DUNDAS GUTHRIE (Interim CFO) exercised options at SUNPOWER CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

DUNDAS GUTHRIE

Filed: 3/3/2023ACC: 0001628280-23-006383

InsiderDUNDAS GUTHRIECIK 1946536

→

IssuerSUNPOWER CORPCIK 867773

Officer· Interim CFO

Since Sep 2022

-2.33K

Net shares

Net seller

$35.6K

Total sold

Open market trades

0B · 0S

Total transactions

5.71K acquired · 8.04K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+1.77K

Price / share

—

Trade value

—

% of position

New position

3/1/2023

0.00→1.77K

Common Stock

Direct

M · Option Exercise

+197.00

Price / share

—

Trade value

—

% of position

11.1%

3/1/2023

1.77K→1.97K

Common Stock

Direct

M · Option Exercise

+3.75K

Price / share

—

Trade value

—

% of position

190.2%

3/1/2023

1.97K→5.71K

Common Stock

Direct

F · Tax Withholding

−2.33K

Price / share

$15.29

Trade value

$35.58K

% of position

40.7%

3/1/2023

5.71K→3.39K

Total

Net shares

+3.39K

Net value

-$35.58K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/1/2023	M · Option Exercise	+1.77K	—	—	New position	0.00	1.77K
Common Stock Direct	3/1/2023	M · Option Exercise	+197.00	—	—	11.1%	1.77K	1.97K
Common Stock Direct	3/1/2023	M · Option Exercise	+3.75K	—	—	190.2%	1.97K	5.71K
Common Stock Direct	3/1/2023	F · Tax Withholding	−2.33K	$15.29	$35.58K	40.7%	5.71K	3.39K
Total			+3.39K		-$35.58K

Derivative Transactions3

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

1.77K shares

−1.77K

Strike price

Held after

3.54K

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

197.00 shares

−197.00

Strike price

Held after

197.00

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

3.75K shares

−3.75K

Strike price

Held after

11.23K

Exercisable

—

3/1/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units (RSUs) Direct	Common Stock1.77K shares	3/1/2023	M · Option Exercise	−1.77K	—	3.54K
Restricted Stock Units (RSUs) Direct	Common Stock197.00 shares	3/1/2023	M · Option Exercise	−197.00	—	197.00
Restricted Stock Units (RSUs) Direct	Common Stock3.75K shares	3/1/2023	M · Option Exercise	−3.75K	—	11.23K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned4.34K

Total

4.34K indirect4.34K

Security Title	Shares Owned	Ownership Type
Common Stock	4.34K	Indirect
Total	4.34K	4.34K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported