SPAULDING AUDREY enters THIRD COAST BANCSHARES, INC. with 8.29K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 11/8/2021ACC: 0000899243-21-043534
Officer· See Remarks
Since Nov 2021
8.29K
Baseline shares
78% direct
6.50K
Direct ownership
1 position
16K
Derivative underlying
3 instruments
2
Security positions
1.79K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned6.50K
Common Stock
IndirectShares owned1.79K
Total
6.50K direct·1.79K indirect8.29K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.50K | Direct |
| Common Stock | 1.79K | Indirect |
| Total | 8.29K | 6.50K direct·1.79K indirect |
Derivative Holdings3
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
11.00
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
13.00
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1K
Shares owned
N/A
Exercise price
16.43
Expiration
—
Exercise window
—
Total
Underlying
16K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock | 11.00 | — | — | 5K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 13.00 | — | — | 10K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 16.43 | — | — | 1K | N/A |
| Total | 16K | 0.00 | ||||