EAGLE POINT CREDIT MANAGEMENT LLC sold 77.0% of their position (2.02M shares) of OXFORD LANE CAPITAL CORP. on the open market

Open‑market sale worth $1.86T — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 9 sales

EAGLE POINT CREDIT MANAGEMENT LLC

Filed: 6/17/2021ACC: 0001104659-21-082841

InsiderEAGLE POINT CREDIT MANAGEMENT LLCCIK 1607203

→

IssuerOXFORD LANE CAPITAL CORP.CIK 1495222

10% Owner

Since Mar 2021

-2.02M

Net shares

Net seller

$1.86T

Total sold

Open market trades

0B · 9S

Total transactions

2.02M disposed

Non-Derivative Transactions9

6.75% Notes due 2031, $25.00 denominations (OXLCL)

Indirect

S · Sale

−1.25M

Price / share

$1.27M

Trade value

$1.59T

% of position

New position

6/15/2021

1.25M→N/A

6.75% Series 2024 Term Preferred Stock (OXLCM)

Indirect

S · Sale

−4.52K

Price / share

$25.21

Trade value

$113.97K

% of position

1.2%

6/15/2021

366.67K→362.14K

6.25% Series 2027 Term Preferred Stock (OXLCP)

Indirect

S · Sale

−2.80K

Price / share

$25.11

Trade value

$70.31K

% of position

0.4%

6/15/2021

632.81K→630.01K

6.75% Notes due 2031, $25.00 denominations (OXLCL)

Indirect

S · Sale

−432.60K

Price / share

$439.81K

Trade value

$190.26B

% of position

New position

6/16/2021

432.60K→N/A

6.75% Series 2024 Term Preferred Stock (OXLCM)

Indirect

S · Sale

−7.39K

Price / share

$25.12

Trade value

$185.69K

% of position

2.0%

6/16/2021

362.14K→354.75K

6.25% Series 2027 Term Preferred Stock (OXLCP)

Indirect

S · Sale

−13.44K

Price / share

$25.00

Trade value

$336.02K

% of position

2.1%

6/16/2021

630.01K→616.57K

6.75% Notes due 2031, $25.00 denominations (OXLCL)

Indirect

S · Sale

−273.30K

Price / share

$277.58K

Trade value

$75.86B

% of position

New position

6/17/2021

273.30K→N/A

6.75% Series 2024 Term Preferred Stock (OXLCM)

Indirect

S · Sale

−21.99K

Price / share

$25.04

Trade value

$550.73K

% of position

6.2%

6/17/2021

354.75K→332.76K

6.25% Series 2027 Term Preferred Stock (OXLCP)

Indirect

S · Sale

−13.80K

Price / share

$24.95

Trade value

$344.31K

% of position

2.2%

6/17/2021

616.57K→602.76K

Total

Net shares

−2.02M

Net value

-$1.86T

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
6.75% Notes due 2031, $25.00 denominations (OXLCL) Indirect	6/15/2021	S · Sale	−1.25M	$1.27M	$1.59T	New position	1.25M	N/A
6.75% Series 2024 Term Preferred Stock (OXLCM) Indirect	6/15/2021	S · Sale	−4.52K	$25.21	$113.97K	1.2%	366.67K	362.14K
6.25% Series 2027 Term Preferred Stock (OXLCP) Indirect	6/15/2021	S · Sale	−2.80K	$25.11	$70.31K	0.4%	632.81K	630.01K
6.75% Notes due 2031, $25.00 denominations (OXLCL) Indirect	6/16/2021	S · Sale	−432.60K	$439.81K	$190.26B	New position	432.60K	N/A
6.75% Series 2024 Term Preferred Stock (OXLCM) Indirect	6/16/2021	S · Sale	−7.39K	$25.12	$185.69K	2.0%	362.14K	354.75K
6.25% Series 2027 Term Preferred Stock (OXLCP) Indirect	6/16/2021	S · Sale	−13.44K	$25.00	$336.02K	2.1%	630.01K	616.57K
6.75% Notes due 2031, $25.00 denominations (OXLCL) Indirect	6/17/2021	S · Sale	−273.30K	$277.58K	$75.86B	New position	273.30K	N/A
6.75% Series 2024 Term Preferred Stock (OXLCM) Indirect	6/17/2021	S · Sale	−21.99K	$25.04	$550.73K	6.2%	354.75K	332.76K
6.25% Series 2027 Term Preferred Stock (OXLCP) Indirect	6/17/2021	S · Sale	−13.80K	$24.95	$344.31K	2.2%	616.57K	602.76K
Total			−2.02M		-$1.86T

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)2

6.75% Series 2024 Term Preferred Stock (OXLCM)

Direct

Shares owned9.45K

6.25% Series 2027 Term Preferred Stock (OXLCP)

Direct

Shares owned11K

Total

20.45K direct20.45K

Security Title	Shares Owned	Ownership Type
6.75% Series 2024 Term Preferred Stock (OXLCM)	9.45K	Direct
6.25% Series 2027 Term Preferred Stock (OXLCP)	11K	Direct
Total	20.45K	20.45K direct

Derivative Holdings (Post-Transaction)0

No derivative holdings reported