DUNDAS GUTHRIE (Interim CFO) exercised options at SUNPOWER CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/7/2023ACC: 0001628280-23-011112
-3.83K
Net shares
Net seller
$50.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
11.06K acquired · 14.89K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.06K
Price / share
—
Trade value
—
% of position
326.7%
4/5/2023
3.39K→14.45K
Common Stock
Direct
Shares
−3.83K
Price / share
$13.16
Trade value
$50.36K
% of position
26.5%
4/5/2023
14.45K→10.63K
Total
Net shares
+7.24K
Net value
-$50.36K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/5/2023 | M · Option Exercise | +11.06K | — | — | 326.7% | 3.39K | 14.45K |
| Common Stock Direct | 4/5/2023 | F · Tax Withholding | −3.83K | $13.16 | $50.36K | 26.5% | 14.45K | 10.63K |
| Total | +7.24K | -$50.36K | ||||||
Derivative Transactions1
Restricted Stock Units (RSUs)
Direct
Converts to
Common Stock
11.06K shares
Shares
−11.06K
Strike price
Held after
11.06K
Exercisable
—
4/5/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs) Direct | Common Stock11.06K shares | 4/5/2023 | M · Option Exercise | −11.06K | — | 11.06K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned4.34K
Total
4.34K indirect4.34K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.34K | Indirect |
| Total | 4.34K | 4.34K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported