DUNBAR GEORGE W JR exercised options at CAPRICOR THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/23/2025ACC: 0001194712-25-000004
Director
Since Aug 2019
0.00
Net shares
Net seller
$4.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3K acquired · 3K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3K
Price / share
$1.39
Trade value
$4.17K
% of position
26.5%
12/19/2025
11.31K→14.31K
Total
Net shares
+3K
Net value
$4.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/19/2025 | M · Option Exercise | +3K | $1.39 | $4.17K | 26.5% | 11.31K | 14.31K |
| Total | +3K | $4.17K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
1.39
Held after
0.00
Exercisable
—
12/19/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3K shares | 12/19/2025 | M · Option Exercise | −3K | 1.39 | — | 0.00 |