
61.92K
JPMORGAN CHASE & CO
SOLEShares99.41K
TypeSH
Market value$13.88M
3.20%
Sole
0.00
Shared
0.00
None
99.41K
ALPHABET INC
SOLEShares143.28K
TypeSH
Market value$13.11M
3.02%
Sole
0.00
Shared
0.00
None
143.28K
CISCO SYS INC
SOLEShares251.35K
TypeSH
Market value$12.37M
2.85%
Sole
0.00
Shared
0.00
None
251.35K
APPLE INC
SOLEShares90.42K
TypeSH
Market value$12.07M
2.78%
Sole
0.00
Shared
0.00
None
90.42K
JOHNSON & JOHNSON
SOLEShares64.70K
TypeSH
Market value$11.32M
2.61%
Sole
0.00
Shared
0.00
None
64.70K
SPDR SER TR
SOLEShares116.56K
TypeSH
Market value$10.67M
2.46%
Sole
0.00
Shared
0.00
None
116.56K
AUTOZONE INC
SOLEShares4.26K
TypeSH
Market value$10.38M
2.39%
Sole
0.00
Shared
0.00
None
4.26K
AMERICAN EXPRESS CO
SOLEShares59.55K
TypeSH
Market value$9.17M
2.11%
Sole
0.00
Shared
0.00
None
59.55K
AMERISOURCEBERGEN CORP
SOLEShares52.32K
TypeSH
Market value$8.65M
2.00%
Sole
0.00
Shared
0.00
None
52.32K
HCA HEALTHCARE INC
SOLEShares33.77K
TypeSH
Market value$8.52M
1.97%
Sole
0.00
Shared
0.00
None
33.77K
MICROSOFT CORP
SOLEShares35.74K
TypeSH
Market value$8.43M
1.94%
Sole
0.00
Shared
0.00
None
35.74K
CBRE GROUP INC
SOLEShares91.57K
TypeSH
Market value$7.77M
1.79%
Sole
0.00
Shared
0.00
None
91.57K
VANGUARD MUN BD FDS
SOLEShares149.83K
TypeSH
Market value$7.54M
1.74%
Sole
0.00
Shared
0.00
None
149.83K
MERCK & CO INC
SOLEShares62.51K
TypeSH
Market value$6.94M
1.60%
Sole
0.00
Shared
0.00
None
62.51K
BRISTOL-MYERS SQUIBB CO
SOLEShares91.68K
TypeSH
Market value$6.60M
1.52%
Sole
0.00
Shared
0.00
None
91.68K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares73.52K
TypeSH
Market value$6.01M
1.39%
Sole
0.00
Shared
0.00
None
73.52K
PROGRESSIVE CORP
SOLEShares43.60K
TypeSH
Market value$5.77M
1.33%
Sole
0.00
Shared
0.00
None
43.60K
KLA CORP
SOLEShares13.67K
TypeSH
Market value$5.73M
1.32%
Sole
0.00
Shared
0.00
None
13.67K
US BANCORP DEL
SOLEShares120.25K
TypeSH
Market value$5.67M
1.31%
Sole
0.00
Shared
0.00
None
120.25K
META PLATFORMS INC
SOLEShares37.75K
TypeSH
Market value$5.02M
1.16%
Sole
0.00
Shared
0.00
None
37.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 324.44K | SH | $23.89M 5.51% | 0.00 | 0.00 | 324.44K |
BROADCOM INCSOLE | COM | 32.66K | SH | $18.88M 4.36% | 0.00 | 0.00 | 32.66K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 215.91K | SH | $16.39M 3.78% | 0.00 | 0.00 | 215.91K |
CHEVRON CORP NEWSOLE | COM | 79.77K | SH | $13.98M 3.22% | 0.00 | 0.00 | 79.77K |
CHUBB LIMITEDSOLE | COM | 61.92K | SH | $13.91M 3.21% | 0.00 | 0.00 | 61.92K |
JPMORGAN CHASE & COSOLE | COM | 99.41K | SH | $13.88M 3.20% | 0.00 | 0.00 | 99.41K |
ALPHABET INCSOLE | CAP STK CL A | 143.28K | SH | $13.11M 3.02% | 0.00 | 0.00 | 143.28K |
CISCO SYS INCSOLE | COM | 251.35K | SH | $12.37M 2.85% | 0.00 | 0.00 | 251.35K |
APPLE INCSOLE | COM | 90.42K | SH | $12.07M 2.78% | 0.00 | 0.00 | 90.42K |
JOHNSON & JOHNSONSOLE | COM | 64.70K | SH | $11.32M 2.61% | 0.00 | 0.00 | 64.70K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 116.56K | SH | $10.67M 2.46% | 0.00 | 0.00 | 116.56K |
AUTOZONE INCSOLE | COM | 4.26K | SH | $10.38M 2.39% | 0.00 | 0.00 | 4.26K |
AMERICAN EXPRESS COSOLE | COM | 59.55K | SH | $9.17M 2.11% | 0.00 | 0.00 | 59.55K |
AMERISOURCEBERGEN CORPSOLE | COM | 52.32K | SH | $8.65M 2.00% | 0.00 | 0.00 | 52.32K |
HCA HEALTHCARE INCSOLE | COM | 33.77K | SH | $8.52M 1.97% | 0.00 | 0.00 | 33.77K |
MICROSOFT CORPSOLE | COM | 35.74K | SH | $8.43M 1.94% | 0.00 | 0.00 | 35.74K |
CBRE GROUP INCSOLE | CL A | 91.57K | SH | $7.77M 1.79% | 0.00 | 0.00 | 91.57K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 149.83K | SH | $7.54M 1.74% | 0.00 | 0.00 | 149.83K |
MERCK & CO INCSOLE | COM | 62.51K | SH | $6.94M 1.60% | 0.00 | 0.00 | 62.51K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 91.68K | SH | $6.60M 1.52% | 0.00 | 0.00 | 91.68K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 73.52K | SH | $6.01M 1.39% | 0.00 | 0.00 | 73.52K |
PROGRESSIVE CORPSOLE | COM | 43.60K | SH | $5.77M 1.33% | 0.00 | 0.00 | 43.60K |
KLA CORPSOLE | COM NEW | 13.67K | SH | $5.73M 1.32% | 0.00 | 0.00 | 13.67K |
US BANCORP DELSOLE | COM NEW | 120.25K | SH | $5.67M 1.31% | 0.00 | 0.00 | 120.25K |
META PLATFORMS INCSOLE | CL A | 37.75K | SH | $5.02M 1.16% | 0.00 | 0.00 | 37.75K |
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