EAGLE POINT CREDIT MANAGEMENT LLC enters TRINITY CAPITAL INC. with 3.33K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 12/21/2020ACC: 0001567619-20-021454
10% Owner
Since Dec 2020
3.33K
Baseline shares
100% direct
3.33K
Direct ownership
1 position
3.33M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, $0.001 par value per share
DirectShares owned3.33K
Total
3.33K direct3.33K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.001 par value per share | 3.33K | Direct |
| Total | 3.33K | 3.33K direct |
Derivative Holdings1
6.00% Convertible Notes due 2025
IndirectUnderlying security
Common Stock, $0.001 par value per share
Underlying shares
3.33M
Shares owned
N/A
Exercise price
15
Expiration
—
Exercise window
—
Total
Underlying
3.33M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 6.00% Convertible Notes due 2025 Indirect | Common Stock, $0.001 par value per share | 15 | — | — | 3.33M | N/A |
| Total | 3.33M | 0.00 | ||||