DUNKIN AMY (See remarks.) exercised options at HOUGHTON MIFFLIN HARCOURT CO
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/11/2022ACC: 0001209191-22-018293
Officer· See remarks.
Since Nov 2018
-4.18K
Net shares
Net seller
$88.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
9.50K acquired · 13.69K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+9.50K
Price / share
—
Trade value
—
% of position
20.0%
3/9/2022
47.43K→56.93K
Common Stock
Direct
Shares
−4.18K
Price / share
$21.04
Trade value
$88.05K
% of position
7.4%
3/9/2022
56.93K→52.74K
Total
Net shares
+5.32K
Net value
-$88.05K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/9/2022 | M · Option Exercise | +9.50K | — | — | 20.0% | 47.43K | 56.93K |
| Common Stock Direct | 3/9/2022 | F · Tax Withholding | −4.18K | $21.04 | $88.05K | 7.4% | 56.93K | 52.74K |
| Total | +5.32K | -$88.05K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
9.50K shares
Shares
−9.50K
Strike price
Held after
9.50K
Exercisable
—
3/9/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock9.50K shares | 3/9/2022 | M · Option Exercise | −9.50K | — | 9.50K |