Filed: 11/8/2022ACC: 0001911407-22-000005
📋 What this filing means
EAGLE ROCK INVESTMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $383.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
122
Positions
$383.1K
Total AUM (reported)
4.88M
Total Shares
Allocation by class
COM$238.5K62.3%
TOTAL BND MRKT$23.1K6.0%
COM NEW$21.0K5.5%
CL A$18.5K4.8%
SHORT TRM BOND$16.1K4.2%
CAP STK CL A$13.8K3.6%
TAX EXEMPT BD$7.1K1.8%
Portfolio Concentration
Top 3$54.7K14.3%
4–10$80.6K21.0%
11–25$95.9K25.0%
Rest$151.9K39.6%
Top 3 weight
14.3%
Top 10 weight
35.3%
Voting Authority Distribution
Total shares with voting rights: 4.88M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.88M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole122
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings122
Rows:
VANGUARD BD INDEX FDS
SOLEShares323.82K
TypeSH
Market value$23.1K
6.03%
Sole
0.00
Shared
0.00
None
323.82K
VANGUARD BD INDEX FDS
SOLEShares215.17K
TypeSH
Market value$16.1K
4.20%
Sole
0.00
Shared
0.00
None
215.17K
BROADCOM INC
SOLEShares34.86K
TypeSH
Market value$15.5K
4.04%
Sole
0.00
Shared
0.00
None
34.86K
ALPHABET INC
SOLEShares143.90K
TypeSH
Market value$13.8K
3.59%
Sole
0.00
Shared
0.00
None
143.90K
APPLE INC
SOLEShares91.75K
TypeSH
Market value$12.7K
3.31%
Sole
0.00
Shared
0.00
None
91.75K
CHEVRON CORP NEW
SOLEShares80.38K
TypeSH
Market value$11.5K
3.01%
Sole
0.00
Shared
0.00
None
80.38K
CHUBB LIMITED
SOLEShares62.06K
TypeSH
Market value$11.3K
2.95%
Sole
0.00
Shared
0.00
None
62.06K
JOHNSON & JOHNSON
SOLEShares66.58K
TypeSH
Market value$10.9K
2.84%
Sole
0.00
Shared
0.00
None
66.58K
JPMORGAN CHASE & CO
SOLEShares99.39K
TypeSH
Market value$10.4K
2.71%
Sole
0.00
Shared
0.00
None
99.39K
CISCO SYS INC
SOLEShares251.51K
TypeSH
Market value$10.1K
2.63%
Sole
0.00
Shared
0.00
None
251.51K
AUTOZONE INC
SOLEShares4.54K
TypeSH
Market value$9.7K
2.54%
Sole
0.00
Shared
0.00
None
4.54K
AMERICAN EXPRESS CO
SOLEShares59.21K
TypeSH
Market value$8.0K
2.09%
Sole
0.00
Shared
0.00
None
59.21K
AMERISOURCEBERGEN CORP
SOLEShares52.79K
TypeSH
Market value$7.1K
1.86%
Sole
0.00
Shared
0.00
None
52.79K
VANGUARD MUN BD FDS
SOLEShares146.78K
TypeSH
Market value$7.1K
1.84%
Sole
0.00
Shared
0.00
None
146.78K
HCA HEALTHCARE INC
SOLEShares36.57K
TypeSH
Market value$6.7K
1.75%
Sole
0.00
Shared
0.00
None
36.57K
BRISTOL-MYERS SQUIBB CO
SOLEShares92.08K
TypeSH
Market value$6.5K
1.71%
Sole
0.00
Shared
0.00
None
92.08K
CITIGROUP INC
SOLEShares153.06K
TypeSH
Market value$6.4K
1.66%
Sole
0.00
Shared
0.00
None
153.06K
CBRE GROUP INC
SOLEShares91.56K
TypeSH
Market value$6.2K
1.61%
Sole
0.00
Shared
0.00
None
91.56K
SPDR SER TR
SOLEShares63.48K
TypeSH
Market value$5.8K
1.52%
Sole
0.00
Shared
0.00
None
63.48K
PROGRESSIVE CORP
SOLEShares49.09K
TypeSH
Market value$5.7K
1.49%
Sole
0.00
Shared
0.00
None
49.09K
MICROSOFT CORP
SOLEShares24.45K
TypeSH
Market value$5.7K
1.49%
Sole
0.00
Shared
0.00
None
24.45K
MERCK & CO INC
SOLEShares62.31K
TypeSH
Market value$5.4K
1.40%
Sole
0.00
Shared
0.00
None
62.31K
US BANCORP DEL
SOLEShares130.31K
TypeSH
Market value$5.3K
1.37%
Sole
0.00
Shared
0.00
None
130.31K
META PLATFORMS INC
SOLEShares38.19K
TypeSH
Market value$5.2K
1.35%
Sole
0.00
Shared
0.00
None
38.19K
SS&C TECHNOLOGIES HLDGS INC
SOLEShares108K
TypeSH
Market value$5.2K
1.35%
Sole
0.00
Shared
0.00
None
108K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 323.82K | SH | $23.1K 6.03% | 0.00 | 0.00 | 323.82K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 215.17K | SH | $16.1K 4.20% | 0.00 | 0.00 | 215.17K |
BROADCOM INCSOLE | COM | 34.86K | SH | $15.5K 4.04% | 0.00 | 0.00 | 34.86K |
ALPHABET INCSOLE | CAP STK CL A | 143.90K | SH | $13.8K 3.59% | 0.00 | 0.00 | 143.90K |
APPLE INCSOLE | COM | 91.75K | SH | $12.7K 3.31% | 0.00 | 0.00 | 91.75K |
CHEVRON CORP NEWSOLE | COM | 80.38K | SH | $11.5K 3.01% | 0.00 | 0.00 | 80.38K |
CHUBB LIMITEDSOLE | COM | 62.06K | SH | $11.3K 2.95% | 0.00 | 0.00 | 62.06K |
JOHNSON & JOHNSONSOLE | COM | 66.58K | SH | $10.9K 2.84% | 0.00 | 0.00 | 66.58K |
JPMORGAN CHASE & COSOLE | COM | 99.39K | SH | $10.4K 2.71% | 0.00 | 0.00 | 99.39K |
CISCO SYS INCSOLE | COM | 251.51K | SH | $10.1K 2.63% | 0.00 | 0.00 | 251.51K |
AUTOZONE INCSOLE | COM | 4.54K | SH | $9.7K 2.54% | 0.00 | 0.00 | 4.54K |
AMERICAN EXPRESS COSOLE | COM | 59.21K | SH | $8.0K 2.09% | 0.00 | 0.00 | 59.21K |
AMERISOURCEBERGEN CORPSOLE | COM | 52.79K | SH | $7.1K 1.86% | 0.00 | 0.00 | 52.79K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 146.78K | SH | $7.1K 1.84% | 0.00 | 0.00 | 146.78K |
HCA HEALTHCARE INCSOLE | COM | 36.57K | SH | $6.7K 1.75% | 0.00 | 0.00 | 36.57K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 92.08K | SH | $6.5K 1.71% | 0.00 | 0.00 | 92.08K |
CITIGROUP INCSOLE | COM NEW | 153.06K | SH | $6.4K 1.66% | 0.00 | 0.00 | 153.06K |
CBRE GROUP INCSOLE | CL A | 91.56K | SH | $6.2K 1.61% | 0.00 | 0.00 | 91.56K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 63.48K | SH | $5.8K 1.52% | 0.00 | 0.00 | 63.48K |
PROGRESSIVE CORPSOLE | COM | 49.09K | SH | $5.7K 1.49% | 0.00 | 0.00 | 49.09K |
MICROSOFT CORPSOLE | COM | 24.45K | SH | $5.7K 1.49% | 0.00 | 0.00 | 24.45K |
MERCK & CO INCSOLE | COM | 62.31K | SH | $5.4K 1.40% | 0.00 | 0.00 | 62.31K |
US BANCORP DELSOLE | COM NEW | 130.31K | SH | $5.3K 1.37% | 0.00 | 0.00 | 130.31K |
META PLATFORMS INCSOLE | CL A | 38.19K | SH | $5.2K 1.35% | 0.00 | 0.00 | 38.19K |
SS&C TECHNOLOGIES HLDGS INCSOLE | COM | 108K | SH | $5.2K 1.35% | 0.00 | 0.00 | 108K |
Page 1 of 5
…