DUNN MICHAEL R exercised options at REGIONAL MANAGEMENT CORP.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

DUNN MICHAEL R

Filed: 8/23/2021ACC: 0001209191-21-052960

InsiderDUNN MICHAEL RCIK 1334037

→

IssuerREGIONAL MANAGEMENT CORP.CIK 1519401

Director

Since Mar 2019

-30.61K

Net shares

Net seller

$1.69M

Total sold

Open market trades

0B · 0S

Total transactions

49.69K acquired · 80.31K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+10K

Price / share

$15.06

Trade value

$150.60K

% of position

12.0%

8/19/2021

83.17K→93.17K

Common Stock

Direct

M · Option Exercise

+21.69K

Price / share

$14.75

Trade value

$319.96K

% of position

23.3%

8/19/2021

93.17K→114.86K

Common Stock

Direct

M · Option Exercise

+18K

Price / share

$17.08

Trade value

$307.44K

% of position

15.7%

8/19/2021

114.86K→132.86K

Common Stock

Direct

F · Tax Withholding

−30.61K

Price / share

$55.06

Trade value

$1.69M

% of position

23.0%

8/19/2021

132.86K→102.25K

Total

Net shares

+19.08K

Net value

-$907.61K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/19/2021	M · Option Exercise	+10K	$15.06	$150.60K	12.0%	83.17K	93.17K
Common Stock Direct	8/19/2021	M · Option Exercise	+21.69K	$14.75	$319.96K	23.3%	93.17K	114.86K
Common Stock Direct	8/19/2021	M · Option Exercise	+18K	$17.08	$307.44K	15.7%	114.86K	132.86K
Common Stock Direct	8/19/2021	F · Tax Withholding	−30.61K	$55.06	$1.69M	23.0%	132.86K	102.25K
Total			+19.08K		-$907.61K

Derivative Transactions3

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

10K shares

−10K

Strike price

15.06

Held after

0.00

Exercisable

—

8/19/2021

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

71.69K shares

−21.69K

Strike price

14.75

Held after

0.00

Exercisable

—

8/19/2021

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

67.17K shares

−18K

Strike price

17.08

Held after

49.17K

Exercisable

—

8/19/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock10K shares	8/19/2021	M · Option Exercise	−10K	15.06	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock71.69K shares	8/19/2021	M · Option Exercise	−21.69K	14.75	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock67.17K shares	8/19/2021	M · Option Exercise	−18K	17.08	—	49.17K