DUNN CRAIG E (EVP-Chief Comm Banking Officer) exercised options at GUARANTY FEDERAL BANCSHARES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/5/2022ACC: 0001140361-22-013151
Officer· EVP-Chief Comm Banking Officer
Since Apr 2020
-1.50K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
9.38K acquired · 10.88K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.69K
Price / share
—
Trade value
—
% of position
312.5%
4/1/2022
1.50K→6.19K
Common Stock
Direct
Shares
−6.19K
Price / share
—
Trade value
—
% of position
New position
4/1/2022
6.19K→0.00
Total
Net shares
−1.50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/1/2022 | M · Option Exercise | +4.69K | — | — | 312.5% | 1.50K | 6.19K |
| Common Stock Direct | 4/1/2022 | D · Disposition | −6.19K | — | — | New position | 6.19K | 0.00 |
| Total | −1.50K | $0.00 | ||||||
Derivative Transactions2
Performance-Based Restricted Stock Units
Direct
Converts to
Common Stock
4.69K shares
Shares
+4.69K
Strike price
Held after
4.69K
Exercisable
—
4/1/2022
Performance-Based Restricted Stock Units
Direct
Converts to
Common Stock
4.69K shares
Shares
−4.69K
Strike price
Held after
0.00
Exercisable
—
4/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock Units Direct | Common Stock4.69K shares | 4/1/2022 | A · Award | +4.69K | — | 4.69K | |
| Performance-Based Restricted Stock Units Direct | Common Stock4.69K shares | 4/1/2022 | M · Option Exercise | −4.69K | — | 0.00 |