DUNHILL FINANCIAL, LLC

Filed: 10/27/2023ACC: 0001948904-23-000002

📋 What this filing means

DUNHILL FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $158.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$158.58M

Total AUM (reported)

2.98M

Total Shares

Allocation by class

MSCI KLD400 SOC$22.67M14.3%

ESG AW MSCI EAFE$22.15M14.0%

COM$11.73M7.4%

EUROPE ALPHADEX$9.28M5.9%

ALLWRLD EX US$8.12M5.1%

S&P 500 ETF SHS$7.92M5.0%

ACTIVE BD ETF$6.52M4.1%

Portfolio Concentration

Top 3$54.10M34.1%

4–10$43.24M27.3%

11–25$38.68M24.4%

Rest$22.56M14.2%

Top 3 weight

34.1%

Top 10 weight

61.4%

Voting Authority Distribution

Total shares with voting rights: 2.98M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.98M

% of voting shares100.0%

Investment Discretion (by position count)

Sole73

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings73

Rows:

ISHARES TR

SOLE

MSCI KLD400 SOC

Shares273.89K

TypeSH

Market value$22.67M

14.29%

Sole

0.00

Shared

0.00

None

273.89K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares318.11K

TypeSH

Market value$22.15M

13.97%

Sole

0.00

Shared

0.00

None

318.11K

FIRST TR EXCH TRD ALPHDX FD

SOLE

EUROPE ALPHADEX

Shares282.62K

TypeSH

Market value$9.28M

5.85%

Sole

0.00

Shared

0.00

None

282.62K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares155.59K

TypeSH

Market value$8.12M

5.12%

Sole

0.00

Shared

0.00

None

155.59K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares19.83K

TypeSH

Market value$7.92M

4.99%

Sole

0.00

Shared

0.00

None

19.83K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares74.83K

TypeSH

Market value$6.52M

4.11%

Sole

0.00

Shared

0.00

None

74.83K

ISHARES TR

SOLE

ESG AWARE MSCI

Shares190.52K

TypeSH

Market value$6.38M

4.02%

Sole

0.00

Shared

0.00

None

190.52K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares347.09K

TypeSH

Market value$5.46M

3.45%

Sole

0.00

Shared

0.00

None

347.09K

APPLE INC

SOLE

COM

Shares24.87K

TypeSH

Market value$4.44M

2.80%

Sole

0.00

Shared

0.00

None

24.87K

ISHARES TR

SOLE

BROAD USD HIGH

Shares127.87K

TypeSH

Market value$4.41M

2.78%

Sole

0.00

Shared

0.00

None

127.87K

FIRST TR EXCH TRD ALPHDX FD

SOLE

EMERG MKT ALPH

Shares199.37K

TypeSH

Market value$4.15M

2.62%

Sole

0.00

Shared

0.00

None

199.37K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares8.57K

TypeSH

Market value$3.73M

2.35%

Sole

0.00

Shared

0.00

None

8.57K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares62.34K

TypeSH

Market value$3.71M

2.34%

Sole

0.00

Shared

0.00

None

62.34K

ISHARES TR

SOLE

INTL TREA BD ETF

Shares86.95K

TypeSH

Market value$3.25M

2.05%

Sole

0.00

Shared

0.00

None

86.95K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares14.07K

TypeSH

Market value$3.03M

1.91%

Sole

0.00

Shared

0.00

None

14.07K

KRANESHARES TR

SOLE

CSI CHI INTERNET

Shares99.56K

TypeSH

Market value$2.84M

1.79%

Sole

0.00

Shared

0.00

None

99.56K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares50.30K

TypeSH

Market value$2.70M

1.70%

Sole

0.00

Shared

0.00

None

50.30K

SPDR SER TR

SOLE

BBG CONV SEC ETF

Shares35.04K

TypeSH

Market value$2.36M

1.49%

Sole

0.00

Shared

0.00

None

35.04K

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares28.37K

TypeSH

Market value$2.29M

1.44%

Sole

0.00

Shared

0.00

None

28.37K

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares8.11K

TypeSH

Market value$2.02M

1.27%

Sole

0.00

Shared

0.00

None

8.11K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares28.04K

TypeSH

Market value$1.95M

1.23%

Sole

0.00

Shared

0.00

None

28.04K

MASTERCARD INCORPORATED

SOLE

CL A

Shares4.75K

TypeSH

Market value$1.90M

1.20%

Sole

0.00

Shared

0.00

None

4.75K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares12.71K

TypeSH

Market value$1.75M

1.11%

Sole

0.00

Shared

0.00

None

12.71K

FIRST TR EXCHANGE-TRADED ALP

SOLE

SML CP GRW ALP

Shares27.06K

TypeSH

Market value$1.52M

0.96%

Sole

0.00

Shared

0.00

None

27.06K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares19.72K

TypeSH

Market value$1.49M

0.94%

Sole

0.00

Shared

0.00

None

19.72K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	MSCI KLD400 SOC	273.89K	SH	$22.67M 14.29%	273.89K
ISHARES TRSOLE	ESG AW MSCI EAFE	318.11K	SH	$22.15M 13.97%	318.11K
FIRST TR EXCH TRD ALPHDX FDSOLE	EUROPE ALPHADEX	282.62K	SH	$9.28M 5.85%	282.62K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	155.59K	SH	$8.12M 5.12%	155.59K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	19.83K	SH	$7.92M 4.99%	19.83K
PIMCO ETF TRSOLE	ACTIVE BD ETF	74.83K	SH	$6.52M 4.11%	74.83K
ISHARES TRSOLE	ESG AWARE MSCI	190.52K	SH	$6.38M 4.02%	190.52K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	347.09K	SH	$5.46M 3.45%	347.09K
APPLE INCSOLE	COM	24.87K	SH	$4.44M 2.80%	24.87K
ISHARES TRSOLE	BROAD USD HIGH	127.87K	SH	$4.41M 2.78%	127.87K
FIRST TR EXCH TRD ALPHDX FDSOLE	EMERG MKT ALPH	199.37K	SH	$4.15M 2.62%	199.37K
SPDR S&P 500 ETF TRSOLE	TR UNIT	8.57K	SH	$3.73M 2.35%	8.57K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	62.34K	SH	$3.71M 2.34%	62.34K
ISHARES TRSOLE	INTL TREA BD ETF	86.95K	SH	$3.25M 2.05%	86.95K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	14.07K	SH	$3.03M 1.91%	14.07K
KRANESHARES TRSOLE	CSI CHI INTERNET	99.56K	SH	$2.84M 1.79%	99.56K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	50.30K	SH	$2.70M 1.70%	50.30K
SPDR SER TRSOLE	BBG CONV SEC ETF	35.04K	SH	$2.36M 1.49%	35.04K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	28.37K	SH	$2.29M 1.44%	28.37K
ISHARES TRSOLE	RUSSELL 3000 ETF	8.11K	SH	$2.02M 1.27%	8.11K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	28.04K	SH	$1.95M 1.23%	28.04K
MASTERCARD INCORPORATEDSOLE	CL A	4.75K	SH	$1.90M 1.20%	4.75K
VANGUARD INDEX FDSSOLE	VALUE ETF	12.71K	SH	$1.75M 1.11%	12.71K
FIRST TR EXCHANGE-TRADED ALPSOLE	SML CP GRW ALP	27.06K	SH	$1.52M 0.96%	27.06K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	19.72K	SH	$1.49M 0.94%	19.72K

Page 1 of 3