DUNLAP DAVID W (Chief Financial Officer) sold 78.7% of their position (31.50K shares) of SOCKET MOBILE, INC. on the open market

Open‑market sale worth $315.0K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

DUNLAP DAVID W

Filed: 2/18/2021ACC: 0000944075-21-000009

InsiderDUNLAP DAVID WCIK 1192162

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IssuerSOCKET MOBILE, INC.CIK 944075

DirectorOfficer· Chief Financial Officer

Since Feb 2019

-31.50K

Net shares

Net seller

$315.0K

Total sold

Open market trades

0B · 1S

Total transactions

31.50K acquired · 63K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$2.27

Trade value

$11.35K

% of position

58.5%

2/16/2021

8.55K→13.55K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$2.27

Trade value

$11.35K

% of position

36.9%

2/16/2021

13.55K→18.55K

Common Stock

Direct

M · Option Exercise

+4K

Price / share

$2.27

Trade value

$9.08K

% of position

21.6%

2/16/2021

18.55K→22.55K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$2.75

Trade value

$13.75K

% of position

22.2%

2/16/2021

22.55K→27.55K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$2.75

Trade value

$13.75K

% of position

18.2%

2/16/2021

27.55K→32.55K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$2.75

Trade value

$13.75K

% of position

15.4%

2/16/2021

32.55K→37.55K

Common Stock

Direct

M · Option Exercise

+2.50K

Price / share

$2.75

Trade value

$6.88K

% of position

6.7%

2/16/2021

37.55K→40.05K

Common Stock

Direct

S · Sale

−31.50K

Price / share

$10.00

Trade value

$315K

% of position

78.7%

2/16/2021

40.05K→8.55K

Total

Net shares

+0.00

Net value

-$235.09K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/16/2021	M · Option Exercise	+5K	$2.27	$11.35K	58.5%	8.55K	13.55K
Common Stock Direct	2/16/2021	M · Option Exercise	+5K	$2.27	$11.35K	36.9%	13.55K	18.55K
Common Stock Direct	2/16/2021	M · Option Exercise	+4K	$2.27	$9.08K	21.6%	18.55K	22.55K
Common Stock Direct	2/16/2021	M · Option Exercise	+5K	$2.75	$13.75K	22.2%	22.55K	27.55K
Common Stock Direct	2/16/2021	M · Option Exercise	+5K	$2.75	$13.75K	18.2%	27.55K	32.55K
Common Stock Direct	2/16/2021	M · Option Exercise	+5K	$2.75	$13.75K	15.4%	32.55K	37.55K
Common Stock Direct	2/16/2021	M · Option Exercise	+2.50K	$2.75	$6.88K	6.7%	37.55K	40.05K
Common Stock Direct	2/16/2021	S · Sale	−31.50K	$10.00	$315K	78.7%	40.05K	8.55K
Total			+0.00		-$235.09K

Derivative Transactions7

Common stock option

Direct

M · Option Exercise

Converts to

Common

5K shares

−5K

Strike price

2.27

Held after

126K

Exercisable

—

2/16/2021

Common stock option

Direct

M · Option Exercise

Converts to

Common

5K shares

−5K

Strike price

2.27

Held after

121K

Exercisable

—

2/16/2021

Common stock option

Direct

M · Option Exercise

Converts to

Common

4K shares

−4K

Strike price

2.27

Held after

117K

Exercisable

—

2/16/2021

Common stock option

Direct

M · Option Exercise

Converts to

Common

5K shares

−5K

Strike price

2.75

Held after

112K

Exercisable

—

2/16/2021

Common stock option

Direct

M · Option Exercise

Converts to

Common

5K shares

−5K

Strike price

2.75

Held after

107K

Exercisable

—

2/16/2021

Common stock option

Direct

M · Option Exercise

Converts to

Common

5K shares

−5K

Strike price

2.75

Held after

102K

Exercisable

—

2/16/2021

Common stock option

Direct

M · Option Exercise

Converts to

Common

2.50K shares

−2.50K

Strike price

2.75

Held after

99.50K

Exercisable

—

2/16/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common stock option Direct	Common5K shares	2/16/2021	M · Option Exercise	−5K	2.27	—	126K
Common stock option Direct	Common5K shares	2/16/2021	M · Option Exercise	−5K	2.27	—	121K
Common stock option Direct	Common4K shares	2/16/2021	M · Option Exercise	−4K	2.27	—	117K
Common stock option Direct	Common5K shares	2/16/2021	M · Option Exercise	−5K	2.75	—	112K
Common stock option Direct	Common5K shares	2/16/2021	M · Option Exercise	−5K	2.75	—	107K
Common stock option Direct	Common5K shares	2/16/2021	M · Option Exercise	−5K	2.75	—	102K
Common stock option Direct	Common2.50K shares	2/16/2021	M · Option Exercise	−2.50K	2.75	—	99.50K