DUNLAP DAVID W (Chief Financial Officer) sold 72.5% of their position (22.56K shares) of SOCKET MOBILE, INC. on the open market

Open‑market sale worth $86.9K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

DUNLAP DAVID W

Filed: 7/29/2020ACC: 0000944075-20-000024

InsiderDUNLAP DAVID WCIK 1192162

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IssuerSOCKET MOBILE, INC.CIK 944075

DirectorOfficer· Chief Financial Officer

Since Feb 2019

-22.56K

Net shares

Net seller

$86.9K

Total sold

Open market trades

0B · 1S

Total transactions

22.56K acquired · 45.12K disposed

Non-Derivative Transactions6

Common Stock

Direct

C · Conversion

+5K

Price / share

$1.82

Trade value

$9.10K

% of position

58.5%

7/27/2020

8.55K→13.55K

Common Stock

Direct

C · Conversion

+5K

Price / share

$1.82

Trade value

$9.10K

% of position

36.9%

7/27/2020

13.55K→18.55K

Common Stock

Direct

C · Conversion

+4.06K

Price / share

$1.82

Trade value

$7.39K

% of position

21.9%

7/27/2020

18.55K→22.61K

Common Stock

Direct

C · Conversion

+5K

Price / share

$2.36

Trade value

$11.80K

% of position

22.1%

7/27/2020

22.61K→27.61K

Common Stock

Direct

C · Conversion

+3.50K

Price / share

$2.36

Trade value

$8.26K

% of position

12.7%

7/27/2020

27.61K→31.11K

Common Stock

Direct

S · Sale

−22.56K

Price / share

$3.85

Trade value

$86.86K

% of position

72.5%

7/27/2020

31.11K→8.55K

Total

Net shares

+0.00

Net value

-$41.21K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/27/2020	C · Conversion	+5K	$1.82	$9.10K	58.5%	8.55K	13.55K
Common Stock Direct	7/27/2020	C · Conversion	+5K	$1.82	$9.10K	36.9%	13.55K	18.55K
Common Stock Direct	7/27/2020	C · Conversion	+4.06K	$1.82	$7.39K	21.9%	18.55K	22.61K
Common Stock Direct	7/27/2020	C · Conversion	+5K	$2.36	$11.80K	22.1%	22.61K	27.61K
Common Stock Direct	7/27/2020	C · Conversion	+3.50K	$2.36	$8.26K	12.7%	27.61K	31.11K
Common Stock Direct	7/27/2020	S · Sale	−22.56K	$3.85	$86.86K	72.5%	31.11K	8.55K
Total			+0.00		-$41.21K

Derivative Transactions5

Common stock option

Direct

X · X

Converts to

Common

5K shares

−5K

Strike price

1.82

Held after

148.56K

Exercisable

—

7/27/2020

Common stock option

Direct

X · X

Converts to

Common

5K shares

−5K

Strike price

1.82

Held after

143.56K

Exercisable

—

7/27/2020

Common stock option

Direct

X · X

Converts to

Common

4.06K shares

−4.06K

Strike price

1.82

Held after

139.50K

Exercisable

—

7/27/2020

Common stock option

Direct

X · X

Converts to

Common

5K shares

−5K

Strike price

2.36

Held after

134.50K

Exercisable

—

7/27/2020

Common stock option

Direct

X · X

Converts to

Common

3.50K shares

−3.50K

Strike price

2.36

Held after

131K

Exercisable

—

7/27/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common stock option Direct	Common5K shares	7/27/2020	X · X	−5K	1.82	—	148.56K
Common stock option Direct	Common5K shares	7/27/2020	X · X	−5K	1.82	—	143.56K
Common stock option Direct	Common4.06K shares	7/27/2020	X · X	−4.06K	1.82	—	139.50K
Common stock option Direct	Common5K shares	7/27/2020	X · X	−5K	2.36	—	134.50K
Common stock option Direct	Common3.50K shares	7/27/2020	X · X	−3.50K	2.36	—	131K